BRANSON FOWLKES & CO INC
Adviser information for BRANSON FOWLKES & CO INC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 980 | $285.0M |
| Non-Discretionary | 135 | $42.5M |
| Total | 1,115 | $327.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 60 | $280.9M |
| HNW Individuals | 118 | $33.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $10.0M |
| Charitable organizations | 6 | $3.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-44173 |
|---|---|
| SEC ERA File Number | 801-44173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107657 |
| Legal Entity Identifier | None |
Principal Office
19 BRIAR HOLLOW LANESUITE 130
HOUSTON
TX
United States
Monday - Friday, 8:00-5:00PM.
Tel: 713-780-0606, Fax: 713-780-0072
Websites
Chief Compliance Officer
JAY BRANSON
19 BRIAR HOLLOW LANE
SUITE 130
HOUSTON
TX
United States
Tel:
713-780-0606
Fax:
713-780-0072
J*******@*****************M
(Full email address available in API data)
Regulatory Contact
TROCON REFFELL
19 BRIAR HOLLOW LANE
SUITE 130
HOUSTON
TX
United States
Tel:
713-780-0606
Fax:
713-780-0072
T*******@*****************M
(Full email address available in API data)
Industry Affiliates
| BRANSON FOWLKES RUSSELL INC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRANSON, JAY, WALLACE | Individual | – | PRESIDENT | 07/1990 | 50-75% |
| FOWLKES, MACO, STEWART | Individual | – | VICE PRESIDENT, SECRETARY | 07/1990 | 50-75% |
| BRANSON, JAY, WALLACE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2003 | 50-75% |