SELECT PORTFOLIO MANAGEMENT INC
Adviser information for SELECT PORTFOLIO MANAGEMENT INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 350 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-44268 |
|---|---|
| SEC ERA File Number | 801-44268 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107228 |
| Legal Entity Identifier | None |
Principal Office
26800 ALISO VIEJO PARKWAYSUITE 150
ALISO VIEJO
CA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 949-975-7900, Fax: 949-900-8181
Websites
Chief Compliance Officer
CARIN R. AMARADIO
CEO, CCO
26800 ALISO VIEJO PARKWAY
SUITE 150
ALISO VIEJO
CA
United States
Tel:
949-975-7900
Fax:
949-900-8168
C*************@******************M
(Full email address available in API data)
Regulatory Contact
LAURIE A. THOMPSON
VICE PRESIDENT, COO, CO
26800 ALISO VIEJO PARKWAY
SUITE 150
ALISO VIEJO
CA
United States
Tel:
949-975-7900
Fax:
949-900-8182
L**************@******************M
(Full email address available in API data)
Industry Affiliates
| CARIN R. AMARADIO | Real estate broker or dealer |
| SECURITIES EQUITY GROUP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SELECT MONEY MANAGEMENT, INC. | Other investment adviser, including financial planners |
| SPM INSURANCE SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMARADIO, CARIN, RUTH | Individual | – | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 02/1993 | > 75% |
| THOMPSON, LAURIE, ANN | Individual | – | VICE PRESIDENT; CHIEF OPERATIONS OFFICER; COMPLIANCE OFFICER | 02/2013 | < 5% |
| AMARADIO, ANTHONY, JOSEPH | Individual | – | PRESIDENT; CHIEF STRATEGIST; CHIEF MARKETING OFFICER | 03/2018 | < 5% |