Hedge Fund Database

CHANDLER ASSET MANAGEMENT INC

Adviser information for CHANDLER ASSET MANAGEMENT INC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 45
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,013 $29.6B
Non-Discretionary 91 $6.2B
Total 1,104 $35.8B

Clients

Type Number RAUM
Individuals 412 $219.7M
HNW Individuals 161 $120.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $12.5M
Charitable organizations 16 $117.7M
State or municipal gov entities 207 $31.1B
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 12 $58.4M
Other 8 $4.1B
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 123.3M
Both for Same 0
Portfolio Manager to Program Sponsor
MANAGED ACCOUNTS SELECT CHARLES SCHWAB & CO., INC.

Identifiers

SEC RIA File Number 801-44378
SEC ERA File Number 801-44378
SEC CIK Numbers 1665018
SEC CRD Numbers 107287
Legal Entity Identifier 254900E9BJWINIZ90E91

Principal Office

9255 TOWNE CENTRE DRIVE
SUITE 600
SAN DIEGO
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 858.546.3737, Fax: 858.546.3741

Websites

www.youtube.com/channel/uciuggxvg75mcarkbskywrrw www.chandlerasset.com www.linkedin.com/company/911143/

Chief Compliance Officer

MICHAEL RASMUSSEN
CHIEF COMPLIANCE OFFICER
9255 TOWNE CENTRE DRIVE
SUITE 600
SAN DIEGO
CA
United States
Tel: 858.692.9680
Fax: 858.546.3741
(Full email address available in API data)

Regulatory Contact

NICOLE M. DRAGOO
CEO
9255 TOWNE CENTRE DRIVE
SUITE 600
SAN DIEGO
CA
United States
Tel: 858.546.3737
Fax: 858.546.3741
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHMITT, JAYSON Individual – CO-CHIEF INVESTMENT OFFICER 01/2022 < 5%
CASSELL, MARTIN, DAYLE Individual – CFO AND CORPORATE ADVISOR 01/2023 < 5%
DRAGOO, NICOLE, MARIE Individual – CHIEF EXECUTIVE OFFICER 01/2023 < 5%
DENNEHY, WILLIAM Individual – CO-CHIEF INVESTMENT OFFICER 01/2022 < 5%
PRICKETT, SCOTT, DAVID Individual – CO-CHIEF INVESTMENT OFFICER 01/2022 < 5%
TAUBER, RYAN, EDWARD Individual – MANAGING DIRECTOR OF BUSINESS DEVELOPMENT 07/2020 < 5%
PRUDENT FIDUCIARY SERVICES Domestic Entity CHANDLER ASSET MANAGEMENT, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST TRUSTEE 10/2021
Rasmussen, Michael, Thomas Individual – CHIEF COMPLIANCE OFFICER 04/2023 < 5%
CHANDLER ASSET MANAGEMENT, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST Domestic Entity CHANDLER INVESTOR SERVICES, INC. SHAREHOLDER 01/2024 50-75%
CHANDLER INVESTOR SERVICES, INC. Domestic Entity – SHAREHOLDER 01/2024 > 75%
CASSELL, MARTIN, DAYLE Individual CHANDLER INVESTOR SERVICES, INC. SHAREHOLDER/CFO 01/2024 25-50%

No. Employees, Historic

50250201920202021202220232024202530 on 5/1/201931 on 3/9/202031 on 6/15/202032 on 3/30/202132 on 3/30/202132 on 3/30/202132 on 1/2/202237 on 3/29/202237 on 4/12/202237 on 1/9/202337 on 1/10/202342 on 1/27/202342 on 4/3/202342 on 4/4/202342 on 5/12/202345 on 2/1/202445 on 2/2/202445 on 2/13/2024

RAUM, Historic

40B20B0201920202021202220232024202516551349341 on 5/1/201919552147447 on 3/9/202019552147447 on 6/15/202022280446212 on 3/30/202122280446212 on 3/30/202122280446212 on 3/30/202122280446212 on 1/2/202225784973967 on 3/29/202225784973967 on 4/12/202225784973967 on 1/9/202325784973967 on 1/10/202328640972420 on 1/27/202328640972420 on 4/3/202328640972420 on 4/4/202328640972420 on 5/12/202335803584515 on 2/1/202435803584515 on 2/2/202435803584515 on 2/13/2024

No. Clients, Historic

1,00050002019202020212022202320242025863 on 5/1/2019884 on 3/9/2020884 on 6/15/2020904 on 3/30/2021904 on 3/30/2021904 on 3/30/2021904 on 1/2/2022897 on 3/29/2022897 on 4/12/2022897 on 1/9/2023897 on 1/10/2023863 on 1/27/2023863 on 4/3/2023863 on 4/4/2023863 on 5/12/2023818 on 2/1/2024818 on 2/2/2024818 on 2/13/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES S&P GSCI COMMODITY UNIT BEN INT 523K 24K –
ISHARES TR CORE US AGGBD ET 2M 21K –
ISHARES TR CORE S&P MCP ETF 54M 917K –
ISHARES TR CORE S&P MCP ETF 20M 344K –
ISHARES TR CORE S&P SCP ETF 976K 9K –
ISHARES TR CORE S&P500 ETF 78M 143K –
ISHARES TR RUS 1000 ETF 1M 5K –
ISHARES TR CORE S&P500 ETF 14M 25K –
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 18K –
SPDR SER TR BLOOMBERG HIGH Y 10M 106K –
SPDR SER TR BLOOMBERG HIGH Y 7M 75K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 59M 818K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 36M 504K –
VANGUARD BD INDEX FDS SHORT TRM BOND 259K 3K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 261K 5K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 47K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 49K –
VANGUARD INDEX FDS SMALL CP ETF 48M 221K –
VANGUARD INDEX FDS SMALL CP ETF 14M 65K –
VANGUARD INDEX FDS REAL ESTATE ETF 24M 286K –
VANGUARD INDEX FDS REAL ESTATE ETF 7M 87K –
VANGUARD INDEX FDS MID CAP ETF 1M 6K –
VANGUARD INDEX FDS TOTAL STK MKT 31M 117K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 5M 120K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 2M 60K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 14M 326K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 7M 159K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 973K 12K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 18K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 677K 12K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 839K 14K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 3M 75K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 31M 635K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 11M 222K –