FORTERIS WEALTH MANAGEMENT, INC.
Adviser information for FORTERIS WEALTH MANAGEMENT, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 488 | $157.5M |
| Non-Discretionary | 3 | $656,200 |
| Total | 491 | $158.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $20.0M |
| HNW Individuals | 90 | $130.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $7.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesFINANCIAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-44613 |
|---|---|
| SEC ERA File Number | 801-44613 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108314 |
| Legal Entity Identifier | None |
Principal Office
200 BUSINESS PARK DRIVESUITE 211
ARMONK
NY
United States
Monday - Friday, 8:00 AM -- 6:00 PM
Tel: 914-696-5300, Fax: None
Chief Compliance Officer
JAY WARREN FURST
FOUNDING PRINCIPAL
200 BUSINESS PARK DRIVE
SUITE 211
ARMONK
NY
United States
Tel:
914-696-5300
Fax:
914-696-5308
J**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FURST, JAY, WARREN | Individual | – | FOUNDING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 08/1993 | > 75% |