SAROFIM REALTY ADVISORS LLC
Adviser information for SAROFIM REALTY ADVISORS LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $621.7M |
| Non-Discretionary | 3 | $1.3B |
| Total | 6 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $578.8M |
| Pension and profit sharing plans | 2 | $791.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $471.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $43.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-44655 |
|---|---|
| SEC ERA File Number | 801-44655 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106931 |
| Legal Entity Identifier | None |
Principal Office
TWO HOUSTON CENTER, SUITE 2907HOUSTON
TX
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 713-654-4484, Fax: 713-654-8184
Websites
Chief Compliance Officer
RAYE G. WHITE
TWO HOUSTON CENTER, SUITE 2907
HOUSTON
TX
United States
Tel:
(713)654-4484
Fax:
(713)654-8184
R******@**********M
(Full email address available in API data)
Regulatory Contact
MICHELE L. GIBBONS
GENERAL COUNSEL
TWO HOUSTON CENTER, SUITE 2907
HOUSTON
TX
United States
Tel:
(713)654-4484
Fax:
(713)654-8184
M*******@**********M
(Full email address available in API data)
Industry Affiliates
| FAYEZ SAROFIM & CO. | Other investment adviser, including financial planners |
| SAROFIM INTERNATIONAL MANAGEMENT CO | Other investment adviser, including financial planners |
| SAROFIM TRUST CO | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAROFIM MULTIFAMILY INCOME FUND | Hedge Fund | $432.7M | $0.0M | 80 |
| SAROFIM/WOOD PARTNERS DEVELOPMENT FUND | Hedge Fund | $146.1M | $2.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, RAYE, GILLIS | Individual | – | CHIEF COMPLIANCE OFFICER | 07/1982 | < 5% |
| SAROFIM FAYEZ & CO | Domestic Entity | – | SHAREHOLDER | 12/1977 | > 75% |
| THE SAROFIM GROUP, INC. | Domestic Entity | FAYEZ SAROFIM & CO. | SHAREHOLDER | 12/1995 | > 75% |
| FAYEZ SAROFIM & CO. | Domestic Entity | SAROFIM REALTY ADVISORS CO. | SHAREHOLDER | 07/1982 | > 75% |
| LEE, JR., WILLIAM, GENTRY | Individual | – | SENIOR VICE PRESIDENT | 09/2010 | < 5% |
| Gibbons, Michele, Lew | Individual | – | GENERAL COUNSEL | 09/2021 | < 5% |
| SAROFIM SGI VOTING TRUST | Domestic Entity | THE SAROFIM GROUP, INC. | E | 05/2022 | > 75% |
| SAROFIM, CHRISTOPHER, BINYON | Individual | SAROFIM SGI VOTING TRUST | TRUSTEE | 05/2022 | > 75% |
| ALDER, DOUGLAS, KENNETH | Individual | – | PRESIDENT | 01/2024 | < 5% |