EUBEL BRADY & SUTTMAN

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	33
Investment Advisory/Research	33
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	15
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,792	$2.0B
Non-Discretionary	0	$0
Total	1,792	$2.0B

Clients

Type	Number	RAUM
Individuals	450	$135.5M
HNW Individuals	287	$832.4M
Banking or thrift institutions	0	$0
Investment companies	1	$554.0M
Business development companies	0	$0
Pooled investment vehicles	5	$95.9M
Pension and profit sharing plans	24	$61.4M
Charitable organizations	16	$52.9M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	19	$242.8M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	14
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMPerformance-based feesOTHER FEES MAY APPLY AS DISCLOSED IN CERTAIN OFFERING DOCUMENTS.

Identifiers

SEC RIA File Number	801-44694
SEC ERA File Number	801-44694
SEC CIK Numbers	1080382
SEC CRD Numbers	107316
Legal Entity Identifier	None

Principal Office

10100 INNOVATION DRIVE
SUITE 410
MIAMISBURG
OH
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic