AMERICAN FINANCIAL & TAX STRATEGIES, INC.
Adviser information for AMERICAN FINANCIAL & TAX STRATEGIES, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 605 | $243.1M |
| Non-Discretionary | 0 | $0 |
| Total | 605 | $243.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 135 | $44.9M |
| HNW Individuals | 67 | $197.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $572,139 |
| Charitable organizations | <5 | $216,711 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-44737 |
|---|---|
| SEC ERA File Number | 801-44737 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115559 |
| Legal Entity Identifier | None |
Principal Office
1650 BROADWAYSUITE 1405
NEW YORK
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 212-315-0345, Fax: 212-315-0405
Chief Compliance Officer
ROBERT J. BRAGLIA
PRESIDENT
1650 BROADWAY
SUITE 1405
NEW YORK
NY
United States
Tel:
212-315-0345
Fax:
212-315-0405
R*****@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAGLIA, ROBERT, JAMES | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 10/1992 | > 75% |