Hedge Fund Database

WINDHAM CAPITAL MANAGEMENT, LLC

Adviser information for WINDHAM CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 128 $611.9M
Non-Discretionary 0 $0
Total 128 $611.9M

Clients

Type Number RAUM
Individuals 25 $9.3M
HNW Individuals 26 $278.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $322.5M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO AND RISK MANAGEMENT SOFTWARE AND RELATED CONSULTING SERVICES, ADVISOR TO BROKERAGE PLATFORMS
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisorFINANCIAL RISK MANAGEMENT SOFTWARE AND CONSULTING

Identifiers

SEC RIA File Number 801-45014
SEC ERA File Number 801-45014
SEC CIK Numbers 1512415
SEC CRD Numbers 110539
Legal Entity Identifier 54930011661UDW04YI86

Principal Office

1 FEDERAL STREET
21ST FLOOR
BOSTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 617-419-3900, Fax: None

Websites

www.windhamcapital.com www.linkedin.com/company/windham-capital-management www.linkedin.com/company/windhamlabs www.windhamlabs.com www.twitter.com/windhamlabs www.windhamwealth.com

Chief Compliance Officer

JUSTIN DAUSCH
1 FEDERAL STREET
21ST FLOOR
BOSTON
MA
United States
Tel: 781-771-6032
(Full email address available in API data)

Regulatory Contact

MARK KRITZMAN
CHIEF EXECUTIVE OFFICER
1 FEDERAL STREET
21ST FLOOR
BOSTON
MA
United States
Tel: 617-419-3900
(Full email address available in API data)

Industry Affiliates

WINDHAM CAPITAL GP 1, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
WINDHAM QUANTITATIVE COMMODITY FUND LP Hedge Fund $6.0M $1.0M 3
WINDHAM RISK PREMIA FUND (CAYMAN) MASTER FUND LP Hedge Fund $316.4M $1.0M 10

Control Persons

Name Type Entity Title Since Ownership
KRITZMAN, MARK, PAUL Individual – MEMBER & CHIEF EXECUTIVE OFFICER 07/1993 > 75%
LINDSEY, RICHARD, RAY Individual – CHIEF INVESTMENT OFFICER 09/2019 < 5%
Kulasekaran, Nedunceliyan Individual – MEMBER & MANAGING DIRECTOR OF RESEARCH 01/2022 10-25%
Dausch, Justin, Carter Individual – CHIEF COMPLIANCE OFFICER 05/2022 < 5%

No. Employees, Historic

20100201920202021202220232024202520 on 11/7/201920 on 3/30/202020 on 6/22/202020 on 9/11/202017 on 3/29/202117 on 4/16/202117 on 8/18/202115 on 3/25/202215 on 5/6/202211 on 3/23/202311 on 4/28/202311 on 5/30/202311 on 3/29/2024

RAUM, Historic

2B1B02019202020212022202320242025854682472 on 11/7/20191000574975 on 3/30/20201000574975 on 6/22/20201000574975 on 9/11/2020912378496 on 3/29/2021912378496 on 4/16/2021912378496 on 8/18/2021945578203 on 3/25/2022945578203 on 5/6/2022631861284 on 3/23/2023631861284 on 4/28/2023631861284 on 5/30/2023611852065 on 3/29/2024

No. Clients, Historic

90450201920202021202220232024202588 on 11/7/201986 on 3/30/202086 on 6/22/202086 on 9/11/202077 on 3/29/202177 on 4/16/202177 on 8/18/202173 on 3/25/202273 on 5/6/202266 on 3/23/202366 on 4/28/202366 on 5/30/202354 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 279K 1K –
MICROSOFT CORP COM COM 624K 1K –
FIDELITY TOTAL MARKET INDEX FU MF 219K 1K –
ISHARES ESG AWARE MSCI USA ETF ESG AWR MSCI USA 2M 16K –
ISHARES TR MSCI SMALL CAP EAFE SML CP ETF 977K 16K –
ISHARES TR RUSSELL 2000 RUSSELL 2000 ETF 4M 19K –
ISHARES TR S&P 500 INDEX CORE S&P500 ETF 5M 10K –
ISHARES TR S&P US PFD STK PFD AND INCM SEC 592K 19K –
ISHARES TRUST ISHARES ESG ESG AW MSCI EAFE 1M 16K –
JPMORGAN BETABUILDERS EUROPE E BETABUILDERS EUR 1M 19K –
SELECT SECTOR SPDR TR SBI HEAL SBI HEALTHCARE 1M 9K –
SELECT SECTOR SPDR TR SBI INT- TECHNOLOGY 2M 9K –
SELECT SECTOR SPDR TR SBI MATE SBI MATERIALS 557K 6K –
VANGUARD INDEX FDS GROWTH ETF GROWTH ETF 9M 24K –
VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 2M 8K –
VANGUARD INDEX FDS SMALL CP ET SMALL CP ETF 2M 8K –
VANGUARD INDEX FDS TOTAL STK M STK MRK ETF 37M 139K –
VANGUARD INDEX FDS VALUE ETF VALUE ETF 11M 67K –
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 500K 4K –
VANGUARD INTL EQUITY INDEX FD GLB EX US ETF 3M 62K –
VANGUARD INTL EQUITY INDEX FDS EMR MKT ETF 1M 30K –
VANGUARD INTL EQUITY INDEX FDS EMR MKT ETF 3M 43K –
VANGUARD TAX MANAGED INTL FD F FTSE DEV MKT ETF 3M 54K –
VANGUARD WORLD FDS CONSUM STP CONSUM STP ETF 256K 1K –
VANGUARD WORLD FDS HEALTH CAR HEALTH CAR ETF 617K 2K –
VANGUARD WORLD FDS INDUSTRIAL INDUSTRIAL ETF 276K 1K –
VANGUARD WORLD FDS INF TECH ET INF TECH ETF 449K 779 –
GOLDMAN SACHS ACCESS TREASURY ACCES TREASURY 4M 37K –
INVESCO EXCHNG TRADED FD TR II EMRNG MKT SVRG 2M 111K –
ISHARES 0-3 MONTH TREASURY BON 0-3 MNTH TREASRY 702K 7K –
ISHARES BARCLAYS 20 YEAR TREAS 20 YR TR BD ETF 2M 16K –
ISHARES CONVERTIBLE BOND ETF CONV BD ETF 3M 32K –
ISHARES GL HGYL CP ETF INTL HIGH YIELD 1M 22K –
ISHARES TR NATIONAL MUN ETF NATIONAL MUN ETF 421K 4K –
ISHARES TR SHRT NAT MUN ETF SHRT NAT MUN ETF 9M 84K –
ISHARES TR TIPS BD ETF TIPS BD ETF 4M 36K –
SPDR BARCLAYS CAPITAL CONVERTI BLMBRG BRC CNVRT 396K 5K –
SPDR DB INTL GOVERNMENT INFLAT FTSE INT GVT ETF 2M 62K –
SPDR SERIES TRUST BLOMBERG BRC BLOMBERG BRC INV 421K 14K –
SPDR SERIES TRUST PORTFOLIO SH PORTFOLIO SHORT 1M 35K –
SPDR SERIES TRUST SHRT INTL ET BLOMBERG BRC INT 393K 15K –
VANGUARD MALVERN FDS STRM INFP STRM INFPROIDX 417K 9K –
VANGUARD MUN BD FD INC TAX EXE TAX EXEMPT BD 2M 42K –
XTRACKERS USD HIGH YIELD CORPO XTRACK USD HIGH 3M 97K –