CFS INVESTMENT ADVISORY SERVICES LLC
Adviser information for CFS INVESTMENT ADVISORY SERVICES LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,241 | $1.3B |
| Non-Discretionary | 82 | $763.2M |
| Total | 3,323 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 746 | $219.7M |
| HNW Individuals | 349 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 82 | $763.2M |
| Charitable organizations | <5 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $5.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 88.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SEI WRAP FEE PROGRAM | SEI INVESTMENTS DISTRIBUTION CO. |
| APERIO WRAP FEE PROGRAM | APERIO GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-45064 |
|---|---|
| SEC ERA File Number | 801-45064 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106577 |
| Legal Entity Identifier | None |
Principal Office
97 LACKAWANNA AVENUESUITE 101
TOTOWA
NJ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 973-826-8800, Fax: 973-256-8688
Chief Compliance Officer
GREGORY M. MAKOWSKI
97 LACKAWANNA AVENUE
SUITE 101
TOTOWA
NJ
United States
Tel:
973-826-8800
Fax:
973-256-8688
G***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAKOWSKI, GREGORY, MARK | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/1998 | 50-75% |
| NYDICK, HARRIS, SCOTT | Individual | – | MANAGING MEMBER | 01/1998 | 50-75% |