Hedge Fund Database

KELMAN LAZAROV INC

Adviser information for KELMAN LAZAROV INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 12
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,288 $646.8M
Non-Discretionary 0 $0
Total 1,288 $646.8M

Clients

Type Number RAUM
Individuals 314 $106.1M
HNW Individuals 227 $536.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.6M
Charitable organizations <5 $553,769
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-45185
SEC ERA File Number 801-45185
SEC CIK Numbers 1672067
SEC CRD Numbers 107727
Legal Entity Identifier None

Principal Office

5100 POPLAR AVE, STE 2805
MEMPHIS
TN
United States
Monday - Friday, 8:30 AM - 5 PM M-TH, 8:30 AM - 3 PM F
Tel: 901-685-8284, Fax: 901-685-8013

Websites

www.kelman-lazarov.com www.linkedin.com/company/kelman-lazarov-inc.

Chief Compliance Officer

MICHAEL MUNEKATA
OPERATIONS MANAGER
5100 POPLAR AVENUE
SUITE 2805
MEMPHIS
TN
United States
Tel: 901-685-8284
Fax: 901-685-8013
(Full email address available in API data)

Regulatory Contact

RONALD LAZAROV
PRESIDENT/CO-CHIEF INVESTMENT OFFICER
5100 POPLAR AVENUE
SUITE 2805
MEMPHIS
TN
United States
Tel: 901-685-8284
Fax: 901-685-8013
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KELMAN, MARTIN, SAMUEL Individual – CHAIRMAN 04/1981 10-25%
LAZAROV, RONALD, JAY Individual – PRESIDENT/CO-CHIEF INVESTMENT OFFICER 08/1979 10-25%
MUNEKATA, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 05/2019 < 5%
SCHMITT, KEITH, FRANCIS Individual – DIRECTOR OF FINANCIAL PLANNING 05/2019 10-25%
BUZAN, ANDREW, D Individual – CO-CHIEF INVESTMENT OFFICER 05/2019 10-25%
O'Hearn, Patrick, Joseph Individual – SENIOR FINANCIAL ADVISOR 01/2022 10-25%

No. Employees, Historic

20100201920202021202220232024202516 on 5/31/201914 on 3/30/202014 on 6/26/202014 on 3/29/202114 on 10/6/202116 on 3/30/202216 on 4/14/202215 on 3/31/202315 on 4/26/202315 on 3/28/2024

RAUM, Historic

700M350M02019202020212022202320242025398763112 on 5/31/2019473480699 on 3/30/2020473480699 on 6/26/2020533361371 on 3/29/2021533361371 on 10/6/2021621404627 on 3/30/2022621404627 on 4/14/2022540767234 on 3/31/2023540767234 on 4/26/2023646843637 on 3/28/2024

No. Clients, Historic

60030002019202020212022202320242025467 on 5/31/2019471 on 3/30/2020471 on 6/26/2020484 on 3/29/2021484 on 10/6/2021504 on 3/30/2022504 on 4/14/2022530 on 3/31/2023530 on 4/26/2023545 on 3/28/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
2023 ETF SERIES TRUST II GMO US QUALITY E 10M 336K –
ALPHABET INC CAP STK CL C 636K 3K –
ALPHABET INC CAP STK CL A 3M 15K –
AMAZON COM INC COM 561K 3K –
AMERICAN CENTY ETF TR AVANTIS RESPON U 546K 9K –
AMERICAN CENTY ETF TR AVANTIS RESPONSI 274K 5K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 7M 109K –
AMERICAN CENTY ETF TR INTL EQT ETF 4M 72K –
AMERICAN EXPRESS CO COM 366K 2K –
AMGEN INC COM 226K 724 –
APPLE INC COM 2M 11K –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 13M 33K –
CANADIAN NATL RY CO COM 396K 3K –
DISNEY WALT CO COM 398K 4K –
EXXON MOBIL CORP COM 644K 6K –
FEDEX CORP COM 2M 6K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 32M 945K –
GOLDMAN SACHS ETF TR ACTIVEBETA EME 2M 54K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 39M 365K –
GOLDMAN SACHS ETF TR ACCES TREASURY 1M 14K –
HOME DEPOT INC COM 366K 1K –
INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 3M 34K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 220K 5K –
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 206K 2K –
ISHARES INC ESG AWR MSCI EM 202K 6K –
ISHARES TR MORNINGSTAR GRWT 241K 3K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR S&P 500 VAL ETF 620K 3K –
ISHARES TR CORE S&P MCP ETF 14M 244K –
ISHARES TR ISHARES BIOTECH 567K 4K –
ISHARES TR RUS 1000 GRW ETF 281K 772 –
ISHARES TR RUS 1000 ETF 502K 2K –
ISHARES TR CORE S&P US GWT 202K 2K –
ISHARES TR CORE S&P SCP ETF 21M 200K –
ISHARES TR DOW JONES US ETF 1M 9K –
ISHARES TR MSCI ACWI ETF 803K 7K –
ISHARES TR JPMORGAN USD EMG 2M 20K –
ISHARES TR MBS ETF 12M 128K –
ISHARES TR MSCI USA ESG SLC 255K 2K –
ISHARES TR GNMA BOND ETF 9M 203K –
ISHARES TR MSCI CHINA ETF 953K 23K –
ISHARES TR 0-5 YR TIPS ETF 24M 238K –
ISHARES TR CORE 1 5 YR USD 319K 7K –
ISHARES TR ESG AWRE 1 5 YR 251K 10K –
ISHARES TR ESG AW MSCI EAFE 444K 6K –
JOHNSON & JOHNSON COM 610K 4K –
JPMORGAN CHASE & CO. COM 207K 1K –
LOWES COS INC COM 244K 1K –
MASTERCARD INCORPORATED CL A 2M 4K –
MATTHEWS ASIA FDS CHINA ACTIVE ETF 9M 475K –
MCCORMICK & CO INC COM NON VTG 388K 5K –
MERCK & CO INC COM 254K 2K –
MICROSOFT CORP COM 1M 3K –
NETFLIX INC COM 844K 1K –
NORFOLK SOUTHN CORP COM 778K 4K –
NUSHARES ETF TR NUVEEN ESG LRGCP 353K 4K –
NUSHARES ETF TR NUVEEN ESG LRGVL 283K 7K –
NUSHARES ETF TR NUVEEN ESG US 650K 30K –
NVIDIA CORPORATION COM 214K 2K –
PEPSICO INC COM 257K 2K –
PFIZER INC COM 257K 9K –
PGIM ETF TR TOTAL RETURN BON 472K 11K –
PIMCO ETF TR 1-5 US TIP IDX 8M 147K –
PIMCO ETF TR MULTISECTOR BD 20M 784K –
PIMCO ETF TR ACTIVE BD ETF 21M 226K –
PIMCO ETF TR INTER MUN BD ACT 4M 85K –
PIMCO ETF TR SHTRM MUN BD ACT 4M 77K –
PROCTER AND GAMBLE CO COM 765K 5K –
QUALCOMM INC COM 325K 2K –
SCHWAB STRATEGIC TR US LCAP GR ETF 49M 484K –
SCHWAB STRATEGIC TR US LCAP VA ETF 350K 5K –
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 14K –
SCHWAB STRATEGIC TR US SML CAP ETF 368K 8K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 17M 575K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 16M 468K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 583K 17K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 2M 33K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 54M 800K –
SCHWAB STRATEGIC TR INTL EQTY ETF 8M 208K –
SCHWAB STRATEGIC TR US AGGREGATE B 529K 12K –
SPDR DOW JONES INDL AVERAGE UT SER 1 948K 2K –
SPDR S&P 500 ETF TR TR UNIT 3M 6K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2M 3K –
SPDR SER TR PRTFLO S&P500 GW 293K 4K –
SPDR SER TR PORTFOLI S&P1500 435K 7K –
SPDR SER TR PORTFOLIO S&P400 2M 37K –
SPDR SER TR BLOOMBERG 3-12 M 294K 3K –
TESLA INC COM 1M 7K –
TRACTOR SUPPLY CO COM 406K 2K –
UNITEDHEALTH GROUP INC COM 327K 642 –
VANECK ETF TRUST MRNGSTR WDE MOAT 47M 541K –
VANECK ETF TRUST MORNINGSTAR ESG 484K 18K –
VANGUARD BD INDEX FDS INTERMED TERM 3M 39K –
VANGUARD BD INDEX FDS SHORT TRM BOND 17M 228K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 5K –
VANGUARD INDEX FDS MID CAP ETF 549K 2K –
VANGUARD INDEX FDS GROWTH ETF 3M 9K –
VANGUARD INDEX FDS VALUE ETF 1M 9K –
VANGUARD MUN BD FDS TAX EXEMPT BD 5M 94K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 17K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K –
WALMART INC COM 764K 11K –
WISDOMTREE TR US LARGECAP DIVD 293K 4K –
WISDOMTREE TR US AI ENHANCED 649K 7K –
YUM BRANDS INC COM 1M 9K –