INVESCO PRIVATE CAPITAL, INC.
Adviser information for INVESCO PRIVATE CAPITAL, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $769.1M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $769.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $758.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $1.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $9.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 8 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)SUB-ADVISOR TO REGULATED THIRD PARTY ENTITIES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-45224 |
|---|---|
| SEC ERA File Number | 801-45224 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107584 |
| Legal Entity Identifier | 0GGTAOUJUEZHDCFGGR83 |
Principal Office
225 LIBERTY STREETNEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00 PM
Tel: 212-826-1100, Fax: 212-317-4892
Websites
Chief Compliance Officer
JOSHUA EVAN LEVIT
CHIEF COMPLIANCE OFFICER
1331 SPRING STREET NW
SUITE 2500
ATLANTA
GA
United States
Tel:
404-439-3164
J*********@**********M
(Full email address available in API data)
Regulatory Contact
KELLY ELAINE QUEALLY
SENIOR COMPLIANCE MANAGER
1166 AVENUE OF THE AMERICAS
25TH FLOOR
NEW YORK
NY
United States
Tel:
272-278-9723
K************@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial planners |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHANCELLOR V-A, LP | Venture Capital Fund | $0.5M | $5.0M | 2 |
| CHANCELLOR V, L.P. | Venture Capital Fund | $11.8M | $5.0M | 36 |
| INVESCO PARTNERSHIP FUND VI, LP | Private Equity Fund | $7.9M | $5.0M | 8 |
| INVESCO U.S. VENTURE PARTNERSHIP FUND VI, L.P. | Private Equity Fund | $7.4M | $5.0M | 6 |
| INVESCO VENTURE ALPHA FUND II, L.P. | Private Equity Fund | $398.3M | $10.0M | 286 |
| INVESCO VENTURE ALPHA FUND, LP | Private Equity Fund | $324.3M | $5.0M | 12 |
| VENTURE 2000, LP | Venture Capital Fund | $8.0M | $5.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESCO GROUP SERVICES, INC. | Domestic Entity | INVESCO ADVISERS, INC. | SOLE SHAREHOLDER | 06/2018 | > 75% |
| INVESCO HOLDING COMPANY (US), INC. | Domestic Entity | OPPENHEIMER ACQUISITION CORP. (GATC) | SOLE SHAREHOLDER | 02/1997 | > 75% |
| INVESCO ADVISERS, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 12/2005 | > 75% |
| INVESCO HOLDING COMPANY LIMITED | Foreign Entity | INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | 06/2018 | > 75% |
| INVESCO LTD. | Foreign Entity | INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | 01/2002 | > 75% |
| PHEGLEY, RICHARD, LEE | Individual | – | CHIEF FINANCIAL OFFICER | 08/2018 | < 5% |
| Levit, Joshua, Evan | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |
| OPPENHEIMERFUNDS, INC. (US) | Domestic Entity | INVESCO GROUP SERVICES, INC. | SOLE SHAREHOLDER | 05/2019 | > 75% |
| OPPENHEIMER ACQUISITION CORP. (GATC) | Domestic Entity | OPPENHEIMERFUNDS, INC. (US) | SOLE SHAREHOLDER | 05/2019 | > 75% |
| Vacheron, Terry, Gibson | Individual | – | DIRECTOR | 03/2022 | < 5% |
| WONG, TONY, LIK | Individual | – | CHAIRMAN, DIRECTOR | 03/2023 | < 5% |
| Baskind, Scott | Individual | – | PRESIDENT, MANAGING DIRECTOR | 03/2023 | < 5% |