SAROFIM INTERNATIONAL MANAGEMENT CO
SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLC Legal Name
Adviser information for SAROFIM INTERNATIONAL MANAGEMENT CO last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $5.7B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $5.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 3 | $497.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $5.2B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
TWO HOUSTON CENTER, SUITE 2907SUITE 2907
HOUSTON
TX
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 713-654-4484, Fax: 713-654-8184
Chief Compliance Officer
RAYE G. WHITE
EXECUTIVE VICE PRESIDENT
TWO HOUSTON CENTER, SUITE 2907
HOUSTON
TX
United States
Tel:
713-654-4484
Fax:
713-654-8184
R*****@**********M
(Full email address available in API data)
Regulatory Contact
MICHELE L. GIBBONS
GENERAL COUNSEL
TWO HOUSTON CENTER, SUITE 2907
HOUSTON
TX
United States
Tel:
713-654-4484
Fax:
713-654-8184
M*******@**********M
(Full email address available in API data)
Industry Affiliates
| FAYEZ SAROFIM & CO. | Other investment adviser, including financial planners |
| SAROFIM REALTY ADVISORS LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| SAROFIM TRUST CO | Other investment adviser, including financial plannersTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, RAYE, GILLIS | Individual | – | DIRECTOR, EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | 11/1993 | < 5% |
| SHEEDY, CHARLES, EDMUND | Individual | – | SENIOR VICE PRESIDENT | 11/1993 | < 5% |
| SAROFIM FAYEZ & CO | Domestic Entity | – | SHAREHOLDER | 11/1993 | > 75% |
| THE SAROFIM GROUP LLC | Domestic Entity | SAROFIM FAYEZ & CO | SHAREHOLDER | 12/1995 | > 75% |
| SAROFIM, CHRISTOPHER, BINYON | Individual | – | DIRECTOR, CHAIRMAN AND PRESIDENT | 05/2022 | < 5% |
| LEE, JR., WILLIAM, GENTRY | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 09/2010 | < 5% |
| CHRISTENSEN, ALAN, ROBERT | Individual | – | HEAD OF INVESTMENT RISK | 05/2022 | < 5% |
| REZA, REYNALDO | Individual | – | SENIOR VICE PRESIDENT | 08/2015 | < 5% |
| Gibbons, Michele, Lew | Individual | – | GENERAL COUNSEL | 09/2021 | < 5% |
| SAROFIM SGI VOTING TRUST | Domestic Entity | THE SAROFIM GROUP LLC | E | 05/2022 | > 75% |
| COLUCCI, JOHN | Individual | – | CHIEF OPERATING OFFICER | 09/2022 | < 5% |
| ROBISON, ALEXANDER, CHASE | Individual | – | CHIEF FINANCIAL OFFICER | 03/2024 | < 5% |