STERNECK CAPITAL MANAGEMENT LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	563	$238.9M
Non-Discretionary	66	$15.6M
Total	629	$254.6M

Clients

Type	Number	RAUM
Individuals	188	$89.0M
HNW Individuals	51	$160.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	8	$3.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	8	$2.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshopsEXECUTIVE COACHING
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-45256
SEC ERA File Number	801-45256
SEC CIK Numbers	1438574
SEC CRD Numbers	111463
Legal Entity Identifier	None

Principal Office

4510 BELLEVIEW AVENUE
SUITE 204
KANSAS CITY
MO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic