PARAGON WEALTH MANAGEMENT
PARAGON CAPITAL MANAGEMENT INC Legal Name
Adviser information for PARAGON WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 415 | $146.9M |
| Non-Discretionary | 19 | $9.5M |
| Total | 434 | $156.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 127 | $50.4M |
| HNW Individuals | 33 | $80.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $20.9M |
| Pension and profit sharing plans | 2 | $4.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Principal Office
3651 NORTH 100 EASTSUITE 275
PROVO
UT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 801-375-2500, Fax: 801-370-1111
Chief Compliance Officer
NATHAN WHITE
CIO
3651 N 100 E STE #275
PROVO
UT
United States
Tel:
801-375-2500
Fax:
801-370-1111
N*****@****************M
(Full email address available in API data)
Regulatory Contact
YOUNG, DAVID A.
PRESIDENT
3651 N 100 E #275
PROVO
UT
United States
Tel:
801-375-2500
Fax:
(801)370-1111
D***@****************M
(Full email address available in API data)
Industry Affiliates
| PARAGON I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PARAGON INCOME I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARAGON INCOME FUND, L.P. | COMBINATION OF PRIVATE CREDIT, PRIVATE EQUITY AND FUND OF FUNDS | $11.3M | $0.2M | 12 |
| PARAGON PRIVATE STRATEGIES FUND, L.P. | Private Equity Fund | $3.4M | $0.3M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOUNG, DAVID, ALLEN | Individual | – | PRESIDENT | 11/1993 | < 5% |
| WHITE, NATHAN, DALE | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/2006 | < 5% |
| FOREVER YOUNG TRUST UA 92421 | Domestic Entity | – | SHAREHOLDER | 11/2021 | > 75% |
| YOUNG, CATHERINE, BARTON | Individual | FOREVER YOUNG TRUST UA 92421 | TRUSTEE | 09/2021 |