ZIMMERMANN ALAN L

Adviser information for ZIMMERMANN ALAN L last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Sole Proprietorship
Fiscal Year End	DECEMBER
Legal Location	Florida, United States

Employees

Total Number of Employees	481
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	22	$167.3M
Non-Discretionary	0	$0
Total	22	$167.3M

Clients

Type	Number	RAUM
Individuals	<5	$1.3M
HNW Individuals	20	$166.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-45566
SEC ERA File Number	801-45566
SEC CIK Numbers	None
SEC CRD Numbers	106286
Legal Entity Identifier	None

Principal Office

415 L'AMBIANCE DR
#305
LONGBOAT KEY
FL
United States

BY APPOINTMENT, 9AM-12AM

Tel: 941-387-9310, Fax: None

Chief Compliance Officer

ALAN ZIMMERMANN

OWNER

415 L'AMBIANCE DR

#305

LONGBOAT KEY

United States

Tel: 917-355-9432

A*****@********M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners