STANLEY-LAMAN GROUP LTD.
Adviser information for STANLEY-LAMAN GROUP LTD. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 659 | $869.2M |
| Non-Discretionary | 56 | $42.1M |
| Total | 715 | $911.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 44 | $762,000 |
| HNW Individuals | 200 | $675.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $100.6M |
| Pension and profit sharing plans | <5 | $4.6M |
| Charitable organizations | <5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 72 | $127.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-45568 |
|---|---|
| SEC ERA File Number | 801-45568 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112112 |
| Legal Entity Identifier | 254900XT5EFKLHVWIP63 |
Principal Office
1235 WESTLAKES DRSUITE 295
BERWYN
PA
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 610-993-9100, Fax: 610-993-8382
Chief Compliance Officer
WILLIAM G. STANLEY
PRESIDENT
1235 WESTLAKES DR.
SUITE 295
BERWYN
PA
United States
Tel:
610-993-9100
Fax:
610-993-8382
B****@***************M
(Full email address available in API data)
Industry Affiliates
| LAMAN LAW, LLC | Lawyer or law firm |
| SLG INTERNATIONAL OPPORTUNITIES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STANLEY LAMAN GROUP SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SLG INTERNATIONAL OPPORTUNITIES, LP | Hedge Fund | $100.6M | $0.5M | 73 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STANLEY, WILLIAM, G | Individual | – | DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER | 04/1991 | 50-75% |
| LAMAN, JAMES, J. | Individual | – | DIRECTOR, VICE-PRESIDENT & TREASURER | 04/1991 | 10-25% |
| EATON, DAVID, CALDWELL | Individual | – | DIRECTOR & VICE-PRESIDENT | 04/1991 | 10-25% |