LEEB CAPITAL MANAGEMENT, INC.
Adviser information for LEEB CAPITAL MANAGEMENT, INC. last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 107 | $86.6M |
| Non-Discretionary | 1 | $5.6M |
| Total | 108 | $92.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $15.7M |
| HNW Individuals | 21 | $75.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-4565 |
|---|---|
| SEC ERA File Number | 801-4565 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104793 |
| Legal Entity Identifier | None |
Principal Office
40 WEST 37TH STREETROOM 1003
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-653-1504, Fax: 212-246-3696
Chief Compliance Officer
STEPHEN LEEB
CHIEF EXECUTIVE OFFICER
40 WEST 37TH STREET
ROOM 1003
NEW YORK
NY
United States
Tel:
212-653-1504
Fax:
212-246-3696
S******@*******M
(Full email address available in API data)
Regulatory Contact
KUEN CHAN
PORTFOLIO MANAGER
40 WEST 37TH STREET
ROOM 1003
NEW YORK
NY
United States
Tel:
212-400-2241
Fax:
212-246-3696
S****@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEEB, STEPHEN, LEE | Individual | – | CHIEF EXECUTIVE OFFICER/DIRECTOR/CHIEF COMPLIANCE OFFICER | 08/1984 | 50-75% |
| LEEB, DONNA, ALISON | Individual | – | VICE PRESIDENT/SEC/DIRECTOR | 08/1984 | 50-75% |