Hedge Fund Database

PORTFOLIO STRATEGIES INC NY

Adviser information for PORTFOLIO STRATEGIES INC NY last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,039 $723.7M
Non-Discretionary 0 $0
Total 3,039 $723.7M

Clients

Type Number RAUM
Individuals 2,778 $289.4M
HNW Individuals 137 $323.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $9.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 121 $101.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-45798
SEC ERA File Number 801-45798
SEC CIK Numbers 1753271
SEC CRD Numbers 106942
Legal Entity Identifier None

Principal Office

180 SUMMIT AVENUE
SUITE 200
MONTVALE
NJ
United States
Monday - Friday, 10-4 (M-TH) 10-1 (F)
Tel: 201-571-4100, Fax: 201-571-4101

Websites

www.psiinvest.com

Chief Compliance Officer

MADELINE HEDGES
CHIEF COMPLIANCE OFFICER
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-832-5467
(Full email address available in API data)

Regulatory Contact

ZEV KATZ
CHIEF OPERATING OFFICER
180 SUMMIT AVENUE
SUITE 200
MONTVALE
NJ
United States
Tel: 201-571-4100
Fax: 201-571-4101
(Full email address available in API data)

Industry Affiliates

BRIGHTSTONE REAL ESTATE PARTNERS, LLC Sponsor or syndicator of limited partnerships

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KIRSHENBAUM, YEHUDAH Individual – SHAREHOLDER 12/1993 5-10%
KIRSHENBAUM, PAUL, S Individual – PRESIDENT 09/1993 25-50%
MUNK, CHAIM, MORDECHAI Individual – SHAREHOLDER 09/1993 5-10%
KIRSHENBAUM, MIRIAM, G Individual – SECRETARY 09/1993 < 5%
KIRSHENBAUM, CHAIM, ZEV Individual – SHAREHOLDER 12/1993 5-10%
KIRSHENBAUM, AHARON Individual – VICE PRESIDENT 01/1996 5-10%
KIRSHENBAUM, DAVID, PINCHAS Individual – SHAREHOLDER 12/1999 5-10%
KIRSHENBAUM, MORDY Individual – SHAREHOLDER 07/1999 5-10%
KATZ, YOCHEVED Individual – SHAREHOLDER 07/1999 < 5%
NEIMAN, DEANA, NELLIE Individual – SHAREHOLDER 07/1999 < 5%
LIEBSTER, CHAYNA, ANNE Individual – SHAREHOLDER 01/2016 < 5%
HEDGES, MADELINE, ELAINE Individual – CHIEF COMPLIANCE OFFICER 10/2018 < 5%
ORATZ, ELISHEVA Individual – SHAREHOLDER 12/2020 < 5%

No. Employees, Historic

105020192020202120222023202420259 on 5/16/20199 on 11/8/20198 on 3/26/20208 on 6/16/20208 on 6/23/20208 on 3/8/20218 on 4/15/20218 on 3/16/20228 on 4/28/20228 on 3/10/20238 on 1/16/20248 on 3/26/2024

RAUM, Historic

800M400M02019202020212022202320242025407047217 on 5/16/2019407047217 on 11/8/2019494052405 on 3/26/2020494052405 on 6/16/2020494052405 on 6/23/2020673282337 on 3/8/2021673282337 on 4/15/2021744883421 on 3/16/2022744883421 on 4/28/2022595136338 on 3/10/2023595136338 on 1/16/2024723730439 on 3/26/2024

No. Clients, Historic

4,0002,000020192020202120222023202420252528 on 5/16/20192528 on 11/8/20192573 on 3/26/20202573 on 6/16/20202573 on 6/23/20202453 on 3/8/20212453 on 4/15/20212963 on 3/16/20222963 on 4/28/20223030 on 3/10/20233030 on 1/16/20243039 on 3/26/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 2M 13K –
VANGUARD INDEX FDS TOTAL STK MKT 41M 158K –
ISHARES TR RUS 1000 GRW ETF 33M 97K –
ISHARES TR RUSSELL 3000 ETF 37M 123K –
ISHARES TR GLOBAL TECH ETF 52M 694K –
ISHARES TR ISHARES SEMICDTR 12M 52K –
ISHARES TR RUS TP200 GR ETF 41M 211K –
ISHARES TR U.S. TECH ETF 37M 271K –
ISHARES TR EXPND TEC SC ETF 24M 277K –
ISHARES TR CORE S&P500 ETF 780K 1K –
SPDR SER TR PORTFOLI S&P1500 35M 547K –
VANECK ETF TRUST SEMICONDUCTR ETF 66M 291K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 38M 244K –
RBB FD INC MOTLEY FOL ETF 21M 427K –
VANGUARD WORLD FD INF TECH ETF 28M 54K –
VANGUARD WORLD FD MEGA GRWTH IND 91M 318K –
INVESCO QQQ TR UNIT SER 1 42M 94K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 6M 93K –
AMAZON COM INC COM 972K 5K –
ALPHABET INC CAP STK CL C 812K 5K –
ALPHABET INC CAP STK CL A 278K 2K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 2M 23K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 557K 1K –
COOPER COS INC COM 329K 3K –
MICROSOFT CORP COM 2M 4K –
META PLATFORMS INC CL A 389K 801 –
AUTOMATIC DATA PROCESSING IN COM 337K 1K –
LINDE PLC SHS 597K 1K –
LOCKHEED MARTIN CORP COM 331K 728 –
BALCHEM CORP COM 292K 2K –
NBT BANCORP INC COM 280K 8K –
EXXON MOBIL CORP COM 905K 8K –
MASTERCARD INCORPORATED CL A 244K 507 –
NUVEEN QUALITY MUNCP INCOME COM 458K 40K –
SUNNOVA ENERGY INTL INC. COM 177K 29K –
NUVEEN AMT FREE MUN CR INC F COM 454K 37K –
EXCHANGE TRADED CONCEPTS TRU ROBO GLB ARTIF 50M 1M –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 386K 6K –