Hedge Fund Database

MANGHAM ASSOCIATES, INC.

Adviser information for MANGHAM ASSOCIATES, INC. last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 21 $479.3M
Non-Discretionary 6 $361.0M
Total 27 $840.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 11 $372.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $244.9M
Pension and profit sharing plans 0 $0
Charitable organizations 11 $222.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 27
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-45852
SEC ERA File Number 801-45852
SEC CIK Numbers 1730480
SEC CRD Numbers 106300
Legal Entity Identifier None

Principal Office

1434 ROLKIN COURT
SUITE 201
CHARLOTTESVILLE
VA
United States
Monday - Friday, 9AM-5PM
Tel: 434-973-2223, Fax: 434-973-2228

Websites

www.manghamassociates.com www.linkedin.com/company/manghamassociates

Chief Compliance Officer

TINA LEITER
CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER
1434 ROLKIN COURT
SUITE 201
CHARLOTTESVILLE
VA
United States
Tel: 434 973 2223
Fax: 434 973 2228
(Full email address available in API data)

Regulatory Contact

TRACY TOWNSEND
DIRECTOR OF OPERATIONS
1434 ROLKIN COURT
SUITE 201
CHARLOTTESVILLE
VA
United States
Tel: 434 973 2223
Fax: 434 973 2228
(Full email address available in API data)

Industry Affiliates

MA INVESTORS MANAGEMENT LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MA ENDOWMENT PARTNERS, LP EQUITY FUND (HEDGE FUNDS AND LONG ONLY FUNDS) $135.6M $1.0M 12
MA INVESTORS FUND 1, LLC REAL ASSET/TIMBERLAND $3.5M $0.0M 6
MA PARTNERS FUND, LP EQUITY FUND (HEDGE FUNDS, LONG-ONLY EQUITY FUNDS) $92.9M $1.0M 15
MA REAL ASSETS FUND 2, LP REAL ASSETS $25.1M $1.0M 24
MA RESOURCES FUND 1, LP REAL ASSETS $0.3M $0.0M 20

Control Persons

Name Type Entity Title Since Ownership
MANGHAM, JOEL, ROSFJORD Individual – FOUNDER AND CO-CHIEF INVESTMENT OFFICER 01/1991 > 75%
LEITER, TINA, MARIE Individual – CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER 10/2015 < 5%
Townsend, Tracy Individual – DIRECTOR OF OPERATIONS 06/2017 < 5%

No. Employees, Historic

201002020202120222023202414 on 3/30/202014 on 6/30/202015 on 3/26/202115 on 3/31/202110 on 3/25/202210 on 3/30/2023

RAUM, Historic

2B1B0202020212022202320241657412584 on 3/30/20201657412584 on 6/30/20201809661729 on 3/26/20211809661729 on 3/31/20211151970679 on 3/25/2022840220024 on 3/30/2023

No. Clients, Historic

402002020202120222023202430 on 3/30/202030 on 6/30/202031 on 3/26/202131 on 3/31/202134 on 3/25/202227 on 3/30/2023

Holdings

From latest 13F, filed October 16th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
BROOKFIELD RENEWABLE CORP CL A SUB VTG 2M 75K –
ISHARES INC MSCI GBL ETF NEW 1M 35K –
ISHARES TR CORE S&P SCP ETF 2M 26K –
PIMCO ETF TR ENHAN SHRT MA AC 1M 14K –
SCHWAB STRATEGIC TR US REIT ETF 236K 13K –
SPDR GOLD TR GOLD SHS 4M 23K –
SPDR INDEX SHS FDS GLB NAT RESRCE 426K 8K –
VANGUARD BD INDEX FDS SHORT TRM BOND 665K 9K –
VANGUARD INDEX FDS MID CAP ETF 337K 2K –
VANGUARD INDEX FDS VALUE ETF 8M 59K –
VANGUARD INDEX FDS S&P 500 ETF SHS 14M 36K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 18M 187K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 568K 8K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 393K 9K –