TOUCHSTONE ADVISORS INC
Adviser information for TOUCHSTONE ADVISORS INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 84 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 76 |
| Registered State Investment Advisers | 76 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 39 | $26.7B |
| Non-Discretionary | 0 | $0 |
| Total | 39 | $26.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 39 | $26.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-45963 |
|---|---|
| SEC ERA File Number | 801-45963 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107028 |
| Legal Entity Identifier | None |
Principal Office
303 BROADWAYSUITE 1100
CINCINNATI
OH
United States
Monday - Friday, 8:00A.M.-5:00P.M.
Tel: 513-362-8000, Fax: 513-362-8226
Websites
Chief Compliance Officer
TIMOTHY STEVEN STEARNS
303 BROADWAY
SUITE 1100
CINCINNATI
OH
United States
Tel:
513-362-8176
Fax:
513-357-4161
T**********@******************M
(Full email address available in API data)
Industry Affiliates
| EAGLE REALTY CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FORT WASHINGTON INVESTMENT ADVISORS INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| TOUCHSTONE SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| W&S BROKERAGE SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WIEDENHEFT, TERRIE, ANN | Individual | – | CHIEF FINANCIAL OFFICER | 05/2000 | < 5% |
| WUEBBLING, DONALD, JOSEPH | Individual | – | DIRECTOR | 08/1999 | < 5% |
| CLARK, JAMES, NORMAN | Individual | – | DIRECTOR | 10/1991 | < 5% |
| IFS FINANCIAL SERVICES | Domestic Entity | – | SHAREHOLDER | 12/1993 | > 75% |
| WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | Domestic Entity | IFS FINANCIAL SERVICES, INC. | SHAREHOLDER | 05/2001 | > 75% |
| THE WESTERN AND SOUTHERN LIFE INSURANCE COMPANY | Domestic Entity | WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | SHAREHOLDER | 04/1990 | > 75% |
| WESTERN & SOUTHERN FINANCIAL GROUP, INC. | Domestic Entity | THE WESTERN AND SOUTHERN LIFE INSURANCE COMPANY | SHAREHOLDER | 09/2000 | > 75% |
| WESTERN & SOUTHERN MUTUAL HOLDING COMPANY | Domestic Entity | WESTERN & SOUTHERN FINANCIAL GROUP, INC. | SHAREHOLDER | 09/2000 | > 75% |
| MCGRUDER, JILL, TRIPP | Individual | – | DIRECTOR | 02/1999 | < 5% |
| PAULIN, TIMOTHY, DAVID | Individual | – | SR. VICE PRESIDENT INVESTMENT RESEARCH & PRODUCT MANAGEMENT | 03/2010 | < 5% |
| STEARNS, TIMOTHY, STEVEN | Individual | – | VP, CHIEF COMPLIANCE OFFICER | 08/2013 | < 5% |
| Herron, Sarah, Sparks | Individual | – | SECRETARY | 12/2017 | < 5% |
| NIEMEYER, JONATHAN, DAVID | Individual | – | DIRECTOR | 05/2018 | < 5% |
| BARRY, MATTHEW, ROBERT | Individual | – | VP, PRODUCT MANAGEMENT & HEAD OF CAPITAL MARKETS | 05/2018 | < 5% |
| LUCAS, TERESA, ANN | Individual | – | VP, ASSISTANT TREASURER, FUND ACCOUNTING, FINANCIAL REPORTING, TAX | 05/2018 | < 5% |
| MUSGROVE, JOHN, S | Individual | – | AVP, ASSISTANT TREASURER | 05/2018 | < 5% |
| SMITH, JULIE, LOUISE | Individual | – | VP, FUND ADMINISTRATION AND OPERATIONS | 05/2018 | < 5% |
| THOMAS, R, CRIT | Individual | – | AVP, GLOBAL MARKET STRATEGIST | 05/2018 | < 5% |
| JOHNSON, JAY, VINCENT | Individual | – | VP, CORPORATE FINANCE AND TREASURER | 05/2018 | < 5% |
| Anderson, Jason, Todd | Individual | – | ASSISTANT TREASURER | 03/2020 | < 5% |
| WATTERSON, BRADLEY, STEPHEN | Individual | – | ASSISTANT VICE PRESIDENT, INVESTMENT RESEARCH | 03/2020 | < 5% |
| Connelly, Lindsay, Michelle | Individual | – | AVP, ASSISTANT TREASURER | 07/2020 | < 5% |
| Moore, Edward, Blake | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 07/2020 | < 5% |
| Lazzeri, Anthony, Carl | Individual | – | AVP, PRODUCT MANAGEMENT & CAPITAL MARKETS | 02/2022 | < 5% |
| Wittman, Scott, Joseph | Individual | – | VICE PRESIDENT, TAX | 12/2022 | < 5% |