HIGHLAND CONSULTING ASSOCIATES INC.
Adviser information for HIGHLAND CONSULTING ASSOCIATES INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $238.6M |
| Non-Discretionary | 413 | $17.6B |
| Total | 425 | $17.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $2.4M |
| HNW Individuals | 39 | $240.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 95 | $16.5B |
| Charitable organizations | 15 | $752.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $7.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $314.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-46040 |
|---|---|
| SEC ERA File Number | 801-46040 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109834 |
| Legal Entity Identifier | None |
Principal Office
159 CROCKER PARK BLVD., SUITE 350CLEVELAND
OH
United States
Monday - Friday, 8:00A.M. TO 5:00P.M.
Tel: 440-808-1500, Fax: 440-808-1550
Chief Compliance Officer
KEVIN J MAHON
CHIEF COMPLIANCE OFFICER
159 CROCKER PARK BLVD., SUITE 350
CLEVELAND
OH
United States
Tel:
440-808-1500
Fax:
440-808-1550
K*****@**************T
(Full email address available in API data)
Regulatory Contact
RICHARD VERES
PRESIDENT
159 CROCKER PARK BLVD., SUITE 350
CLEVELAND
OH
United States
Tel:
440-808-1500
Fax:
440-808-1550
R*****@**************T
(Full email address available in API data)
Industry Affiliates
| HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. | Other investment adviser, including financial plannersPension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIGHLAND CONSULTING ASSOCIATES INC EMPLOYEE STOCK OWNERSHIP PLAN | Domestic Entity | – | EMPLOYEE STOCK OWNERSHIP PLAN | 01/2009 | > 75% |
| VERES, RICHARD, NMN | Individual | – | PRESIDENT | 10/1993 | < 5% |
| MAHON, KEVIN, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| Mills, Mark, Gregory | Individual | HIGHLAND CONSULTING ASSOCIATES INC EMPLOYEE STOCK OWNERSHIP PLAN | TRUSTEE (ESOP) | 10/2023 |