Hedge Fund Database

CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Legal Name

Adviser information for CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location United Kingdom

Employees

Total Number of Employees 77
Investment Advisory/Research 28
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 40 $5.9B
Non-Discretionary 0 $0
Total 40 $5.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $241.9M
Business development companies 0 $0
Pooled investment vehicles 25 $3.8B
Pension and profit sharing plans <5 $399.8M
Charitable organizations <5 $1.1B
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $30.7M
Other <5 $391.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 10

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-46266
SEC ERA File Number 801-46266
SEC CIK Numbers 1034546
SEC CRD Numbers 110986
Legal Entity Identifier 549300OCYFAUVGQY5162

Principal Office

77 GRACECHURCH STREET
LONDON
United Kingdom
Monday - Friday, 8 A.M. TO 6 P.M. GMT
Tel: 011442077110771, Fax: 011442073389803

Websites

www.citlon.co.uk www.linkedin.com/company/city-of-london-investment-management-company-limited/ www.citlon.com

Chief Compliance Officer

CATRINA REAGAN
US CHIEF COMPLIANCE OFFICER
17 EAST MARKET STREET
WEST CHESTER
PA
United States
Tel: 6103804916
Fax: 6103802117
(Full email address available in API data)

Regulatory Contact

NIALL MAGEE
UK HEAD OF COMPLIANCE
77 GRACECHURCH STREET
LONDON
United Kingdom
Tel: 011442077110771
Fax: 011442073389803
(Full email address available in API data)

Industry Affiliates

CITY OF LONDON INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD Other investment adviser, including financial planners
KARPUS INVESTMENT MANAGEMENT Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ALL WORLD EX US EQUITY CEF FUND INVESTS PRIMARILY IN INTERNATIONAL EQUITY CLOSED-END FUNDS $192.9M $0.0M 5
CA ALL WORLD EX US EQUITY CEF FUND INVESTS PRIMARILY IN INTERNATIONAL EQUITY CLOSED-END FUNDS $476.1M $0.0M 37
CA INTERNATIONAL EQUITY CEF FUND INVESTS PRIMARILY IN INTERNATIONAL EQUITY CLOSED-END FUNDS $393.1M $0.0M 31
CHINA "A" SHARE (CEF) FUND INVESTS PRIMARILY IN CLOSED-END CHINA FUNDS $8.8M $0.0M 6
EM SPECIAL SITUATIONS CEF FOCUSED FUND INVESTS PRIMARILY IN EMERGING MARKET CLOSED-END FUNDS THAT ARE DEEMED TO BE SPECIAL SITUATIONS $62.1M $0.0M 7
EMERGING MARKETS COUNTRY FUND INVESTS PRIMARILY IN EMERGING MARKET CLOSED-END FUNDS $482.7M $0.0M 20
EMERGING MARKETS FREE FUND INVESTS PRIMARILY IN EMERGING MARKET CLOSED-END FUNDS $186.5M $0.0M 13
EMERGING MARKETS GLOBAL FUND INVESTS PRIMARILY IN EMERGING MARKET CLOSED-END FUNDS $170.7M $0.0M 24
EMERGING MARKETS INVESTABLE FUND INVESTS PRIMARILY IN EMERGING MARKET CLOSED-END FUNDS $125.7M $0.0M 16
EMERGING MARKETS REIT FUND INVESTS PRIMARILY IN LISTED REAL ESTATE INVESTMENT TRUSTS IN EMERGING MARKETS $11.9M $0.0M 4
GLOBAL EMERGING MARKETS FUND INVESTS PRIMARILY IN EMERGING MARKET CLOSED-END FUNDS $255.7M $0.0M 4
GLOBAL EQUITY FUND OF CEFS INVESTS PRIMARILY IN GLOBAL EQUITY CLOSED-END FUNDS $2.2M $0.0M 1
HA INTERNATIONAL EQUITY CEF FUND INVESTS PRIMARILY IN INTERNATIONAL EQUITY CLOSED-END FUNDS $208.9M $0.0M 4
INTERNATIONAL EQUITY CEF FUND INVESTS PRIMARILY IN INTERNATIONAL EQUITY CLOSED-END FUNDS $324.9M $0.0M 16
OPPORTUNISTIC VALUE FUND MULTI-ASSET STRATEGY INVESTING PRIMARILY IN CLOSED-END FUNDS $44.5M $0.0M 7
THE EM PLUS CEF FUND INVESTS PRIMARILY IN GLOBAL EQUITY CLOSED-END FUNDS $49.8M $0.0M 2
THE EMERGING (BMI) MARKETS COUNTRY FUND INVESTS PRIMARILY IN EMERGING MARKET CLOSED-END FUNDS $266.7M $0.0M 2
THE EMERGING (FREE) MARKETS COUNTRY FUND INVESTS PRIMARILY IN EMERGING MARKET CLOSED-END FUNDS $304.3M $0.0M 12
THE FRONTIER EMERGING MARKETS FUND INVESTS IN SECURITIES AND CLOSED OR OPEN END FUNDS PROVIDING EXPOSURE TO FRONTIER MARKETS $36.4M $0.0M 13

Control Persons

Name Type Entity Title Since Ownership
CITY OF LONDON INVESTMENT GROUP PLC Foreign Entity – PARENT COMPANY 06/1997 > 75%
GRIFFITH, THOMAS, WAYNE Individual – CEO & DIRECTOR 03/2019 < 5%
YUSTE, CARLOS, MANUEL Individual – DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT 11/2019 < 5%
Agrawal, Deepranjan Individual – DIRECTOR AND CFO 07/2021 < 5%
INVERSO, ANTHONY, FRANCIS Individual – CHIEF OPERATIONS OFFICER 05/2019 < 5%
REAGAN, CATRINA, JOELLE Individual – US CHIEF COMPLIANCE OFFICER 01/2023 < 5%
MAGEE, NIALL, RICHARD MOY Individual – UK HEAD OF COMPLIANCE 05/2023 < 5%

No. Employees, Historic

80400201920202021202220232024202572 on 4/3/201972 on 4/3/201973 on 9/24/201973 on 1/16/202066 on 9/25/202066 on 10/21/202066 on 10/21/202073 on 9/28/202173 on 11/30/202173 on 12/7/202169 on 9/27/202269 on 10/31/202269 on 1/26/202369 on 7/21/202377 on 9/28/202377 on 12/12/202377 on 3/29/2024

RAUM, Historic

8B4B020192020202120222023202420255173771913 on 4/3/20195173771913 on 4/3/20195522888605 on 9/24/20195522888605 on 1/16/20205628533122 on 9/25/20205628533122 on 10/21/20205628533122 on 10/21/20207629759002 on 9/28/20217629759002 on 11/30/20217629759002 on 12/7/20215852502399 on 9/27/20225852502399 on 10/31/20225852502399 on 1/26/20235852502399 on 7/21/20235903333807 on 9/28/20235903333807 on 12/12/20235903333807 on 3/29/2024

No. Clients, Historic

40200201920202021202220232024202522 on 4/3/201922 on 4/3/201922 on 9/24/201922 on 1/16/202029 on 9/25/202029 on 10/21/202029 on 10/21/202030 on 9/28/202130 on 11/30/202130 on 12/7/202131 on 9/27/202231 on 10/31/202231 on 1/26/202331 on 7/21/202326 on 9/28/202326 on 12/12/202326 on 3/29/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 45M 213K –
ADAMS DIVERSIFIED EQUITY FUND COM 875K 41K –
ABRDN EMERGING MARKETS EQUITIES COM 104M 20M –
ALLIANCEBERNSTEIN NATIONAL MUNI COM 2M 224K –
AMAZON.COM INC COM 9M 45K –
GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 3M 50K –
LIBERTY ALL-STAR GROWTH FUND COM 856K 160K –
BLACKROCK RESOURCES AND COMMODITIES SHS 897K 98K –
BLACKROCK CALIFORNIA MUNICIPAL COM SH BEN INT 3M 225K –
BLACKSTONE STRATEGIC CREDIT 2027 TERM COM SHS BEN IN 4M 343K –
BLACKROCK GLOBAL ENERGY RES. COM 21M 2M –
BLACKROCK ENHANCED INTERNATIONAL COM BENE INTER 12M 2M –
BLACKROCK INNOVATION & GROWTH TERM TRUST SHS BEN INT 6M 765K –
BLACKROCK HEALTH SCIENCES TRUST COM 429K 11K –
BLACKROCK HEALTH SCIENCES TERM TRUST COM SHS 4M 232K –
BLACKROCK SCIENCE & TECHNOLOGY TERM TRUS SHS BEN INT 4M 186K –
BLACKROCK MUNICIPAL TARGET TERM TRUST COM SHS BEN INT 9M 444K –
THE BLACKSTONE GROUP INC COM CL A 4M 31K –
BLACKROCK MUNICIPAL INCOME QUA COM 240K 21K –
MS CHINA A SHARE COM 70M 6M –
CENTRAL SECS CORP COM 905K 21K –
THE CARLYLE GROUP INC COM 7M 162K –
CHINA FUND INC. COM 35M 3M –
MFS HIGH YIELD MUNICIPAL TRU SH BEN INT 3M 949K –
MFS HIGH INCOME MUNICIPAL TRUST SH BEN INT 674K 182K –
BNYM ALCENTRA GLOBAL CREDIT INCOME COM 252K 28K –
CREDIT SUISSE HIGH YIELD BOND FUND SH BEN INT 337K 167K –
DTF TAX FREE INCOME INC COM 778K 71K –
ALLSPRING INCOME OPPORTUNITIES FUND INC OPPTY FD 321K 49K –
EATON VANCE MUNICIPAL BOND FUND COM 2M 226K –
TEMPLETON EMERGING MARKETS FD COM 46M 4M –
EATON VANCE NEW YORK MUNICIPAL BOND FUND COM 789K 80K –
EATON VANCE CALIFORNIA MUNICIPAL COM 2M 196K –
ISHARES MSCI TAIWAN MSCI TAIWAN ETF 41M 752K –
ISHARES MSCI KOREA MSCI STH KOR ETF 34M 520K –
ISHARES MSCI BRAZIL- US MSCI BRAZIL ETF 2M 79K –
ISHARES MSCI FRONTIER 100 ETF MSCI FRONTIER 2M 86K –
FEDERATED HERMES PREMIER MUNICIPAL INC COM 2M 190K –
FRANKLIN LTD DURATION INCOME TRUST COM 602K 95K –
FIRST TRUST HIGH YIELD OPPORTUNITY COM 8M 562K –
GENERAL AMERICAN INVESTORS COM 202K 4K –
GABELLI DIV & INCOME TRUST COM 1M 65K –
NEW GERMANY COM 7M 830K –
PGIM GLOBAL HIGH YIELD FUND COM 5M 447K –
ALPHABET INC CAP STK CL A 36M 200K –
MILLER/HOWARD HIGH DIVIDEND FUND COM SHS BEN IN 7M 642K –
WESTERN ASSET HIGH INCOME OPPORTUNITY COM 2M 423K –
ABRDN HEALTHCARE INVESTORS SH BEN INT 1M 69K –
WESTERN ASSET HIGH YIELD DEFINED OPPORTU COM 169K 15K –
VOYA ASIA PACIFIC HIGH DIV FUND COM 21M 3M –
ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 6M 106K –
CBRE CLARION GLOBAL REAL ESTATE INCOME F COM 8M 2M –
VOYA EMERGING MARKETS HIGH INC COM 15M 3M –
MS INDIA INVESTMENT COM 20M 736K –
ISHARES MSCI INDIA ETF MSCI INDIA ETF 4M 74K –
INVESCO QUALITY MUNICIPAL INCOME TRUST COM 4M 356K –
IRSA INVERSIONES Y REPRESENTAC ADR GLOBAL DEP RCPT 429K 48K –
PGIM HIGH YIELD BOND FUND INC COM 3M 195K –
ABRDN JAPAN EQUITY FUND INC COM 852K 145K –
JAPAN SMALLER CAPITALIZATION FUND, INC COM 37M 5M –
KOREA FUND COM NEW 29M 1M –
KKR & CO INC CL A 14M 137K –
ISHARES MSCI SAUDI ARABIA ISHARES MSCI SAUDI ARABIA 19M 479K –
DWS MUNICIPAL INCOME TRUST COM 4M 412K –
ISHARES MSCI KUWAIT ETF MSCI KUWAIT ETF 349K 11K –
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE COM 2M 264K –
ISHARES MSCI CHINA ETF MSCI CHINA ETF 6M 151K –
MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND COM 841K 66K –
PIONEER MUNICIPAL HIGH INCOME COMMON STOCK 1M 114K –
MAINSTAY DEFINEDTERM MUNICIP COM 4M 261K –
WESTERN ASSET MANAGED MUNICIPALS FUND COM 4M 401K –
MICROSOFT CORP COM 4M 8K –
BLACKROCK MUNI INTERMEDIATE DURATION FUN COM 3M 280K –
MEXICO EQUITY & INCOME FUND INC COM 3M 275K –
MEXICO FUND COM 55M 3M –
BLACKROCK MUNIYIELD FUND INC COM 653K 60K –
BLACKROCK MUNIYIELD QUALITY FUND III COM 4M 345K –
NUVEEN QUALITY MUNICIPAL INCOME COM 5M 428K –
NEUBERGER BERMAN NEXT GEN COMMON STOCK 36M 3M –
NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 9M 759K –
NEUBERGER BERMAN ENERGY INFRAS & INCOME COM 49M 6M –
NUVEEN MUNICIPAL VALUE FUND COM 1M 164K –
NUVEEN MUNICIPAL CREDIT INCOME COM SH BEN INT 5M 384K –
PIMCO CALIFORNIA MUNICIPAL INCOME FUND I COM 2M 267K –
PIMCO MUNICIPAL INCOME FUND III COM 1M 127K –
BROOKFIELD REAL ASSETS INCOME SHS BEN INT 2M 140K –
PGIM SHORT DURATION HIGH YIELD COM 10M 654K –
SWISS HELVETIA FUND INC COM 369K 46K –
TEMPLETON DRAGON FUND COM 68M 8M –
TAIWAN FUND COM 120M 3M –
VANGUARD FTSE DEVELOPED MARKET FTSE DEV MKT ETF 2M 33K –
VANGUARD FTSE ALL WORLD EX-US ALLWRLD EX US 34M 577K –
INVESCO PA VALUE MUNICIPAL INC TRUST COM 669K 62K –
WESTERN ASSET DIVERSIFIED INCOME FUND COM SHS BEN INT 205K 14K –