ASSET ADVISORY GROUP INC
Adviser information for ASSET ADVISORY GROUP INC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 249 | $95.5M |
| Non-Discretionary | 299 | $278.6M |
| Total | 548 | $374.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 91 | $29.6M |
| HNW Individuals | 69 | $344.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-46343 |
|---|---|
| SEC ERA File Number | 801-46343 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106618 |
| Legal Entity Identifier | None |
Principal Office
170 KINNELON ROAD, SUITE 3KINNELON
NJ
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 973-492-0808, Fax: 973-492-1166
Websites
Chief Compliance Officer
PAUL ZOCH
170 KINNELON ROAD, SUITE 3
KINNELON
NJ
United States
Tel:
973-492-0808
Fax:
973-492-1166
P***@*********************M
(Full email address available in API data)
Regulatory Contact
AMANDA MCGRATH
VICE PRESIDENT
170 KINNELON ROAD, SUITE 3
KINNELON
NJ
United States
Tel:
973-492-0808
Fax:
973-492-1166
A*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZOCH, PAUL, BERNARD | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/1998 | 50-75% |
| MCGRATH, AMANDA, ZOCH | Individual | – | VICE PRESIDENT AND TREASURER | 05/2018 | 25-50% |