PORTFOLIO ADVISORS LLC
Adviser information for PORTFOLIO ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 158 |
|---|---|
| Investment Advisory/Research | 82 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 96 | $26.6B |
| Non-Discretionary | 20 | $15.6B |
| Total | 116 | $42.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $700.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 103 | $22.9B |
| Pension and profit sharing plans | 5 | $1.1B |
| Charitable organizations | <5 | $1.8B |
| State or municipal gov entities | <5 | $15.6B |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $170.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 36 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | PORTFOLIO PERFORMANCE MEASUREMENT & REPORTING |
Identifiers
| SEC RIA File Number | 801-46369 |
|---|---|
| SEC ERA File Number | 801-46369 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105981 |
| Legal Entity Identifier | None |
Principal Office
9 OLD KINGS HIGHWAY SOUTHDARIEN
CT
United States
Monday - Friday, 8:30 - 5:00
Tel: 203-662-3456, Fax: 203-662-0013
Chief Compliance Officer
DANIEL DWYER
COUNSEL
9 OLD KINGS HIGHWAY SOUTH
DARIEN
CT
United States
Tel:
203-662-3031
Fax:
203-662-6638
D*****@*********M
(Full email address available in API data)
Regulatory Contact
JESSE EISENBERG
GENERAL COUNSEL
9 OLD KINGS HIGHWAY SOUTH
DARIEN
CT
United States
Tel:
203 6623456
Fax:
203-662-6638
J*********@*********M
(Full email address available in API data)
Industry Affiliates
| ASIA SELECT MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CHIRON INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS CREDIT INCOME ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS FUND ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS GLOBAL ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS INVESTMENT SOLUTIONS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FS REIT ADVISOR, LLC | Other investment adviser, including financial planners |
| FS STRUCTURED PRODUCTS ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS TACTICAL ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS/EIG ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS/KKR ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LIBERTY RE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA BLUE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA GPS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA MAC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA MAC LUX GP, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| PA PALACE, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA PASF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA SAFFRON GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA VERITAS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA-EP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PA-HAM GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAAF IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAAF V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAAF VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAAF VII GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACSF (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PADCOF II (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PADCOF III (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAF 6/05, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAGIF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAILS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAPEF IX, (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAPEF IX, (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAPEF V (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAPEF VI (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAPEF VII (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAPEF VIII (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAPEF XI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAREF III (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAREF IV (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAREF V (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAREF VI (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAREF VI (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAREF VII (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAREF VIII GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASA II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASA III (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASA IV, GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASA V, GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASCOF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASF (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASF II (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASF III (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASF IV (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASF V (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PASPV (GP) I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCIF III (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCIF IV (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PCIF V (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS 2012 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS 2015 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS 2017 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS 2019 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS 2022 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS CAPITAL UK, LTD | Other investment adviser, including financial planners |
| PORTFOLIO ADVISORS PRIVATE EQUITY MANAGER (GP OFFSHORE), LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS PRIVATE EQUITY MANAGER (GP) III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS PRIVATE EQUITY MANAGER (GP) IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
| UOB PORTFOLIO ADVISORS PAN ASIA SELECT FUND GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAIN CAPITAL X PA FUND, L.P. | Private Equity Fund | $9.1M | $0.3M | 10 |
| LONGVIEW PRIVATE EQUITY FUND OF FUNDS, L.P. | Private Equity Fund | $37.2M | $0.3M | 7 |
| PA BLUE FUND, L.P. | Private Equity Fund | $869.3M | $0.0M | 2 |
| PA CO-INVESTMENT FUND III, LP | Private Equity Fund | $235.2M | $5.0M | 32 |
| PA CO-INVESTMENT FUND IV, LP | Private Equity Fund | $391.0M | $5.0M | 38 |
| PA CO-INVESTMENT FUND V, LP | Private Equity Fund | $171.9M | $5.0M | 8 |
| PA DIRECT CREDIT OPPORTUNITIES FUND II, L.P. | Private Equity Fund | $358.1M | $5.0M | 252 |
| PA DIRECT CREDIT OPPORTUNITIES FUND III, LP | Private Equity Fund | $1,128.1M | $5.0M | 204 |
| PA GP SOLUTIONS FUND, L.P. | Private Equity Fund | $164.2M | $5.0M | 29 |
| PA GROWTH & INCOME FUND-A, L.P. | GROWTH AND INCOME FUND | $58.4M | $5.0M | 8 |
| PA GROWTH & INCOME FUND, L.P. | GROWTH AND INCOME FUND | $43.3M | $5.0M | 5 |
| PA MAC FUND (OFFSHORE), L.P. | Private Equity Fund | $0.7M | $5.0M | 2 |
| PA MAC FUND, L.P. - ACCEL SERIES | Private Equity Fund | $43.7M | $5.0M | 3 |
| PA MAC FUND, L.P. - ACCEL SERIES II | Private Equity Fund | $22.7M | $5.0M | 3 |
| PA MAC FUND, L.P. - ADS SERIES | Private Equity Fund | $12.1M | $5.0M | 2 |
| PA MAC FUND, L.P. - AIS DEBT SERIES | Private Equity Fund | $10.4M | $5.0M | 2 |
| PA MAC FUND, L.P. - AIS EQUITY SERIES | Private Equity Fund | $15.6M | $5.0M | 2 |
| PA MAC FUND, L.P. - ARROW SERIES | Private Equity Fund | $15.2M | $5.0M | 5 |
| PA MAC FUND, L.P. - BANCA MARCH SERIES | Private Equity Fund | $27.9M | $5.0M | 3 |
| PA MAC FUND, L.P. - BEYOND TRUST SERIES | Private Equity Fund | $5.9M | $5.0M | 2 |
| PA MAC FUND, L.P. - DYNASTY SERIES | Private Equity Fund | $16.6M | $5.0M | 3 |
| PA MAC FUND, L.P. - GATEWAY SERIES | Private Equity Fund | $52.0M | $5.0M | 2 |
| PA MAC FUND, L.P. - GRANITE SERIES | Private Equity Fund | $12.4M | $5.0M | 5 |
| PA MAC FUND, L.P. - LANDING SERIES | Private Equity Fund | $26.5M | $5.0M | 4 |
| PA MAC FUND, L.P. - MERCURYGATE SERIES | Private Equity Fund | $30.7M | $5.0M | 2 |
| PA MAC FUND, L.P. - MILE SERIES | Private Equity Fund | $0.6M | $5.0M | 2 |
| PA MAC FUND, L.P. - PANTHER SERIES | Private Equity Fund | $17.1M | $5.0M | 13 |
| PA MAC FUND, L.P. - PELION SERIES I | Private Equity Fund | $5.8M | $5.0M | 5 |
| PA MAC FUND, L.P. - PHOENIX SERIES | Private Equity Fund | $4.9M | $5.0M | 6 |
| PA MAC FUND, L.P. - RAM SERIES | Private Equity Fund | $35.7M | $5.0M | 5 |
| PA MAC FUND, L.P. - SAGUARO SERIES | Private Equity Fund | $78.2M | $5.0M | 2 |
| PA MAC FUND, L.P. - WILDFLOWER SERIES | Private Equity Fund | $15.2M | $5.0M | 3 |
| PA MAC FUND, L.P. OFFSHORE - SUN SERIES | Private Equity Fund | $4.3M | $5.0M | 2 |
| PA MASTER ACCESS FUND, SCSP, SICAV-RAIF | Private Equity Fund | $113.8M | $0.3M | 11 |
| PA PALACE FUND, LP | Private Equity Fund | $699.7M | $5.0M | 2 |
| PA PORTFOLIO ADVISORS SECONDARY FUND L.P. | Private Equity Fund | $71.6M | $5.0M | 3 |
| PA SENIOR CREDIT OPPORTUNITIES FUND, L.P. | Hedge Fund | $249.2M | $5.0M | 17 |
| PA VERITAS PE FUND, L.P. | Private Equity Fund | $13.3M | $5.0M | 4 |
| PA VERITAS RE FUND, L.P. | Private Equity Fund | $0.8M | $5.0M | 4 |
| PA-EP FUND, L.P. | Private Equity Fund | $5,392.2M | $0.3M | 2 |
| PA-HAM ASIA INVESTMENT VEHICLE, L.P. | Private Equity Fund | $53.4M | $5.0M | 2 |
| PORTFOLIO ADVISORS (OFFSHORE) PRIVATE EQUITY FUND III, L.P. | Private Equity Fund | $35.9M | $0.3M | 56 |
| PORTFOLIO ADVISORS ASIA FUND IV, L.P. | Private Equity Fund | $7.6M | $5.0M | 10 |
| PORTFOLIO ADVISORS ASIA FUND V, L.P. | Private Equity Fund | $30.2M | $5.0M | 11 |
| PORTFOLIO ADVISORS ASIA FUND VI, L.P. | Private Equity Fund | $34.4M | $5.0M | 6 |
| PORTFOLIO ADVISORS ASIA SECONDARY FUND VII, L.P. | Private Equity Fund | $16.0M | $5.0M | 7 |
| PORTFOLIO ADVISORS CREDIT STRATEGIES FUND (OFFSHORE), L.P. | CREDIT FUND | $130.5M | $5.0M | 28 |
| PORTFOLIO ADVISORS CREDIT STRATEGIES FUND, L.P. | CREDIT FUND | $265.2M | $5.0M | 103 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2012 (OFFSHORE), L.P. | Private Equity Fund | $11.0M | $0.3M | 23 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2012, L.P. | Private Equity Fund | $19.2M | $0.3M | 75 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2015 (OFFSHORE), L.P. | Private Equity Fund | $13.5M | $0.3M | 18 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2015, L.P. | Private Equity Fund | $30.5M | $0.3M | 110 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2017 (OFFSHORE), L.P | Private Equity Fund | $47.4M | $0.3M | 71 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2017, L.P | Private Equity Fund | $249.3M | $0.3M | 266 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2019 (OFFSHORE), LP | Private Equity Fund | $41.2M | $0.3M | 41 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2019, LP | Private Equity Fund | $133.2M | $0.3M | 144 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2022 (OFFSHORE), L.P. | Private Equity Fund | $108.4M | $0.3M | 207 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND 2022, L.P. | Private Equity Fund | $388.2M | $0.3M | 698 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND III, L.P. | Private Equity Fund | $29.9M | $0.3M | 103 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND IV (OFFSHORE), L.P. | Private Equity Fund | $54.5M | $0.3M | 90 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND IV, L.P. | Private Equity Fund | $49.5M | $0.3M | 114 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND IX (OFFSHORE), L.P. | Private Equity Fund | $623.7M | $5.0M | 39 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND IX, L.P. | Private Equity Fund | $110.9M | $5.0M | 47 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND V (OFFSHORE), L.P. | Private Equity Fund | $91.9M | $0.3M | 81 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND V, L.P. | Private Equity Fund | $79.2M | $0.3M | 86 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND VI (OFFSHORE), L.P. | Private Equity Fund | $178.4M | $0.3M | 47 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND VI, L.P. | Private Equity Fund | $158.2M | $0.3M | 64 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND VII (OFFSHORE), L.P. | Private Equity Fund | $256.7M | $5.0M | 60 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND VII, L.P. | Private Equity Fund | $183.5M | $5.0M | 99 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND VIII (OFFSHORE), L.P. | Private Equity Fund | $526.0M | $5.0M | 89 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND VIII, L.P. | Private Equity Fund | $173.8M | $5.0M | 61 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND X, LP | Private Equity Fund | $495.7M | $5.0M | 102 |
| PORTFOLIO ADVISORS PRIVATE EQUITY FUND XI, LP | Private Equity Fund | $365.0M | $5.0M | 111 |
| PORTFOLIO ADVISORS REAL ESTATE FUND III, L.P. | Real Estate Fund | $26.1M | $5.0M | 12 |
| PORTFOLIO ADVISORS REAL ESTATE FUND IV, L.P. | Real Estate Fund | $54.4M | $5.0M | 24 |
| PORTFOLIO ADVISORS REAL ESTATE FUND V, L.P. | Real Estate Fund | $80.0M | $5.0M | 48 |
| PORTFOLIO ADVISORS REAL ESTATE FUND VI, L.P. | Real Estate Fund | $152.6M | $5.0M | 24 |
| PORTFOLIO ADVISORS REAL ESTATE FUND VII, L.P. | Real Estate Fund | $294.7M | $5.0M | 13 |
| PORTFOLIO ADVISORS REAL ESTATE FUND VIII, L.P. | Real Estate Fund | $291.1M | $5.0M | 35 |
| PORTFOLIO ADVISORS SECONDARY FUND II, L.P. | Private Equity Fund | $81.6M | $5.0M | 101 |
| PORTFOLIO ADVISORS SECONDARY FUND III, L.P. | Private Equity Fund | $1,104.5M | $5.0M | 296 |
| PORTFOLIO ADVISORS SECONDARY FUND IV, LP | Private Equity Fund | $2,724.5M | $5.0M | 398 |
| PORTFOLIO ADVISORS SECONDARY FUND V, LP | Private Equity Fund | $121.0M | $5.0M | 50 |
| PORTFOLIO ADVISORS SECONDARY FUND, L.P. | Private Equity Fund | $24.3M | $5.0M | 93 |
| SILVER CUP PARTNERS IV-A, L.P. | Private Equity Fund | $0.4M | $0.3M | 5 |
| SILVER CUP PARTNERS IV, L.P. | Private Equity Fund | $83.2M | $0.3M | 10 |
| UOB PORTFOLIO ADVISORS PAN ASIA SELECT FUND II, L.P. | Private Equity Fund | $11.4M | $5.0M | 24 |
| UOB PORTFOLIO ADVISORS PAN ASIA SELECT FUND III, L.P. | Private Equity Fund | $31.2M | $5.0M | 15 |
| UOB PORTFOLIO ADVISORS PAN ASIA SELECT FUND, L.P. | Private Equity Fund | $6.9M | $5.0M | 41 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EISENBERG, JESSE, SEVIN | Individual | – | GENERAL COUNSEL | 01/2014 | < 5% |
| CLEMENS, ADAM, GERARD | Individual | – | MEMBER OF MANAGEMENT COMMITTEE | 02/2010 | < 5% |
| DWYER, DANIEL, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2014 | < 5% |
| CAMPBELL, ELIZABETH, MERRITT | Individual | – | MEMBER OF MANAGEMENT COMMITTEE | 01/2018 | < 5% |
| HIGBEE, SCOTT, DAVID | Individual | – | MEMBER OF MANAGEMENT COMMITTEE | 09/2020 | < 5% |
| LINDBERG, BROOKS, ANTHONY | Individual | – | MEMBER OF MANAGEMENT COMMITTEE | 05/2020 | < 5% |
| SLOAN, STEPHEN, COULAM | Individual | – | MEMBER OF MANAGEMENT COMMITTEE | 10/2020 | < 5% |
| FRANKLIN SQUARE HOLDINGS, L.P. | Domestic Entity | – | MEMBER | 06/2023 | > 75% |
| FRANKLIN SQUARE HOLDINGS GP, LLC | Domestic Entity | FRANKLIN SQUARE HOLDINGS, L.P. | GENERAL PARTNER | 05/2007 | |
| FSH NCI AGGREGATOR, LLC | Domestic Entity | FRANKLIN SQUARE HOLDINGS, L.P. | LIMITED PARTNER | 06/2023 | 25-50% |
| FORMAN, MICHAEL, CRAIG | Individual | FRANKLIN SQUARE HOLDINGS GP, LLC | MANAGING MEMBER | 05/2007 | 50-75% |
| ADELMAN, DAVID, JASON | Individual | FRANKLIN SQUARE HOLDINGS GP, LLC | MEMBER | 05/2007 | 50-75% |
| THE 2011 FORMAN INVESTMENT TRUST | Domestic Entity | FSH NCI AGGREGATOR, LLC | MEMBER | 06/2023 | 25-50% |
| HELLER, MICHAEL, JAY | Individual | THE 2011 FORMAN INVESTMENT TRUST | TRUSTEE | 01/2012 | |
| FB CAPITAL PARTNERS, L.P. | Domestic Entity | FSH NCI AGGREGATOR, LLC | MEMBER | 06/2023 | 25-50% |
| FORMAN, MICHAEL, CRAIG | Individual | FB CAPITAL PARTNERS, L.P. | LIMITED PARTNER | 08/2005 | > 75% |
| FB CAPITAL MANAGEMENT, LLC | Domestic Entity | FB CAPITAL PARTNERS, L.P. | GENERAL PARTNER | 01/2013 | |
| FORMAN, MICHAEL, CRAIG | Individual | FB CAPITAL MANAGEMENT, LLC | SOLE MEMBER | 02/2007 | > 75% |