ARISTA WEALTH ADVISORS, LTD
Adviser information for ARISTA WEALTH ADVISORS, LTD last updated from Form ADV on March 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 136 | $182.0M |
| Non-Discretionary | 3 | $18,330 |
| Total | 139 | $182.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 59 | $9.0M |
| HNW Individuals | 73 | $160.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $13.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-46380 |
|---|---|
| SEC ERA File Number | 801-46380 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107763 |
| Legal Entity Identifier | None |
Principal Office
255 WASHINGTON AVENUE EXTENSIONSUITE # 104
ALBANY
NY
United States
Monday - Friday, 8:30 -5:00
Tel: 518.452.3805, Fax: 518.452.4230
Websites
Chief Compliance Officer
KARIN LOPEZ
VICE PRESIDENT
255 WASHINGTON AVENUE EXTENSION
SUITE 104
ALBANY
NY
United States
Tel:
518-640-2123
Fax:
518-452-4230
K*****@***********M
(Full email address available in API data)
Regulatory Contact
TIMOTHY CASSERLY
PRESIDENT
255 WASHINGTON AVE. EXT
SUITE 104
ALBANY
NY
United States
Tel:
518-452-1961
Fax:
518-452-4230
T********@****************M
(Full email address available in API data)
Industry Affiliates
| BURKE & CASSERLY P.C. | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASSERLY, TIMOTHY, EDWARD | Individual | – | PRESIDENT/TREASURER | 07/2014 | 50-75% |
| LOPEZ, KARIN, JEANNE | Individual | – | CHIEF COMPLIANCE OFFICER/OWNER/VICE PRESIDENT | 12/2016 | 25-50% |