Hedge Fund Database

IRON FINANCIAL LLC

Adviser information for IRON FINANCIAL LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 609 $421.1M
Non-Discretionary 0 $0
Total 609 $421.1M

Clients

Type Number RAUM
Individuals 148 $54.2M
HNW Individuals 95 $337.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $7.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 12 $22.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM$50 MINIMUM QUARTERLY FEE

Identifiers

SEC RIA File Number 801-46417
SEC ERA File Number 801-46417
SEC CIK Numbers 1595509
SEC CRD Numbers 106682
Legal Entity Identifier XG4SG9QOTE611OBPQ

Principal Office

630 DUNDEE ROAD
SUITE 200
NORTHBROOK
IL
United States
Monday - Friday, 8:30-5:00 CST
Tel: 847-715-3200, Fax: None

Websites

www.ironfinancial.com www.linkedin.com/company/iron-financial-llc?trk=top_nav_home

Chief Compliance Officer

TIMOTHY ZIEMBA
630 DUNDEE ROAD
SUITE 200
NORTHBROOK
IL
United States
Tel: 847-715-3223
Fax: 847-715-3323
(Full email address available in API data)

Regulatory Contact

ROBERT COHN
MANAGING DIRECTOR, FINANCE AND ACCOUNTING
630 DUNDEE ROAD
SUITE 200
NORTHBROOK
IL
United States
Tel: 847-715-3207
Fax: 847-715-3307
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
IZENSTARK, AARON, BRUCE Individual – PRESIDENT, CHIEF INVESTMENT OFFICER 01/1994 < 5%
NIXON, HOWARD, LEE Individual – CEO, SECRETARY 01/2018 < 5%
IRON FINANCIAL MANAGEMENT INC Domestic Entity IRON HOLDINGS LLC HOLDING COMPANY 06/2008 > 75%
NIXON, HOWARD, LEE Individual IRON FINANCIAL MANAGEMENT INC SEC 06/2008 50-75%
IZENSTARK, AARON, BRUCE Individual IRON FINANCIAL MANAGEMENT INC CIO, PRESIDENT 06/2008 50-75%
ZIEMBA, TIMOTHY, ROBERT Individual – CHIEF COMPLIANCE OFFICER 08/2021 < 5%
IRON WEALTH HOLDINGS LLC Domestic Entity – SOLE MEMBER 02/2024 > 75%
IRON HOLDINGS LLC Domestic Entity IRON WEALTH HOLDINGS LLC MEMBER 02/2024 50-75%
STAIRWAY COLLABORATIVE LLC Domestic Entity IRON WEALTH HOLDINGS LLC MEMBER 02/2024 50-75%
DANIEL ASHER DESCENDANTS TRUST Domestic Entity STAIRWAY COLLABORATIVE LLC MEMBER 02/2024 25-50%
CALANGIA LLC Domestic Entity STAIRWAY COLLABORATIVE LLC MEMBER 02/2024 25-50%
STAIRWAY CAPITAL ADVISORS LLC Domestic Entity STAIRWAY COLLABORATIVE LLC MEMBER 02/2024 25-50%
GOLDMAN, FRED, OWEN Individual DANIEL ASHER DESCENDANTS TRUST TRUSTEE 02/2024
Rijo, John, Carl Individual CALANGIA LLC MEMBER 02/2024 > 75%
RUSSELL, ANDREW, JOSEPH Individual STAIRWAY CAPITAL ADVISORS LLC MEMBER 02/2024 > 75%

No. Employees, Historic

4020020202021202220232024202534 on 2/28/202034 on 6/9/202034 on 6/9/202034 on 8/11/202015 on 3/1/202115 on 7/1/202115 on 8/4/202115 on 8/4/202115 on 9/14/202115 on 11/12/202112 on 3/28/202212 on 12/7/202210 on 3/23/202310 on 9/25/202310 on 2/29/202410 on 3/1/202410 on 3/27/2024

RAUM, Historic

6B3B02020202120222023202420255405595273 on 2/28/20205405595273 on 6/9/20205405595273 on 6/9/20205405595273 on 8/11/2020564479807 on 3/1/2021564479807 on 7/1/2021564479807 on 8/4/2021564479807 on 8/4/2021564479807 on 9/14/2021564479807 on 11/12/2021449097026 on 3/28/2022449097026 on 12/7/2022412755308 on 3/23/2023412755308 on 9/25/2023421111841 on 2/29/2024421111841 on 3/1/2024421111841 on 3/27/2024

No. Clients, Historic

4,0002,00002020202120222023202420253579 on 2/28/20203579 on 6/9/20203579 on 6/9/20203579 on 8/11/2020406 on 3/1/2021406 on 7/1/2021406 on 8/4/2021406 on 8/4/2021406 on 9/14/2021406 on 11/12/2021304 on 3/28/2022304 on 12/7/2022284 on 3/23/2023284 on 9/25/2023256 on 2/29/2024256 on 3/1/2024256 on 3/27/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 243K 2K –
ABBOTT LABS COM 210K 2K –
ABBVIE INC COM 446K 3K –
ADVISORSHARES TR ADVISORSHS ETF 249K 4K –
ALPHABET INC CAP STK CL A 553K 3K –
ALPHABET INC CAP STK CL C 295K 2K –
AMAZON COM INC COM 3M 14K –
AMBEV SA SPONSORED ADR 35K 17K –
APPLE INC COM 14M 66K –
APPLIED MATLS INC COM 251K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 895K 2K –
BLACKSTONE INC COM 390K 3K –
BRISTOL-MYERS SQUIBB CO COM 576K 14K –
CBOE GLOBAL MKTS INC COM 2M 11K –
CHIPOTLE MEXICAN GRILL INC COM 470K 8K –
CME GROUP INC COM 12M 59K –
COCA COLA CO COM 241K 4K –
COLGATE PALMOLIVE CO COM 950K 10K –
CONOCOPHILLIPS COM 722K 6K –
COSTCO WHSL CORP NEW COM 788K 927 –
COTERRA ENERGY INC COM 700K 26K –
DIREXION SHS ETF TR AUSPCE CMD STG 391K 14K –
DISNEY WALT CO COM 216K 2K –
DNP SELECT INCOME FD INC COM 129K 16K –
ELI LILLY & CO COM 268K 296 –
EQUITY RESIDENTIAL SH BEN INT 755K 11K –
ESSEX PPTY TR INC COM 788K 3K –
EXXON MOBIL CORP COM 997K 9K –
FASTENAL CO COM 590K 9K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 2M 49K –
FIDELITY NATL INFORMATION SV COM 206K 3K –
FORD MTR CO DEL COM 299K 24K –
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 12M 355K –
HASBRO INC COM 835K 14K –
HOME DEPOT INC COM 429K 1K –
INTEL CORP COM 412K 13K –
INVESCO EXCH TRADED FD TR II SHORT TERM TREAS 1M 10K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 4M 195K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 787K 35K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 822K 36K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 958K 42K –
INVESCO LTD SHS 183K 12K –
INVESCO QQQ TR UNIT SER 1 954K 2K –
ISHARES INC MSCI EMERG MRKT 268K 5K –
ISHARES INC MSCI GBL MIN VOL 7M 67K –
ISHARES TR BROAD USD HIGH 270K 7K –
ISHARES TR CORE 1 5 YR USD 8M 171K –
ISHARES TR CORE TOTAL USD 2M 37K –
ISHARES TR IBONDS 24 TRM HG 439K 19K –
ISHARES TR IBONDS DEC2026 4M 182K –
ISHARES TR IBONDS DEC24 ETF 318K 13K –
ISHARES TR IBONDS DEC25 ETF 5M 183K –
ISHARES TR MSCI USA MIN VOL 2M 22K –
ISHARES TR RUS 1000 GRW ETF 412K 1K –
ISHARES TR RUS MD CP GR ETF 430K 4K –
ISHARES TR SELECT DIVID ETF 274K 2K –
ISHARES TR US TREAS BD ETF 1M 64K –
JOHNSON & JOHNSON COM 838K 6K –
JPMORGAN CHASE & CO. COM 2M 9K –
KEYCORP COM 165K 12K –
KINDER MORGAN INC DEL COM 207K 10K –
LAM RESEARCH CORP COM 211K 198 –
MCDONALDS CORP COM 224K 879 –
MERCK & CO INC COM 224K 2K –
META PLATFORMS INC CL A 998K 2K –
MICROSOFT CORP COM 3M 8K –
NOVO-NORDISK A S ADR 328K 2K –
NVIDIA CORPORATION COM 2M 16K –
PHILIP MORRIS INTL INC COM 797K 8K –
PIMCO ETF TR 15+ YR US TIPS 2M 32K –
PROCTER AND GAMBLE CO COM 1M 6K –
QUALCOMM INC COM 477K 2K –
SCHWAB STRATEGIC TR INTERNL DIVID 3M 122K –
SCHWAB STRATEGIC TR INTL EQTY ETF 255K 7K –
SCHWAB STRATEGIC TR SHT TM US TRES 556K 12K –
SCHWAB STRATEGIC TR US BRD MKT ETF 503K 8K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 22K –
SCHWAB STRATEGIC TR US TIPS ETF 7M 140K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 47K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 1M 30K –
SPDR S&P 500 ETF TR TR UNIT 7M 13K –
SPDR SER TR PORTFOLI S&P1500 9M 136K –
SPDR SER TR PORTFOLIO SHORT 5M 174K –
STARBUCKS CORP COM 623K 8K –
SYSCO CORP COM 618K 9K –
TARGET CORP COM 215K 1K –
TJX COS INC NEW COM 822K 7K –
VANECK ETF TRUST MORNINGSTAR SMID 573K 18K –
VANECK ETF TRUST MRNGSTR WDE MOAT 4M 44K –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 538K 5K –
VANGUARD INDEX FDS GROWTH ETF 296K 792 –
VANGUARD INDEX FDS TOTAL STK MKT 11M 41K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 4M 67K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 8K –
VANGUARD STAR FDS VG TL INTL STK F 1M 22K –
VANGUARD WORLD FD INF TECH ETF 390K 676 –
VISA INC COM CL A 231K 882 –
WALMART INC COM 1M 15K –
WILLIAMS COS INC COM 228K 5K –
WOODWARD INC COM 333K 2K –
YUM BRANDS INC COM 650K 5K –