SUMMIT PORTFOLIO MANAGEMENT LLC
Adviser information for SUMMIT PORTFOLIO MANAGEMENT LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 426 | $158.9M |
| Non-Discretionary | 51 | $10.1M |
| Total | 477 | $169.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $158.7M |
| HNW Individuals | 47 | $10.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-46423 |
|---|---|
| SEC ERA File Number | 801-46423 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111243 |
| Legal Entity Identifier | None |
Principal Office
10091 PARK RUN DRIVE#110
LAS VEGAS
NV
United States
Monday - Friday, 9:00-5:00
Tel: 702 838 9999, Fax: 855 686 5800
Chief Compliance Officer
TIMOTHY F. BOCK
PRESIDENT
166 BADWATER BASIN STREET
LAS VEGAS
NV
United States
Tel:
702 838 9999
Fax:
855 686 5800
T**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOCK, TIMOTHY, FRANCIS | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 04/1995 | > 75% |