NICHOLAS CO INC
Adviser information for NICHOLAS CO INC last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $5.1B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $5.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 4 | $27.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $5.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $17.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $8.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 10.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ACCOUNT PROGRAM "MAP" | RBC CAPITAL MARKETS, LLC |
| PRIVATE ADVISOR NETWORK PROGRAM | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
Principal Office
411 E. WISCONSIN AVE.STE 2100
MILWAUKEE
WI
United States
Monday - Friday, 8:00 A.M. TO 4:30 P.M.
Tel: 414-272-4650, Fax: 414-272-7867
Chief Compliance Officer
JENNIFER REBECCA KLOEHN
EXECUTIVE VICE PRESIDENT, TREASURER, CHIEF FINANCIAL OFFICER
411 E. WISCONSIN AVE.
SUITE 2100
MILWAUKEE
WI
United States
Tel:
414-272-4650
Fax:
414-272-7867
J******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NICHOLAS, DAVID, OWEN | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER | 08/1986 | 50-75% |
| NICHOLAS, LYNN, SHARON | Individual | – | SHAREHOLDER | 09/1983 | 10-25% |
| PAVELEC, LAWRENCE, JOHN | Individual | – | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT, SECRETARY | 04/2003 | < 5% |
| FASCIANO, SUSAN, NICHOLAS | Individual | – | SHAREHOLDER | 12/2003 | 10-25% |
| KLOEHN, JENNIFER, REBECCA | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, TREASURER | 07/2004 | < 5% |
| O'REILLY, CHRISTOPHER, E | Individual | – | CHIEF TECHNOLOGY OFFICER, EXECUTIVE VICE PRESIDENT | 10/2005 | < 5% |
| LUNDGREN, K., THOR | Individual | – | DIRECTOR | 07/2006 | < 5% |
| LUBAR, DAVID, JOHN | Individual | – | DIRECTOR | 04/2007 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| A. O. Smith Corporation | COM | 24M | 295K | – |
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| Advanced Micro Devices, Inc. | COM | 48M | 293K | – |
| Air Products and Chemicals, Inc. | COM | 8M | 32K | – |
| Alcon AG | ORD SHS | 54M | 608K | – |
| Alphabet Inc. Class C | CAP STK CL C | 216M | 1M | – |
| Altair Engineering Inc. Class A | COM CL A | 8M | 86K | – |
| Amazon.com, Inc. | COM | 147M | 758K | – |
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| Ball Corporation | COM | 6M | 101K | – |
| Beacon Roofing Supply, Inc. | COM | 6M | 69K | – |
| Bio-Techne Corporation | COM | 19M | 265K | – |
| BJ's Wholesale Club Holdings, Inc. | COM | 25M | 287K | – |
| BlackLine, Inc. | COM | 6M | 132K | – |
| BlackRock, Inc. | COM | 6M | 8K | – |
| Boston Scientific Corporation | COM | 69M | 901K | – |
| Broadcom Inc. | COM | 10M | 6K | – |
| Broadridge Financial Solutions, Inc. | COM | 18M | 93K | – |
| Burlington Stores, Inc. | COM | 11M | 48K | – |
| Cadence Design Systems, Inc. | COM | 49M | 159K | – |
| CarMax, Inc. | COM | 8M | 112K | – |
| Carriage Services Inc. | COM | 4M | 133K | – |
| CBRE Group, Inc. Class A | CL A | 15M | 164K | – |
| CDW Corporation | COM | 23M | 102K | – |
| Cedar Fair, L.P. | DEPOSITRY UNIT | 470K | 9K | – |
| Charles River Laboratories International, Inc. | COM | 15M | 71K | – |
| Charles Schwab Corp | COM | 10M | 135K | – |
| Chevron Corporation | COM | 11M | 68K | – |
| Chipotle Mexican Grill, Inc. | COM | 79M | 1M | – |
| Chubb Limited | COM | 8M | 32K | – |
| Cintas Corporation | COM | 66M | 94K | – |
| Cisco Systems, Inc. | COM | 4M | 89K | – |
| CME Group Inc. Class A | COM | 5M | 23K | – |
| CMS Energy Corporation | COM | 10M | 168K | – |
| Coca-Cola Company | COM | 9M | 143K | – |
| Cohen & Steers, Inc. | COM | 13M | 177K | – |
| Comcast Corporation Class A | CL A | 5M | 130K | – |
| Comfort Systems USA, Inc. | COM | 6M | 18K | – |
| ConocoPhillips | COM | 5M | 41K | – |
| Constellation Brands, Inc. Class A | CL A | 69M | 267K | – |
| Construction Partners, Inc. Class A | COM CL A | 8M | 138K | – |
| Cooper Companies, Inc. | COM | 15M | 175K | – |
| Copart, Inc. | COM | 58M | 1M | – |
| Corpay, Inc. | COM SHS | 19M | 73K | – |
| CoStar Group, Inc. | COM | 9M | 123K | – |
| Costco Wholesale Corporation | COM | 90M | 105K | – |
| CrowdStrike Holdings, Inc. Class A | CL A | 37M | 96K | – |
| CVS Health Corporation | COM | 4M | 72K | – |
| CyberArk Software Ltd. | SHS | 37M | 136K | – |
| Descartes Systems Group Inc. | COM | 10M | 101K | – |
| DexCom, Inc. | COM | 87M | 768K | – |
| Domino's Pizza, Inc. | COM | 18M | 34K | – |
| Donaldson Company, Inc. | COM | 5M | 72K | – |
| Dorman Products, Inc. | COM | 8M | 89K | – |
| DuPont de Nemours, Inc. | COM | 7M | 86K | – |
| Dynatrace, Inc. | COM NEW | 20M | 454K | – |
| Eaton Corp. Plc | SHS | 6M | 19K | – |
| Elastic NV | ORD SHS | 20M | 178K | – |
| Eli Lilly and Company | COM | 74M | 82K | – |
| Encompass Health Corporation | COM | 7M | 85K | – |
| Enterprise Products Partners L.P. | COM | 53M | 2M | – |
| ePlus inc. | COM | 7M | 96K | – |
| Equinix, Inc. | COM | 8M | 11K | – |
| EVERTEC, Inc. | COM | 7M | 216K | – |
| ExlService Holdings, Inc. | COM | 8M | 262K | – |
| Exponent, Inc. | COM | 8M | 80K | – |
| Fastenal Company | COM | 77M | 1M | – |
| Fiserv, Inc. | COM | 74M | 494K | – |
| Five9, Inc. | COM | 6M | 142K | – |
| Fortive Corp. | COM | 67M | 900K | – |
| Gartner, Inc. | COM | 23M | 51K | – |
| Global Payments Inc. | COM | 49M | 509K | – |
| Globus Medical Inc Class A | CL A | 25M | 360K | – |
| Grid Dynamics Holdings, Inc. Class A | CL A | 4M | 368K | – |
| Hologic, Inc. | COM | 12M | 155K | – |
| Home Depot, Inc. | COM | 87M | 252K | – |
| Honeywell International Inc. | COM | 54M | 254K | – |
| i3 Verticals, Inc. Class A | COM CL A | 7M | 333K | – |
| ICF International, Inc. | COM | 13M | 89K | – |
| IDEX Corporation | COM | 15M | 76K | – |
| Illinois Tool Works Inc. | COM | 41M | 172K | – |
| InMode Ltd. | SHS | 3M | 188K | – |
| Intercontinental Exchange, Inc. | COM | 54M | 397K | – |
| International Business Machines Corporation | COM | 8M | 46K | – |
| IQVIA Holdings Inc | COM | 18M | 86K | – |
| J & J Snack Foods Corp. | COM | 7M | 46K | – |
| Jack Henry & Associates, Inc. | COM | 15M | 90K | – |
| Johnson & Johnson | COM | 7M | 50K | – |
| JPMorgan Chase & Co. | COM | 58M | 289K | – |
| Kellanova | COM | 17M | 290K | – |
| KLA Corporation | COM NEW | 42M | 51K | – |
| Knight-Swift Transportation Holdings Inc. Class A | CL A | 7M | 132K | – |
| L3Harris Technologies Inc | COM | 22M | 99K | – |
| Laboratory Corporation of America Holdings | COM NEW | 38M | 186K | – |
| Lam Research Corporation | COM | 41M | 39K | – |
| Lamb Weston Holdings, Inc. | COM | 29M | 349K | – |
| Lattice Semiconductor Corporation | COM | 3M | 59K | – |
| La-Z-Boy Incorporated | COM | 8M | 211K | – |
| Lennox International Inc. | COM | 19M | 36K | – |
| Lincoln Electric Holdings, Inc. | COM | 6M | 33K | – |
| LKQ Corporation | COM | 8M | 183K | – |
| Marten Transport, Ltd. | COM | 7M | 354K | – |
| Mastercard Incorporated Class A | CL A | 76M | 172K | – |
| McDonald's Corporation | COM | 46M | 179K | – |
| Medtronic Plc | SHS | 9M | 109K | – |
| Merck & Co., Inc. | COM | 56M | 450K | – |
| Mettler-Toledo International Inc. | COM | 22M | 15K | – |
| Microchip Technology Incorporated | COM | 27M | 299K | – |
| Microsoft Corporation | COM | 223M | 498K | – |
| Mondelez International, Inc. Class A | CL A | 40M | 615K | – |
| Morningstar, Inc. | COM | 8M | 26K | – |
| Murphy USA, Inc. | COM | 4M | 9K | – |
| Nasdaq, Inc. | COM | 6M | 105K | – |
| nCino Inc | COM | 4M | 133K | – |
| Neogen Corp | COM | 6M | 392K | – |
| NexPoint Residential Trust, Inc. | COM | 4M | 111K | – |
| NextEra Energy, Inc. | COM | 8M | 119K | – |
| Nomad Foods Ltd. | USD ORD SHS | 6M | 369K | – |
| Nordson Corporation | COM | 18M | 79K | – |
| Northern Trust Corporation | COM | 11M | 130K | – |
| Novanta Inc | COM | 3M | 20K | – |
| NVIDIA Corporation | COM | 99M | 801K | – |
| Okta, Inc. Class A | CL A | 19M | 203K | – |
| Old Dominion Freight Line, Inc. | COM | 16M | 92K | – |
| Ollie's Bargain Outlet Holdings Inc | COM | 7M | 74K | – |
| Omnicell, Inc. | COM | 3M | 99K | – |
| Onto Innovation, Inc. | COM | 7M | 33K | – |
| OPENLANE, Inc. | COM | 7M | 436K | – |
| Option Care Health Inc | COM NEW | 6M | 234K | – |
| Oracle Corporation | COM | 9M | 66K | – |
| O'Reilly Automotive, Inc. | COM | 118M | 111K | – |
| Pacira Biosciences, Inc. | COM | 5M | 170K | – |
| Palo Alto Networks, Inc. | COM | 65M | 192K | – |
| Papa John's International, Inc. | COM | 4M | 80K | – |
| Paylocity Holding Corp. | COM | 16M | 122K | – |
| Perrigo Co. Plc | SHS | 7M | 267K | – |
| Pfizer Inc. | COM | 7M | 241K | – |
| Philip Morris International Inc. | COM | 5M | 46K | – |
| PNC Financial Services Group, Inc. | COM | 8M | 53K | – |
| Power Integrations, Inc. | COM | 20M | 290K | – |
| PowerSchool Holdings, Inc. Class A | COM CL A | 4M | 200K | – |
| Prestige Consumer Healthcare Inc | COM | 10M | 152K | – |
| Procter & Gamble Company | COM | 9M | 54K | – |
| PTC Inc. | COM | 22M | 123K | – |
| Q2 Holdings, Inc. | COM | 12M | 206K | – |
| Qualys, Inc. | COM | 7M | 48K | – |
| Quest Diagnostics Incorporated | COM | 6M | 46K | – |
| Raymond James Financial, Inc. | COM | 24M | 198K | – |
| RB Global, Inc. | COM | 23M | 307K | – |
| Rentokil Initial plc Sponsored ADR | SPONSORED ADR | 6M | 206K | – |
| Repay Holdings Corp. Class A | COM CL A | 8M | 783K | – |
| Republic Services, Inc. | COM | 16M | 85K | – |
| ResMed Inc. | COM | 15M | 78K | – |
| Revvity, Inc. | COM | 13M | 120K | – |
| Roper Technologies, Inc. | COM | 45M | 80K | – |
| S&P Global, Inc. | COM | 74M | 165K | – |
| Salesforce, Inc. | COM | 73M | 284K | – |
| Sanofi Sponsored ADR | SPONSORED ADR | 59M | 1M | – |
| Service Corporation International | COM | 18M | 260K | – |
| ServiceNow, Inc. | COM | 70M | 90K | – |
| Sherwin-Williams Company | COM | 61M | 203K | – |
| Shift4 Payments, Inc. Class A | CL A | 8M | 115K | – |
| Skyworks Solutions, Inc. | COM | 56M | 521K | – |
| Snowflake, Inc. Class A | CL A | 27M | 197K | – |
| SPS Commerce, Inc. | COM | 9M | 48K | – |
| STAAR Surgical Company | COM PAR $0.01 | 5M | 105K | – |
| Starbucks Corporation | COM | 43M | 557K | – |
| STERIS plc | SHS USD | 19M | 86K | – |
| Stevanato Group SpA | ORD SHS | 14M | 757K | – |
| Stryker Corporation | COM | 56M | 165K | – |
| Synopsys, Inc. | COM | 58M | 97K | – |
| Sysco Corporation | COM | 6M | 78K | – |
| Target Corporation | COM | 7M | 46K | – |
| Teledyne Technologies Incorporated | COM | 16M | 41K | – |
| Tenable Holdings, Inc. | COM | 7M | 153K | – |
| Tetra Tech, Inc. | COM | 10M | 47K | – |
| Texas Instruments Incorporated | COM | 73M | 375K | – |
| Thermo Fisher Scientific Inc. | COM | 75M | 135K | – |
| TJX Companies Inc | COM | 84M | 762K | – |
| Trade Desk, Inc. Class A | COM CL A | 72M | 737K | – |
| TransUnion | COM | 21M | 278K | – |
| U.S. Bancorp | COM NEW | 3M | 70K | – |
| UFP Technologies, Inc. | COM | 6M | 22K | – |
| Ulta Beauty Inc. | COM | 52M | 134K | – |
| Unilever PLC Sponsored ADR | SPON ADR NEW | 10M | 174K | – |
| Union Pacific Corporation | COM | 6M | 26K | – |
| UnitedHealth Group Incorporated | COM | 71M | 140K | – |
| Varonis Systems, Inc. | COM | 8M | 175K | – |
| Veeva Systems Inc Class A | CL A COM | 15M | 81K | – |
| Verisk Analytics Inc | COM | 23M | 86K | – |
| Visa Inc. Class A | COM CL A | 70M | 266K | – |
| Vulcan Materials Company | COM | 72M | 291K | – |
| W. P. Carey Inc. | COM | 4M | 79K | – |
| Waste Connections, Inc. | COM | 64M | 366K | – |
| Webster Financial Corporation | COM | 11M | 252K | – |
| WEC Energy Group Inc | COM | 3M | 40K | – |
| Wendy's Company | COM | 3M | 195K | – |
| Westinghouse Air Brake Technologies Corporation | COM | 19M | 120K | – |
| Williams Companies, Inc. | COM | 861K | 20K | – |
| WNS (Holdings) Limited Sponsored ADR | COM SHS | 6M | 119K | – |
| Workday, Inc. Class A | CL A | 63M | 282K | – |
| Workiva Inc. Class A | COM CL A | 4M | 54K | – |