FRONT BARNETT ASSOCIATES LLC

Adviser information for FRONT BARNETT ASSOCIATES LLC last updated from Form ADV on July 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 596 $993.8M
Non-Discretionary 6 $5.4M
Total 602 $999.3M

Clients

Type Number RAUM
Individuals 35 $11.2M
HNW Individuals 257 $844.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $21.1M
Charitable organizations <5 $40.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $72.2M
Other <5 $10.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-46599
SEC ERA File Number 801-46599
SEC CIK Numbers 936698
SEC CRD Numbers 106193
Legal Entity Identifier None

Principal Office

70 W. MADISON STREET
SUITE 4920
CHICAGO
IL
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 312-641-9000, Fax: 312-641-9009

Chief Compliance Officer

MARSHALL B. FRONT
CHAIRMAN
70 W. MADISON
SUITE 4920
CHICAGO
IL
United States
Tel: 312-641-9001
(Full email address available in API data)

Regulatory Contact

MACMILLAN, MICHAEL
PRINCIPAL
70 W. MADISON STREET
SUITE 4920
CHICAGO
IL
United States
Tel: 312 641 8840
Fax: 312 641 9009
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FRONT, MARSHALL, BERNARD Individual MANAGING MEMBER, AND CHIEF COMPLIANCE OFFICER 05/1994 < 5%
TREES FRONT ASSOCIATES INCORPORATED Domestic Entity MEMBER 07/1999 > 75%
FRONT, MARSHALL, BERNARD Individual TREES FRONT ASSOCIATES INCORPORATED MANAGING MEMBER 05/1994 > 75%
MACMILLAN, MICHAEL, ROSS Individual CFO 08/2015 < 5%

No. Employees, Historic

10502020202120222023202410 on 3/11/202010 on 6/25/202010 on 12/8/202010 on 3/9/202110 on 3/1/202210 on 10/17/20229 on 2/22/20239 on 3/28/20239 on 7/17/2023

RAUM, Historic

2B1B020202021202220232024902485839 on 3/11/2020902485839 on 6/25/2020902485839 on 12/8/20201066997029 on 3/9/20211260455592 on 3/1/20221260455592 on 10/17/2022999271175 on 2/22/2023999271175 on 3/28/2023999271175 on 7/17/2023

No. Clients, Historic

400200020202021202220232024332 on 3/11/2020332 on 6/25/2020332 on 12/8/2020329 on 3/9/2021303 on 3/1/2022303 on 10/17/2022307 on 2/22/2023307 on 3/28/2023307 on 7/17/2023

Holdings

From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
iShares 1-5 Year Investment Gr ETF-FIXED 2K 30K
Vanguard Short-Term Corporate ETF-FIXED 292 4K
Vanguard Ultra-Short Bond ETF ETF-FIXED 3K 56K
Abbott Laboratories COM 719 7K
Abbvie Inc COM 953 6K
Accenture PLC COM 26K 86K
Allstate Corporation COM 571 5K
Alphabet Inc - Class A COM 45K 343K
Alphabet Inc - Class C COM 29K 220K
Altria Group Inc COM 305 7K
Amazon.com Inc COM 29K 225K
American Express Co COM 3K 22K
American Tower Corporation COM 504 3K
Ameriprise Financial Inc COM 581 2K
Amphenol Corp COM 2K 19K
Apple Computer Inc COM 112K 653K
Autodesk Inc COM 530 3K
Automatic Data Processing Inc COM 1K 5K
Bank of America Corp COM 13K 474K
Bank Of New York Mellon Corpor COM 279 7K
Berkshire Hathaway Inc - Class COM 1K 2
Berkshire Hathaway Inc - Class COM 5K 13K
BlackRock Inc COM 14K 21K
Boeing Company COM 928 5K
Caterpillar Inc. COM 24K 89K
Chart Industries Inc. COM 284 2K
Chevron Corporation COM 26K 154K
Cisco Systems Inc COM 1K 22K
CME Group Inc COM 267 1K
Coca Cola Co COM 523 9K
Colgate Palmolive Co COM 1K 17K
Costco Wholesale Corporation COM 392 693
Cue Health Inc COM 11 25K
CVS Health Corp COM 253 4K
Danaher Corp COM 2K 7K
Ecolab Inc COM 241 1K
Emerson Electric Co COM 379 4K
Envestnet Inc COM 260 6K
Estee Lauder Companies Inc COM 6K 42K
Exelon Corp COM 275 7K
Exxon Mobil Corporation COM 2K 17K
FedEx Corporation COM 23K 88K
Fifth Third Bancorp COM 206 8K
Finward Bancorp COM 236 11K
Fortive Corporation COM 720 10K
Freeport-McMoRan Inc. COM 258 7K
General Electric Company COM 410 4K
Global Payments Inc. COM 13K 113K
Hilton Worldwide Holdings Inc COM 7K 48K
Home Depot Inc COM 3K 9K
Honeywell International, Inc. COM 1K 6K
Howmet Aerospace Inc COM 726 16K
Illinois Tool Works Inc COM 3K 15K
Intel Corp COM 655 18K
Intuit Inc COM 393 770
Jacobs Solutions Inc. COM 26K 193K
Johnson & Johnson COM 1K 9K
JPMorgan Chase & Co COM 27K 186K
L3Harris Technologies Inc COM 209 1K
Lilly, Eli And Company COM 2K 3K
Linde PLC COM 23K 62K
Lowe's Companies Inc COM 35K 166K
Maximus Inc COM 430 6K
McDonald's Corp COM 1K 5K
McKesson Corp. COM 277 637
Medtronic PLC COM 10K 130K
Merck & Company COM 203 2K
Meta Platforms Inc. COM 209 695
Microsoft Corp COM 22K 71K
Mondelez International Inc COM 455 7K
Motorola Solutions Inc COM 215 788
Northern Trust Corporation COM 953 14K
Nucor Corp COM 1K 7K
NVIDIA Corporation COM 462 1K
PepsiCo Inc COM 21K 124K
Pfizer Inc COM 388 12K
Philip Morris Intl Inc COM 417 4K
Procter & Gamble Company COM 2K 12K
RTX Corp. COM 14K 201K
Salesforce Inc COM 18K 88K
State Street Corp COM 228 3K
Stryker Corp COM 2K 7K
Sysco Corp COM 497 8K
TE Connectivity LTD COM 18K 149K
Thermo Fisher Scientific Inc COM 43K 86K
Tirex Corp COM 0 500K
TransDigm Group Inc. COM 673 798
Union Pacific Corporation COM 25K 125K
UnitedHealth Group Inc COM 22K 43K
Visa Inc COM 745 3K
Walmart, Inc. COM 347 2K
Walt Disney Co COM 12K 143K
WEC Energy Group Inc COM 447 6K
WW Grainger Inc COM 1K 2K
Invesco QQQ Trust ETF ETF-EQUITY 6K 15K
iShares Biotechnology ETF ETF-EQUITY 345 3K
iShares Core S&P Mid-Cap ETF ETF-EQUITY 4K 16K
iShares Core S&P Small-Cap ETF ETF-EQUITY 17K 184K
iShares Russell 1000 Growth ET ETF-EQUITY 906 3K
iShares Russell 1000 Value ETF ETF-EQUITY 854 6K
iShares Russell 2000 ETF ETF-EQUITY 4K 21K
iShares Russell Mid-Cap ETF ETF-EQUITY 210 3K
iShares S&P 500 Growth ETF ETF-EQUITY 9K 134K
iShares S&P 500 Value ETF ETF-EQUITY 9K 59K
Proshares Ultra QQQ ETF-EQUITY 3K 48K
SPDR S&P 500 ETF ETF-EQUITY 5K 12K
Vanguard S&P 500 ETF ETF-EQUITY 2K 4K
Invesco FTSE RAFI Developed Mk ETF-FRGN EQU 715 16K
iShares Core MSCI EAFE ETF ETF-FRGN EQU 3K 45K
iShares Core MSCI Emerging Mar ETF-FRGN EQU 3K 69K
iShares MSCI EAFE ETF ETF-FRGN EQU 8K 110K
iShares MSCI Emerging Markets ETF-FRGN EQU 14K 365K
Vanguard FTSE Emerging Market ETF-FRGN EQU 1K 26K