FRONT BARNETT ASSOCIATES LLC
Adviser information for FRONT BARNETT ASSOCIATES LLC last updated from Form ADV on July 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 9 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 596 | $993.8M |
Non-Discretionary | 6 | $5.4M |
Total | 602 | $999.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 35 | $11.2M |
HNW Individuals | 257 | $844.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $21.1M |
Charitable organizations | <5 | $40.2M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 7 | $72.2M |
Other | <5 | $10.2M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
70 W. MADISON STREETSUITE 4920
CHICAGO
IL
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 312-641-9000, Fax: 312-641-9009
Websites
Chief Compliance Officer
MARSHALL B. FRONT
CHAIRMAN
70 W. MADISON
SUITE 4920
CHICAGO
IL
United States
Tel:
312-641-9001
M*****@****************M
(Full email address available in API data)
Regulatory Contact
MACMILLAN, MICHAEL
PRINCIPAL
70 W. MADISON STREET
SUITE 4920
CHICAGO
IL
United States
Tel:
312 641 8840
Fax:
312 641 9009
M*********@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
FRONT, MARSHALL, BERNARD | Individual | – | MANAGING MEMBER, AND CHIEF COMPLIANCE OFFICER | 05/1994 | < 5% |
TREES FRONT ASSOCIATES INCORPORATED | Domestic Entity | – | MEMBER | 07/1999 | > 75% |
FRONT, MARSHALL, BERNARD | Individual | TREES FRONT ASSOCIATES INCORPORATED | MANAGING MEMBER | 05/1994 | > 75% |
MACMILLAN, MICHAEL, ROSS | Individual | – | CFO | 08/2015 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
iShares 1-5 Year Investment Gr | ETF-FIXED | 2K | 30K | – |
Vanguard Short-Term Corporate | ETF-FIXED | 292 | 4K | – |
Vanguard Ultra-Short Bond ETF | ETF-FIXED | 3K | 56K | – |
Abbott Laboratories | COM | 719 | 7K | – |
Abbvie Inc | COM | 953 | 6K | – |
Accenture PLC | COM | 26K | 86K | – |
Allstate Corporation | COM | 571 | 5K | – |
Alphabet Inc - Class A | COM | 45K | 343K | – |
Alphabet Inc - Class C | COM | 29K | 220K | – |
Altria Group Inc | COM | 305 | 7K | – |
Amazon.com Inc | COM | 29K | 225K | – |
American Express Co | COM | 3K | 22K | – |
American Tower Corporation | COM | 504 | 3K | – |
Ameriprise Financial Inc | COM | 581 | 2K | – |
Amphenol Corp | COM | 2K | 19K | – |
Apple Computer Inc | COM | 112K | 653K | – |
Autodesk Inc | COM | 530 | 3K | – |
Automatic Data Processing Inc | COM | 1K | 5K | – |
Bank of America Corp | COM | 13K | 474K | – |
Bank Of New York Mellon Corpor | COM | 279 | 7K | – |
Berkshire Hathaway Inc - Class | COM | 1K | 2 | – |
Berkshire Hathaway Inc - Class | COM | 5K | 13K | – |
BlackRock Inc | COM | 14K | 21K | – |
Boeing Company | COM | 928 | 5K | – |
Caterpillar Inc. | COM | 24K | 89K | – |
Chart Industries Inc. | COM | 284 | 2K | – |
Chevron Corporation | COM | 26K | 154K | – |
Cisco Systems Inc | COM | 1K | 22K | – |
CME Group Inc | COM | 267 | 1K | – |
Coca Cola Co | COM | 523 | 9K | – |
Colgate Palmolive Co | COM | 1K | 17K | – |
Costco Wholesale Corporation | COM | 392 | 693 | – |
Cue Health Inc | COM | 11 | 25K | – |
CVS Health Corp | COM | 253 | 4K | – |
Danaher Corp | COM | 2K | 7K | – |
Ecolab Inc | COM | 241 | 1K | – |
Emerson Electric Co | COM | 379 | 4K | – |
Envestnet Inc | COM | 260 | 6K | – |
Estee Lauder Companies Inc | COM | 6K | 42K | – |
Exelon Corp | COM | 275 | 7K | – |
Exxon Mobil Corporation | COM | 2K | 17K | – |
FedEx Corporation | COM | 23K | 88K | – |
Fifth Third Bancorp | COM | 206 | 8K | – |
Finward Bancorp | COM | 236 | 11K | – |
Fortive Corporation | COM | 720 | 10K | – |
Freeport-McMoRan Inc. | COM | 258 | 7K | – |
General Electric Company | COM | 410 | 4K | – |
Global Payments Inc. | COM | 13K | 113K | – |
Hilton Worldwide Holdings Inc | COM | 7K | 48K | – |
Home Depot Inc | COM | 3K | 9K | – |
Honeywell International, Inc. | COM | 1K | 6K | – |
Howmet Aerospace Inc | COM | 726 | 16K | – |
Illinois Tool Works Inc | COM | 3K | 15K | – |
Intel Corp | COM | 655 | 18K | – |
Intuit Inc | COM | 393 | 770 | – |
Jacobs Solutions Inc. | COM | 26K | 193K | – |
Johnson & Johnson | COM | 1K | 9K | – |
JPMorgan Chase & Co | COM | 27K | 186K | – |
L3Harris Technologies Inc | COM | 209 | 1K | – |
Lilly, Eli And Company | COM | 2K | 3K | – |
Linde PLC | COM | 23K | 62K | – |
Lowe's Companies Inc | COM | 35K | 166K | – |
Maximus Inc | COM | 430 | 6K | – |
McDonald's Corp | COM | 1K | 5K | – |
McKesson Corp. | COM | 277 | 637 | – |
Medtronic PLC | COM | 10K | 130K | – |
Merck & Company | COM | 203 | 2K | – |
Meta Platforms Inc. | COM | 209 | 695 | – |
Microsoft Corp | COM | 22K | 71K | – |
Mondelez International Inc | COM | 455 | 7K | – |
Motorola Solutions Inc | COM | 215 | 788 | – |
Northern Trust Corporation | COM | 953 | 14K | – |
Nucor Corp | COM | 1K | 7K | – |
NVIDIA Corporation | COM | 462 | 1K | – |
PepsiCo Inc | COM | 21K | 124K | – |
Pfizer Inc | COM | 388 | 12K | – |
Philip Morris Intl Inc | COM | 417 | 4K | – |
Procter & Gamble Company | COM | 2K | 12K | – |
RTX Corp. | COM | 14K | 201K | – |
Salesforce Inc | COM | 18K | 88K | – |
State Street Corp | COM | 228 | 3K | – |
Stryker Corp | COM | 2K | 7K | – |
Sysco Corp | COM | 497 | 8K | – |
TE Connectivity LTD | COM | 18K | 149K | – |
Thermo Fisher Scientific Inc | COM | 43K | 86K | – |
Tirex Corp | COM | 0 | 500K | – |
TransDigm Group Inc. | COM | 673 | 798 | – |
Union Pacific Corporation | COM | 25K | 125K | – |
UnitedHealth Group Inc | COM | 22K | 43K | – |
Visa Inc | COM | 745 | 3K | – |
Walmart, Inc. | COM | 347 | 2K | – |
Walt Disney Co | COM | 12K | 143K | – |
WEC Energy Group Inc | COM | 447 | 6K | – |
WW Grainger Inc | COM | 1K | 2K | – |
Invesco QQQ Trust ETF | ETF-EQUITY | 6K | 15K | – |
iShares Biotechnology ETF | ETF-EQUITY | 345 | 3K | – |
iShares Core S&P Mid-Cap ETF | ETF-EQUITY | 4K | 16K | – |
iShares Core S&P Small-Cap ETF | ETF-EQUITY | 17K | 184K | – |
iShares Russell 1000 Growth ET | ETF-EQUITY | 906 | 3K | – |
iShares Russell 1000 Value ETF | ETF-EQUITY | 854 | 6K | – |
iShares Russell 2000 ETF | ETF-EQUITY | 4K | 21K | – |
iShares Russell Mid-Cap ETF | ETF-EQUITY | 210 | 3K | – |
iShares S&P 500 Growth ETF | ETF-EQUITY | 9K | 134K | – |
iShares S&P 500 Value ETF | ETF-EQUITY | 9K | 59K | – |
Proshares Ultra QQQ | ETF-EQUITY | 3K | 48K | – |
SPDR S&P 500 ETF | ETF-EQUITY | 5K | 12K | – |
Vanguard S&P 500 ETF | ETF-EQUITY | 2K | 4K | – |
Invesco FTSE RAFI Developed Mk | ETF-FRGN EQU | 715 | 16K | – |
iShares Core MSCI EAFE ETF | ETF-FRGN EQU | 3K | 45K | – |
iShares Core MSCI Emerging Mar | ETF-FRGN EQU | 3K | 69K | – |
iShares MSCI EAFE ETF | ETF-FRGN EQU | 8K | 110K | – |
iShares MSCI Emerging Markets | ETF-FRGN EQU | 14K | 365K | – |
Vanguard FTSE Emerging Market | ETF-FRGN EQU | 1K | 26K | – |