BOLTON INVESTMENT
BOLTON PARTNERS INVESTMENT CONSULTING GROUP, INC. Legal Name
Adviser information for BOLTON INVESTMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $61.0M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $61.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.5M |
| Charitable organizations | <5 | $821,033 |
| State or municipal gov entities | 5 | $39.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $17.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 50 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-46685 |
|---|---|
| SEC ERA File Number | 801-46685 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104684 |
| Legal Entity Identifier | None |
Principal Office
1 W. PENNSYLVANIA AVE.SUITE 600
TOWSON
MD
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 410 547-0500, Fax: 410 547-1152
Chief Compliance Officer
CHRISTOPHER G. BOLTON
PRESIDENT
1200 PEARL ST
SUITE 222
BOULDER
CO
United States
Tel:
443-703-2515
Fax:
410-547-1152
C*******@************M
(Full email address available in API data)
Regulatory Contact
CLYDE L. RANDALL
CHIEF INVESTMENT OFFICER
1 W. PENNSYLVANIA AVE.
SUITE 600
TOWSON
MD
United States
Tel:
443-573-3933
Fax:
410-547-1152
C*******@************M
(Full email address available in API data)
Industry Affiliates
| BOLTON PARTNERS, INC. | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOD GROUP, INC. | Domestic Entity | – | PARENT COMPANY | 12/2003 | > 75% |
| BOLTON, CHRISTOPHER, GRAHAM | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| BOLTON, ROBERT, GRAHAM | Individual | BOD GROUP, INC. | OWNER | 03/2009 | > 75% |