Hedge Fund Database

STEGNER INVESTMENT ASSOCIATES INC

Adviser information for STEGNER INVESTMENT ASSOCIATES INC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location Kentucky, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 696 $1.7B
Non-Discretionary 48 $458.0M
Total 744 $2.1B

Clients

Type Number RAUM
Individuals 71 $30.0M
HNW Individuals 120 $484.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 14 $1.5B
Charitable organizations 19 $127.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-46803
SEC ERA File Number 801-46803
SEC CIK Numbers 1907433
SEC CRD Numbers 107480
Legal Entity Identifier None

Principal Office

233 BRECKENRIDGE LANE
LOUISVILLE
KY
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 502-895-0122, Fax: 502-895-0316

Websites

www.stegnerinvestments.com www.linkedin.com/company/stegner-investment-associates-inc-/mycompany/?viewasmember=true

Chief Compliance Officer

DOUGLAS PEABODY
PRESIDENT & COO
233 BRECKENRIDGE LANE
LOUISVILLE
KY
United States
Tel: 502-895-0122
Fax: 502-895-0316
(Full email address available in API data)

Regulatory Contact

ELIZABETH PEABODY
CEO & CIO
233 BRECKENRIDGE LANE
LOUISVILLE
KY
United States
Tel: 502-895-0122
Fax: 502-895-0316
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PEABODY, ELIZABETH, STEGNER Individual – CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER 01/1994 > 75%
TRAUTWEIN, RUTH, WIMSATT Individual – DIRECTOR OF PORTFOLIO MANAGEMENT 01/2023 10-25%
PEABODY, DOUGLAS, DARE Individual – PRESIDENT & CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER 05/2019 < 5%
VELLA, MELISSA, STEGNER Individual – SENIOR ASSOCIATE 01/2017 < 5%
EVERS, JOHN Individual – DIRECTOR OF RESEARCH 01/2023 < 5%

No. Employees, Historic

2010020202021202220232024202510 on 3/27/202010 on 10/15/202010 on 3/31/202110 on 12/22/202110 on 1/15/202212 on 3/22/202212 on 3/28/202212 on 4/29/202212 on 5/13/202212 on 12/5/202210 on 3/15/202311 on 3/11/202411 on 3/12/202411 on 3/21/2024

RAUM, Historic

3B2B02020202120222023202420251177887012 on 3/27/20201177887012 on 10/15/20201461882489 on 3/31/20211461882489 on 12/22/20211461882489 on 1/15/20221712697257 on 3/22/20221712697257 on 3/28/20221712697257 on 4/29/20221712697257 on 5/13/20221712697257 on 12/5/20221728294955 on 3/15/20232119435054 on 3/11/20242119435054 on 3/12/20242119435054 on 3/21/2024

No. Clients, Historic

3001500202020212022202320242025155 on 3/27/2020155 on 10/15/2020172 on 3/31/2021172 on 12/22/2021172 on 1/15/2022238 on 3/22/2022238 on 3/28/2022238 on 4/29/2022238 on 5/13/2022238 on 12/5/2022228 on 3/15/2023224 on 3/11/2024224 on 3/12/2024224 on 3/21/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 558K 3K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 227K 557 –
HOME DEPOT INC COM 225K 655 –
ISHARES TR S&P 500 VAL ETF 3M 17K –
ISHARES TR RUSSELL 2000 ETF 387K 2K –
ISHARES TR RUS MD CP GR ETF 486K 4K –
ISHARES TR RUS 1000 GRW ETF 1M 4K –
ISHARES TR S&P 500 GRWT ETF 59M 634K –
ISHARES TR RUS 1000 VAL ETF 5M 27K –
ISHARES TR RUS 2000 GRW ETF 424K 2K –
ISHARES TR RUS MID CAP ETF 28M 342K –
ISHARES TR RUS 1000 ETF 8M 27K –
ISHARES TR CORE S&P500 ETF 4M 8K –
ISHARES TR RUS MDCP VAL ETF 724K 6K –
ISHARES TR RUS 2000 VAL ETF 695K 5K –
ISHARES TR EAFE VALUE ETF 2M 33K –
MCDONALDS CORP COM 258K 1K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 412K 15K –
SPDR S&P 500 ETF TR TR UNIT 528K 971 –
VANGUARD BD INDEX FDS TOTAL BND MRKT 396K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 10K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 15M 61K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 207K 3K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 4M 46K –