PALOUSE CAPITAL MANAGEMENT, INC.
Adviser information for PALOUSE CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 572 | $228.6M |
| Non-Discretionary | 0 | $0 |
| Total | 572 | $228.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 702 | $140.9M |
| HNW Individuals | 36 | $85.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsINVESTMENT RECOMMENDATIONS TO MODEL PROGRAM SPONSORS |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 11.7M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MASTERS INVESTMENT CONSULTING SERVICES ("MASTERS") | WELLS FARGO ADVISORS, LLC. |
| DIVERSIFIED MANAGED ALLOCATIONS ("DMA") | WELLS FARGO ADVISORS, LLC. |
Principal Office
1212 N WASHINGTON STREETSUITE 300
SPOKANE
WA
United States
Monday - Friday, 6:00 A.M.-2:00 P.M.
Tel: (509)624-5591, Fax: (509)624-7215
Websites
Chief Compliance Officer
CHRISTOPHER HICKS
PRESIDENT
3395 SW GARDEN VIEW AVE
PORTLAND
OR
United States
Tel:
503-292-5853
C****@**********************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| CS PLANNING CORP | Other investment adviser, including financial planners |
| FOCUSPOINT SOLUTIONS, INC. | Other investment adviser, including financial planners |
| MGM LLC | Other investment adviser, including financial planners |
| THE H GROUP WASHINGTON, INC. | Other investment adviser, including financial planners |
| THE H GROUP, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARMAN, BRYN, DOUGLAS | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 08/2015 | < 5% |
| HICKS, CHRISTOPHER, KEIL | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 12/2022 | > 75% |
| 2015 HICKS FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 12/2023 | 10-25% |
| THE HICKS FAMILY 2008 TRUST | Domestic Entity | – | SHAREHOLDER | 12/2023 | 10-25% |
| HANSLITS, LAURENCE, THOMAS | Individual | 2015 HICKS FAMILY TRUST | TRUSTEE | 12/2023 | |
| HICKS, CHRISTOPHER, KEIL | Individual | THE HICKS FAMILY 2008 TRUST | TRUSTEE | 12/2023 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABM INDS INC | COM | 201K | 4K | – |
| ACM RESH INC | COM CL A | 105K | 5K | – |
| AGCO CORP | COM | 127K | 1K | – |
| AIR PRODS & CHEMS INC | COM | 3M | 13K | – |
| AKAMAI TECHNOLOGIES INC | COM | 1M | 13K | – |
| ALPHABET INC | CAP STK CL A | 2M | 12K | – |
| ALPS ETF TR | ALERIAN MLP | 2M | 40K | – |
| AMAZON COM INC | COM | 1M | 7K | – |
| APPLE HOSPITALITY REIT INC | COM NEW | 99K | 7K | – |
| APPLE INC | COM | 3M | 12K | – |
| APTIV PLC | SHS | 1M | 18K | – |
| AT&T INC | COM | 2M | 105K | – |
| AXOS FINANCIAL INC | COM | 144K | 3K | – |
| BAKER HUGHES COMPANY | CL A | 4M | 110K | – |
| BANK OZK LITTLE ROCK ARK | COM | 153K | 4K | – |
| BECTON DICKINSON & CO | COM | 715K | 3K | – |
| BLACKROCK INC | COM | 4M | 5K | – |
| BRADY CORP | CL A | 227K | 3K | – |
| BROADCOM INC | COM | 114K | 71 | – |
| BRUNSWICK CORP | COM | 78K | 1K | – |
| CARRIAGE SVCS INC | COM | 106K | 4K | – |
| CATHAY GEN BANCORP | COM | 94K | 3K | – |
| CISCO SYS INC | COM | 2M | 51K | – |
| CITIGROUP INC | COM NEW | 4M | 60K | – |
| COHU INC | COM | 105K | 3K | – |
| COMCAST CORP NEW | CL A | 2M | 42K | – |
| CONNECTONE BANCORP INC | COM | 121K | 6K | – |
| CORNING INC | COM | 2M | 54K | – |
| CVS HEALTH CORP | COM | 1M | 25K | – |
| DEVON ENERGY CORP NEW | COM | 4M | 77K | – |
| DIGI INTL INC | COM | 121K | 5K | – |
| DISNEY WALT CO | COM | 1M | 11K | – |
| DMC GLOBAL INC | COM | 207K | 14K | – |
| DREAM FINDERS HOMES INC | COM CL A | 79K | 3K | – |
| EAST WEST BANCORP INC | COM | 2M | 24K | – |
| EBAY INC. | COM | 2M | 29K | – |
| ELECTRONIC ARTS INC | COM | 1M | 9K | – |
| ENERSYS | COM | 185K | 2K | – |
| ENVISTA HOLDINGS CORPORATION | COM | 173K | 10K | – |
| EOG RES INC | COM | 3M | 26K | – |
| FEDEX CORP | COM | 2M | 6K | – |
| FISERV INC | COM | 1M | 10K | – |
| GENERAL MLS INC | COM | 3M | 53K | – |
| GENTHERM INC | COM | 92K | 2K | – |
| GLOBUS MED INC | CL A | 212K | 3K | – |
| HP INC | COM | 68K | 2K | – |
| HUNTINGTON BANCSHARES INC | COM | 4M | 281K | – |
| INCYTE CORP | COM | 1M | 20K | – |
| INGREDION INC | COM | 101K | 879 | – |
| INTERNATIONAL PAPER CO | COM | 2M | 52K | – |
| INTERPUBLIC GROUP COS INC | COM | 2M | 55K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 80K | 7K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 529K | 22K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 38K | 3K | – |
| ISHARES TR | IBOXX INV CP ETF | 628K | 6K | – |
| ISHARES TR | PFD AND INCM SEC | 3M | 92K | – |
| ISHARES TR | RUS 1000 ETF | 72K | 241 | – |
| ISHARES TR | S&P 500 VAL ETF | 47K | 259 | – |
| KELLY SVCS INC | CL A | 157K | 7K | – |
| KENVUE INC | COM | 3M | 149K | – |
| KEURIG DR PEPPER INC | COM | 4M | 113K | – |
| KEYCORP | COM | 3M | 181K | – |
| KRAFT HEINZ CO | COM | 2M | 58K | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LAMAR ADVERTISING CO NEW | CL A | 4M | 33K | – |
| MEDTRONIC PLC | SHS | 2M | 26K | – |
| MERIT MED SYS INC | COM | 188K | 2K | – |
| MERITAGE HOMES CORP | COM | 176K | 1K | – |
| META PLATFORMS INC | CL A | 2M | 3K | – |
| METROPOLITAN BK HLDG CORP | COM | 202K | 5K | – |
| MGP INGREDIENTS INC NEW | COM | 157K | 2K | – |
| MICROSOFT CORP | COM | 5M | 12K | – |
| MOHAWK INDS INC | COM | 136K | 1K | – |
| NETAPP INC | COM | 4M | 28K | – |
| NEWMONT CORP | COM | 4M | 95K | – |
| NORTHWEST NAT HLDG CO | COM | 85K | 2K | – |
| NXP SEMICONDUCTORS N V | COM | 2M | 9K | – |
| OWENS CORNING NEW | COM | 91K | 524 | – |
| PAYPAL HLDGS INC | COM | 1M | 20K | – |
| PERFORMANCE FOOD GROUP CO | COM | 150K | 2K | – |
| PFIZER INC | COM | 4M | 149K | – |
| PHOTRONICS INC | COM | 75K | 3K | – |
| PPG INDS INC | COM | 672K | 5K | – |
| PREFERRED BK LOS ANGELES CA | COM NEW | 115K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 47K | 286 | – |
| QUALCOMM INC | COM | 3M | 17K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 6K | 132 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 119K | 2K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 186K | 2K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 277K | 4K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 50K | 640 | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 168K | 4K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 42K | 548 | – |
| SHUTTERSTOCK INC | COM | 150K | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 3K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 5M | 54K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 69K | 737 | – |
| SPDR SER TR | BLOOMBERG SHT TE | 118K | 5K | – |
| STARBUCKS CORP | COM | 2M | 22K | – |
| STURM RUGER & CO INC | COM | 77K | 2K | – |
| TARGET CORP | COM | 4M | 24K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| THOR INDS INC | COM | 74K | 793 | – |
| TYSON FOODS INC | CL A | 4M | 73K | – |
| ULTA BEAUTY INC | COM | 1M | 3K | – |
| ULTRA CLEAN HLDGS INC | COM | 163K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 18K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 5K | – |
| UPBOUND GROUP INC | COM | 149K | 5K | – |
| US FOODS HLDG CORP | COM | 101K | 2K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 4M | 52K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 71K | 942 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 137K | 2K | – |
| VERINT SYS INC | COM | 69K | 2K | – |
| WESTERN ALLIANCE BANCORP | COM | 124K | 2K | – |
| WHIRLPOOL CORP | COM | 681K | 7K | – |
| YUM CHINA HLDGS INC | COM | 789K | 26K | – |