AEGIS FINANCIAL CORPORATION
Adviser information for AEGIS FINANCIAL CORPORATION last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 68 | $341.4M |
Non-Discretionary | 0 | $0 |
Total | 68 | $341.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 17 | $5.3M |
HNW Individuals | 11 | $16.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $313.5M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $5.8M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
6862 ELM STREETSUITE 830
MCLEAN
VA
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 703-528-7788, Fax: 703-528-1395
Chief Compliance Officer
JUSTIN P. HARRISON
CHIEF OPERATING OFFICER
6862 ELM STREET
SUITE 830
MCLEAN
VA
United States
Tel:
571-250-0054
Fax:
703-528-1395
J********@*************M
(Full email address available in API data)
Regulatory Contact
SCOTT L. BARBEE
PRESIDENT
6862 ELM STREET
SUITE 830
MCLEAN
VA
United States
Tel:
571-250-0051
Fax:
703-528-1395
S*******@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BARBEE, SCOTT, LON | Individual | – | PRESIDENT | 01/2009 | > 75% |
Harrison, Justin, Peter | Individual | – | COO/CCO | 11/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADAMS RES & ENERGY INC | COM NEW | 3M | 115K | – |
ALGOMA STL GROUP INC | COM | 10M | 1M | – |
ARDMORE SHIPPING CORP | COM | 2M | 91K | – |
BASSETT FURNITURE INDS INC | COM | 7M | 476K | – |
CONIFER HLDGS INC | COM | 356K | 475K | – |
DELTA APPAREL INC | COM | 403K | 695K | – |
ELDORADO GOLD CORP NEW | COM | 6M | 413K | – |
EMCORE CORP | COM | 118K | 100K | – |
ENERFLEX LTD | COM | 3M | 552K | – |
EQUINOX GOLD CORP | COM | 13M | 3M | – |
HALLADOR ENERGY COMPANY | COM | 16M | 2M | – |
HENNESSY ADVISORS INC | COM | 1M | 141K | – |
I-80 GOLD CORP | COM | 1M | 1M | – |
ISHARES SILVER TR | ISHARES | 1M | 39K | – |
KINROSS GOLD CORP | COM | 185K | 22K | – |
MAYVILLE ENGR CO INC | COM | 366K | 22K | – |
MERCER INTL INC | COM | 3M | 309K | – |
NATURAL GAS SVCS GROUP INC | COM | 14M | 682K | – |
PEABODY ENERGY CORP | COM | 11M | 485K | – |
PRECISION DRILLING CORP | COM NEW | 6M | 91K | – |
SOLITARIO RESOURCES CORP | COM | 560K | 632K | – |
SPDR GOLD TR | GOLD SHS | 236K | 1K | – |
VERMILION ENERGY INC | COM | 3M | 280K | – |
WEST FRASER TIMBER CO LTD | COM | 266K | 3K | – |
WESTWOOD HLDGS GROUP INC | COM | 1M | 100K | – |