TRUST ADVISORY GROUP LTD
Adviser information for TRUST ADVISORY GROUP LTD last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 43 |
|---|---|
| Investment Advisory/Research | 41 |
| Registered Broker-Dealer Representatives | 39 |
| Registered State Investment Advisers | 43 |
| Licensed Agents of an Insurance Company | 39 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,804 | $353.0M |
| Non-Discretionary | 252 | $207.3M |
| Total | 2,056 | $560.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,958 | $296.1M |
| HNW Individuals | 87 | $170.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $18.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $74.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-46919 |
|---|---|
| SEC ERA File Number | 801-46919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106926 |
| Legal Entity Identifier | None |
Principal Office
123 HAVEN STFLOOR 2
READING
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 781-933-6100, Fax: 781-933-6101
Chief Compliance Officer
ROBERT KELLY
CHIEF COMPLIANCE OFFICER
123 HAVEN ST
FLOOR 2
READING
MA
United States
Tel:
781-933-6100
Fax:
781-933-6101
B*****@***********M
(Full email address available in API data)
Regulatory Contact
WILLIAM MCCANCE
CEO
123 HAVEN ST
FLOOR 2
READING
MA
United States
Tel:
781-933-6100
Fax:
781-933-6101
W*******@***********M
(Full email address available in API data)
Industry Affiliates
| AGES FINANCIAL SERVICES, LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAG GROUP, INC. | Domestic Entity | – | OWNER | 10/2007 | > 75% |
| MCCANCE, WILLIAM, HENRY | Individual | – | PRESIDENT | 10/2007 | < 5% |
| LEMOINE, SUSAN, MARIE | Individual | – | PRINCIPAL | 10/2007 | < 5% |
| KELLY, ROBERT | Individual | – | CCO | 09/2019 | < 5% |