EAMES FINANCIAL

HIGLEY, JAMES, W. Legal Name

Adviser information for EAMES FINANCIAL last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Sole Proprietorship
Fiscal Year End	DECEMBER
Legal Location	New Jersey, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	0	$0
Non-Discretionary	50	$136.0M
Total	50	$136.0M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	50	$136.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	50
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-46920
SEC ERA File Number	801-46920
SEC CIK Numbers	None
SEC CRD Numbers	118961
Legal Entity Identifier	None

Principal Office

4 HANOVER ROAD
UNIT C3
FLORHAM PARK
NJ
United States

Monday - Friday, 9:00AM - 6:00PM

Tel: 973-539-2855, Fax: 973-539-2855

Chief Compliance Officer

JAMES W. HIGLEY

PRINCIPAL

4 HANOVER ROAD

UNIT C3

FLORHAM PARK

United States

Tel: 973-539-2855

Fax: 973-539-2855

J********@********M

(Full email address available in API data)

Regulatory Contact