HEMSLEY ADVISORS, LTD.
Adviser information for HEMSLEY ADVISORS, LTD. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 105 | $47.8M |
| Non-Discretionary | 589 | $431.0M |
| Total | 694 | $478.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $69.4M |
| HNW Individuals | 105 | $404.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $903,880 |
| Charitable organizations | <5 | $2.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-47007 |
|---|---|
| SEC ERA File Number | 801-47007 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106414 |
| Legal Entity Identifier | None |
Principal Office
311 S WACKER DRIVESUITE 1525
CHICAGO
IL
United States
Monday - Friday, 7:30 AM TO 4:00 PM
Tel: 847-381-7314, Fax: 847-381-2768
Websites
Chief Compliance Officer
NICHOLAS M. MARTIN
CHIEF COMPLIANCE OFFICER
311 S WACKER DRIVE
SUITE 1525
CHICAGO
IL
United States
Tel:
847-381-7314
Fax:
847-381-2768
N******@******************M
(Full email address available in API data)
Regulatory Contact
GEORGE G HEMSLEY
PRESIDENT
311 S WACKER DRIVE
SUITE 1525
CHICAGO
IL
United States
Tel:
847-381-7314
Fax:
847-381-2768
G*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEMSLEY, GEORGE, GERARD | Individual | – | TRUSTEE, THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015 | 01/2015 | 50-75% |
| HEMSLEY, GEORGE, GERARD | Individual | – | PRESIDENT & TREASURER | 07/1994 | 50-75% |
| HEMSLEY, JOANNE, CATERINA | Individual | – | CHIEF FINANCIAL OFFICER/ SECRETARY | 01/2020 | 50-75% |
| MARTIN, NICHOLAS, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015 | Domestic Entity | – | TRUST | 01/2015 | > 75% |
| HEMSLEY, JOANNE, CATERINA | Individual | – | TRUSTEE, THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015 | 01/2015 | 50-75% |