C & C FINANCIAL SERVICES, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	46	$50.1M
Non-Discretionary	1	$5.5M
Total	47	$55.6M

Clients

Type	Number	RAUM
Individuals	32	$22.7M
HNW Individuals	7	$12.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$3.2M
Charitable organizations	<5	$7.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$10.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Accountant or accounting firm

Identifiers

SEC RIA File Number	801-47062
SEC ERA File Number	801-47062
SEC CIK Numbers	None
SEC CRD Numbers	106752
Legal Entity Identifier	None

Principal Office

175 GREAT NECK RD
SUITE 405
GREAT NECK
NY
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic