COMMONWEALTH INVESTMENT MANAGEMENT
CIM INVESTMENT MANAGEMENT INC Legal Name
Adviser information for COMMONWEALTH INVESTMENT MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $1.1B |
| Non-Discretionary | 1 | $23.4M |
| Total | 62 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $309.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 38 | $697.6M |
| Other investment advisers | <5 | $23.4M |
| Insurance companies | <5 | $86.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersREGISTERED MUNICIPAL ADVISOR |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered municipal advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 26.0M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT SERVICES (THREE RIVERS GROUP) | MORGAN STANLEY LLC |
| MORGAN STANLEY INVESTMENT MANAGEMENT SERVICES (GRAYSTONE CONSULTING) | MORGAN STANLEY LLC |
Principal Office
KOPPERS BUILDING436 SEVENTH AVENUE, SUITE 2600
PITTSBURGH
PA
United States
Monday - Friday, 8AM TO 5PM
Tel: 412-765-2771, Fax: 412-281-2159
Websites
Chief Compliance Officer
ANTOINE SMALLS
SENIOR VICE PRESIDENT
KOPPERS BUILDING
436 SEVENTH AVENUE, SUITE 2600
PITTSBURGH
PA
United States
Tel:
412-765-2771
Fax:
412-281-2159
A******@*************M
(Full email address available in API data)
Regulatory Contact
ANDREW FISHER
PRESIDENT AND CHIEF EXECUTIVE OFFICER
KOPPERS BUILDING
436 SEVENTH AVENUE, SUITE 2600
PITTSBURGH
PA
United States
Tel:
412-765-2771
Fax:
412-281-2159
A******@*************M
(Full email address available in API data)
Industry Affiliates
| ROBERT W.E. FISHER | Registered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SALAMONE, JUSTIN, ROBERT | Individual | – | SENIOR VICE PRESIDENT | 09/2009 | < 5% |
| FISHER, ANDREW, CLAYTON | Individual | – | PRESIDENT | 01/2003 | > 75% |
| MASLEK, STEVE, MICHAEL | Individual | – | CHIEF ADMINISTATIVE OFFICER | 06/2008 | < 5% |
| SMALLS, ANTOINE, LAMONT | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2010 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co | COM | 755K | 7K | – |
| A10 Networks, Inc. | COM | 158K | 11K | – |
| ARM Holdings PLC-Spons ADR | COM | 1M | 9K | – |
| AT&T Inc | COM | 450K | 24K | – |
| Abbott Laboratories | COM | 566K | 5K | – |
| Acadia Pharma | COM | 245K | 15K | – |
| Accenture Ltd-Cl A | COM | 898K | 3K | – |
| Adobe Systems | COM | 2M | 4K | – |
| Adv Micro Device | COM | 2M | 10K | – |
| Advance Energy Ind. | COM | 331K | 3K | – |
| Aeroviroment Inc. | COM | 238K | 1K | – |
| Affirm Holdings Inc. | COM | 556K | 18K | – |
| Akamai Technologies | COM | 861K | 10K | – |
| Alphabet Inc-Cl A | COM | 6M | 33K | – |
| Alphabet Inc-Cl C | COM | 3M | 19K | – |
| Amazon.Com Inc | COM | 5M | 28K | – |
| Ambarella Inc | COM | 239K | 4K | – |
| American Airlines Group Inc | COM | 405K | 36K | – |
| American Tower Corp | COM | 1M | 6K | – |
| American Vanguard Corp | COM | 127K | 15K | – |
| Amgen Inc | COM | 788K | 3K | – |
| Amicus Therapeutics Inc. | COM | 158K | 16K | – |
| Apple Inc | COM | 11M | 51K | – |
| Applied Industrial Tech Inc. | COM | 274K | 1K | – |
| Applied Materials Inc | COM | 929K | 4K | – |
| Arcadium Lithium PLC. | COM | 111K | 33K | – |
| Archer-Daniels Midland | COM | 420K | 7K | – |
| Asbury Automotive Grp. | COM | 263K | 1K | – |
| Atomera Inc. | COM | 44K | 12K | – |
| Avient Corp. | COM | 270K | 6K | – |
| Axcelis Tech Inc | COM | 223K | 2K | – |
| Axos Financial, Inc. | COM | 252K | 4K | – |
| Bank of America Corp | COM | 495K | 12K | – |
| Beacon Roofing Supply Inc | COM | 241K | 3K | – |
| Becton Dickinson and Co | COM | 513K | 2K | – |
| Berkshire Hathaway Inc-Cl B | COM | 4M | 9K | – |
| Bio-Rad Labs-A | COM | 423K | 2K | – |
| Bio-Techne Corp. | COM | 248K | 3K | – |
| Biogen Inc | COM | 679K | 3K | – |
| Blackline Inc. | COM | 315K | 7K | – |
| Blackrock Inc | COM | 1M | 2K | – |
| Blink Charging Co. | COM | 51K | 19K | – |
| Boeing Co/The | COM | 1M | 6K | – |
| Boston Scientific | COM | 942K | 12K | – |
| Bristol Myers Squibb Co | COM | 630K | 15K | – |
| Broadcom LTD | COM | 4M | 2K | – |
| CNO Financial Group Inc | COM | 329K | 12K | – |
| Capital One Financial Corp | COM | 271K | 2K | – |
| Caterpillar Inc. | COM | 1M | 4K | – |
| Chevron Corp | COM | 1M | 7K | – |
| Chubb Corp. | COM | 887K | 3K | – |
| Cigna Corp | COM | 623K | 2K | – |
| Cirrus Logic Inc. | COM | 370K | 3K | – |
| Cisco Systems Inc | COM | 739K | 16K | – |
| Citigroup Inc | COM | 407K | 6K | – |
| Clean Energy Fuels Corp. | COM | 89K | 33K | – |
| Coca Cola Co/The | COM | 684K | 11K | – |
| Coinbase Global Inc. | COM | 1M | 5K | – |
| Colgate-Palmolive Co. | COM | 784K | 8K | – |
| Comcast Corp.-Cl A | COM | 356K | 9K | – |
| Commercial Metals Co | COM | 214K | 4K | – |
| ConocoPhillips | COM | 582K | 5K | – |
| Constellation Brands, Inc | COM | 2M | 6K | – |
| Corteva Inc. | COM | 323K | 6K | – |
| Costco Wholesale Corp | COM | 2M | 3K | – |
| Coterra Energy Inc. | COM | 439K | 16K | – |
| Crocs, Inc. | COM | 255K | 2K | – |
| Cummins Inc. | COM | 744K | 3K | – |
| Deere & Company | COM | 822K | 2K | – |
| Dentsply Intl | COM | 612K | 25K | – |
| Dexcom Inc. | COM | 670K | 6K | – |
| Digital Realy Trust Inc | COM | 2M | 12K | – |
| Diversified Heathcare Trust. | COM | 175K | 57K | – |
| Domo Inc. | COM | 134K | 17K | – |
| Dow Inc | COM | 950K | 18K | – |
| DuPont de Nemours Inc. | COM | 414K | 5K | – |
| Duke Energy Corp | COM | 340K | 3K | – |
| ELF Beauty Inc. | COM | 212K | 1K | – |
| EOG Resources Inc | COM | 267K | 2K | – |
| EPAM Systems | COM | 284K | 2K | – |
| EQT Corp. | COM | 624K | 17K | – |
| Ebay, Inc. | COM | 847K | 16K | – |
| Edwards Lifesciences Corp. | COM | 484K | 5K | – |
| Electronic Arts Inc. | COM | 379K | 3K | – |
| Elevance Health Inc. | COM | 587K | 1K | – |
| Emcor Group Inc | COM | 363K | 994 | – |
| Encore Wire Corp | COM | 342K | 1K | – |
| Enersys | COM | 366K | 4K | – |
| Enphase Energy | COM | 880K | 9K | – |
| Equinix Inc. | COM | 2M | 3K | – |
| Euronet Worldwide Inc. | COM | 234K | 2K | – |
| Exxon Mobil Corp | COM | 953K | 8K | – |
| Fastly Inc. A | COM | 144K | 20K | – |
| Federated Hermes Inc. | COM | 235K | 7K | – |
| Fedex Corp | COM | 850K | 3K | – |
| Fidelity National Info Serv In | COM | 348K | 5K | – |
| First Commonwealth | COM | 159K | 12K | – |
| Ford Motor Co | COM | 977K | 78K | – |
| Formfactor Inc. | COM | 293K | 5K | – |
| Freeport-McMoran Inc | COM | 2M | 42K | – |
| Generac Holdings Inc. | COM | 1M | 10K | – |
| Gilead Sciences Inc | COM | 278K | 4K | – |
| Global Payments Inc. | COM | 413K | 4K | – |
| Goldman Sachs Grp Inc | COM | 812K | 2K | – |
| GrowGeneration Corp. | COM | 22K | 10K | – |
| HCA Healthcare Inc. | COM | 818K | 3K | – |
| Hain Celestial Group Inc. | COM | 101K | 15K | – |
| Halliburton Co | COM | 288K | 9K | – |
| Halozyme Therapeutics, Inc. | COM | 479K | 9K | – |
| Healthequity Inc | COM | 377K | 4K | – |
| Healthpeak Properties Inc. | COM | 207K | 11K | – |
| Home Bancshares Inc | COM | 216K | 9K | – |
| Home Depot Inc | COM | 888K | 3K | – |
| Honeywell International Inc | COM | 644K | 3K | – |
| Hope Bancorp Inc. | COM | 125K | 12K | – |
| Incyte Corp. | COM | 371K | 6K | – |
| Intel Corp | COM | 489K | 16K | – |
| Iovance Biotherapeutics Inc. | COM | 250K | 31K | – |
| Iqvia Holdings Inc. | COM | 215K | 1K | – |
| Iridium Communications Inc. | COM | 283K | 11K | – |
| JPMorgan Chase & Co | COM | 3M | 13K | – |
| Jacobs Engineering Group Inc | COM | 909K | 7K | – |
| JetBlue Airlines | COM | 283K | 46K | – |
| Johnson & Johnson | COM | 1M | 7K | – |
| Kaufman and Broad Home Corp. | COM | 541K | 8K | – |
| Kimberly-Clark Corp | COM | 765K | 6K | – |
| L3Harris Tech | COM | 601K | 3K | – |
| LAM Research Corp | COM | 1M | 1K | – |
| Las Vegas Sands Corp. | COM | 605K | 14K | – |
| Leidos Holdings Inc. | COM | 2M | 13K | – |
| Lennar Corp-A | COM | 1M | 8K | – |
| Liberty Latin America Ltd. | COM | 186K | 19K | – |
| LifeStance Health Grp. | COM | 62K | 13K | – |
| Lilly (ELI) Co. | COM | 2M | 2K | – |
| Lincoln National Corp | COM | 532K | 17K | – |
| Lockheed Martin Corp. | COM | 674K | 1K | – |
| Lowe's Companies | COM | 561K | 3K | – |
| Lumentum Holdings Inc | COM | 250K | 5K | – |
| Lyondell Basell Indu-Cl A | COM | 451K | 5K | – |
| Marriot International | COM | 500K | 2K | – |
| Masco Corp. | COM | 318K | 5K | – |
| MasterCard Inc-Class A | COM | 1M | 3K | – |
| Matador Resources Co. | COM | 264K | 4K | – |
| McDonalds Corp. | COM | 2M | 7K | – |
| Medpace Holdings, Inc. | COM | 463K | 1K | – |
| Medtronic PLC | COM | 627K | 8K | – |
| Merck & Co. Inc. | COM | 1M | 9K | – |
| Mercury Systems Inc. | COM | 218K | 8K | – |
| Meta Platforms Inc. | COM | 4M | 9K | – |
| Micron Technology Inc | COM | 3M | 23K | – |
| Microsoft Corp | COM | 11M | 25K | – |
| Moderna Inc. | COM | 203K | 2K | – |
| Mondelez International Inc-A | COM | 326K | 5K | – |
| Moog Inc-Class A | COM | 288K | 2K | – |
| Morgan Stanley | COM | 776K | 8K | – |
| NVIDIA Corporation | COM | 14M | 116K | – |
| Netflix Inc | COM | 2M | 3K | – |
| Network App. Inc. | COM | 876K | 7K | – |
| Noble Corp | COM | 260K | 6K | – |
| Northrop Grumman Corp | COM | 417K | 956 | – |
| Nucor Corporation | COM | 1M | 7K | – |
| Occidental Petroleum Corp | COM | 772K | 12K | – |
| Old Dominion Freight Line | COM | 350K | 2K | – |
| On Semiconductor Corp. | COM | 621K | 9K | – |
| Opko Health Inc. | COM | 34K | 27K | – |
| Oracle Systems Corp. | COM | 1M | 8K | – |
| PPG Industries Inc | COM | 672K | 5K | – |
| PROG Holdings, Inc. | COM | 226K | 7K | – |
| Pacific Biosciences of Califor | COM | 18K | 13K | – |
| Palo Alto NetworksInc. | COM | 932K | 3K | – |
| Paypal Holdings Inc | COM | 514K | 9K | – |
| Pebblebrook Hotel Trust | COM | 179K | 13K | – |
| Peloton Interactive | COM | 36K | 11K | – |
| Pepsico Inc | COM | 909K | 6K | – |
| Pfizer Inc | COM | 498K | 18K | – |
| Pinterest Inc. | COM | 666K | 15K | – |
| Pool Corp | COM | 379K | 1K | – |
| Procter & Gamble Co/The | COM | 1M | 8K | – |
| Prudential Financial Inc | COM | 1M | 9K | – |
| Q2 Holdings Inc. | COM | 422K | 7K | – |
| Qualcomm Inc | COM | 2M | 8K | – |
| RLJ Lodging Trust | COM | 208K | 22K | – |
| Raytheon Technologies Corp. | COM | 1M | 12K | – |
| Redfin Corp. | COM | 103K | 17K | – |
| Regeneron Pharmaceuticals | COM | 492K | 468 | – |
| Ryman Hospitality Prop. | COM | 204K | 2K | – |
| SIGA Technologies | COM | 196K | 26K | – |
| SM Energy | COM | 328K | 8K | – |
| Saia Inc. | COM | 232K | 489 | – |
| Salesforce.com | COM | 617K | 2K | – |
| Schlumberger LTD | COM | 367K | 8K | – |
| Selective Insurance Group | COM | 329K | 4K | – |
| Servicenow Inc. | COM | 997K | 1K | – |
| Shake Shack Inc.-Class A | COM | 309K | 3K | – |
| Simpson Man. Co. | COM | 297K | 2K | – |
| Skyworks Solutions Inc | COM | 333K | 3K | – |
| Southern Co/The | COM | 393K | 5K | – |
| Southwest Airlines Co | COM | 205K | 7K | – |
| Spirit Airlines Inc | COM | 77K | 21K | – |
| Square Inc.-A | COM | 360K | 6K | – |
| Stag Industrial, Inc. | COM | 292K | 8K | – |
| Starbucks | COM | 1M | 18K | – |
| Sterling Infrastructure | COM | 278K | 2K | – |
| Sunnova Energy International | COM | 89K | 16K | – |
| Sunpower Corp. | COM | 191K | 64K | – |
| T-Mobile Inc. | COM | 633K | 4K | – |
| Take-Two Interactive Software | COM | 1M | 8K | – |
| Target Corp. | COM | 1M | 9K | – |
| Teleflex Inc. | COM | 953K | 5K | – |
| Tesla Motors Inc | COM | 3M | 15K | – |
| Tetra Tech Inc | COM | 215K | 1K | – |
| Texas Instruments Inc | COM | 829K | 4K | – |
| Texas Roadhouse Inc | COM | 328K | 2K | – |
| The Beauty Company | COM | 45K | 23K | – |
| The Brinks Co. | COM | 432K | 4K | – |
| The Ensign Group Inc. | COM | 400K | 3K | – |
| The Mosaic Company | COM | 446K | 15K | – |
| Thermo Fisher Scientific Inc | COM | 2M | 3K | – |
| Truist Financial Corp | COM | 325K | 8K | – |
| Tyler Technologies Inc | COM | 1M | 2K | – |
| UBER Technologies Inc. | COM | 493K | 7K | – |
| UFP Industries, Inc. | COM | 235K | 2K | – |
| Under Armour Inc. | COM | 803K | 120K | – |
| Union Pacific Corp | COM | 1M | 6K | – |
| UnitedHealth Group Inc | COM | 1M | 3K | – |
| Utilities Select Sector SPDR | COM | 2M | 36K | – |
| Valley National Bancorp | COM | 153K | 22K | – |
| Verizon Communications Inc | COM | 519K | 13K | – |
| Verve Therapeutics | COM | 134K | 28K | – |
| Viavi Solutions Inc | COM | 211K | 31K | – |
| Visa Inc-Class A Shares | COM | 1M | 4K | – |
| Vornado Realty Trust | COM | 234K | 9K | – |
| WD 40 Company | COM | 272K | 1K | – |
| Wal-Mart Stores Inc | COM | 1M | 17K | – |
| Walt Disney Co/The | COM | 858K | 9K | – |
| Warner Bros Discovery Inc. | COM | 280K | 38K | – |
| Waste Mgmt Holding | COM | 2M | 8K | – |
| Watts Water Tech Cl-A | COM | 374K | 2K | – |
| Wells Fargo & Co | COM | 533K | 9K | – |
| West Pharmaceutical Services | COM | 656K | 2K | – |
| Weyerhaeuser Corp | COM | 347K | 12K | – |
| Whirlpool Corp | COM | 419K | 4K | – |
| Wynn Resorts LTD | COM | 693K | 8K | – |
| Yext Inc | COM | 109K | 20K | – |
| Zillow Group Inc - A | COM | 445K | 10K | – |
| Zimmer Biomet Holdings | COM | 460K | 4K | – |
| Zoetis Inc. | COM | 518K | 3K | – |
| iRhythm Technologies Inc. | COM | 628K | 6K | – |
| IShares Core MSCI EAFE ETF | FND | 8M | 109K | – |
| IShares MSCI EAFE Index ETF | FND | 4M | 56K | – |
| IShares Russell 2000 ETF | FND | 339K | 2K | – |
| IShares Russell 3000 ETF | FND | 244K | 791 | – |
| IShares S&P 500 Index | FND | 68M | 124K | – |
| IShares S&P MidCap 400 | FND | 17M | 290K | – |
| IShares S&P SmCap 600 | FND | 12M | 110K | – |