TILDEN LOUCKS & WOODNORTH LLC
Adviser information for TILDEN LOUCKS & WOODNORTH LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $14.3M |
| Non-Discretionary | 50 | $135.6M |
| Total | 51 | $149.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 30 | $7.8M |
| HNW Individuals | 19 | $71.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $56.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $14.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-47188 |
|---|---|
| SEC ERA File Number | 801-47188 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106713 |
| Legal Entity Identifier | None |
Principal Office
940 N INDUSTRIAL DRELMHURST
IL
United States
Monday - Friday, 8:00 AM TO 3:00 PM
Tel: 312-475-1400, Fax: 773-242-6305
Chief Compliance Officer
VINCENT INCERTO
940 N. INDUSTRIAL DR.
ELMHURST
IL
United States
Tel:
630-600-0425
Fax:
630-600-0339
V*******@************M
(Full email address available in API data)
Regulatory Contact
DANIEL J SCHLESSER
CHIEF FINANCIAL OFFICER
940 N. INDUSTRIAL DR.
ELMHURST
IL
United States
Tel:
630-600-0315
Fax:
630-600-0339
D**@************M
(Full email address available in API data)
Industry Affiliates
| LASALLE ST SECURITIES, L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LASALLE ST. INSURANCE SERVICES, INC | Insurance company or agency |
| LASALLE ST. INVESTMENT ADVISORS, L.L.C. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LASALLE ST. HOLDINGS, LLC ("LSH") FORMERLY KNOWN AS MCDERMOTT HOLDINGS 1, LP. | Domestic Entity | – | SOLE OWNER/MANAGER | 04/1999 | > 75% |
| SCHLESSER, DANIEL, JOHN | Individual | – | C.F.O./TREASURER | 11/1990 | 50-75% |
| INCERTO, VINCENT, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |