SEGALL BRYANT & HAMILL
SEGALL BRYANT & HAMILL, LLC Legal Name
Adviser information for SEGALL BRYANT & HAMILL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 97 |
|---|---|
| Investment Advisory/Research | 46 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,198 | $17.2B |
| Non-Discretionary | 0 | $0 |
| Total | 1,198 | $17.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 125 | $323.3M |
| HNW Individuals | 44 | $432.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 20 | $3.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $812.5M |
| Pension and profit sharing plans | 109 | $3.8B |
| Charitable organizations | 61 | $1.3B |
| State or municipal gov entities | 27 | $1.5B |
| Other investment advisers | 79 | $2.0B |
| Insurance companies | 9 | $2.1B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $371.7M |
| Other | 44 | $1.1B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 318.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LPL BANK WEALTH PROGRAM (BWP) | LPL FINANCIAL LLC |
| UBS ACCESS | UBS FINANCIAL SERVICES INC. |
| TD AMERITRADE | TD AMERITRADE CLEARING, INC. |
| CHARLES SCHWAB MANAGED ACCOUNT ACCESS PROGRAM | CHARLES SCHWAB |
| MORGAN STANLEY INSTITUTIONAL CONSULTING SERVICES PROGRAM | MORGAN STANLEY |
| LOCKWOOD MANAGED ACCOUNT ADVISORS PROGRAM | LOCKWOOD ADVISORS, INC |
Principal Office
540 WEST MADISON STREETSUITE 1900
CHICAGO
IL
United States
Monday - Friday, 8:30 A.M. - 5 P.M.
Tel: 1-800-836-4265, Fax: 312-474-0521
Chief Compliance Officer
JASPER FRONTZ
540 WEST MADISON STREET
SUITE 1900
CHICAGO
IL
United States
Tel:
303-312-5044
J******@********M
(Full email address available in API data)
Regulatory Contact
JYOTHI SAN JUAN
SENIOR COMPLIANCE MANAGER
540 WEST MADISON STREET
SUITE 1900
CHICAGO
IL
United States
Tel:
312-474-5960
Fax:
312-278-0314
J*******@********M
(Full email address available in API data)
Industry Affiliates
| CORIENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INTERNATIONAL SMALL-CAP EQUITY FUND LLLP | INVESTING IN & TRADING IN INTERNATIONAL SMALL-CAP EQUITY INVESTMENTS | $0.0M | $1.0M | 0 |
| SEGALL BRYANT & HAMILL EMERGING MARKETS FUND, LP | INVESTING & TRADING EMERGING MARKETS INVESTMENTS | $83.6M | $1.0M | 3 |
| SEGALL BRYANT & HAMILL EMERGING MARKETS SMALL CAP FUND, LP | INVESTING IN & TRADING EMERGING MARKETS SMALL CAP INVESTMENTS | $5.5M | $1.0M | 8 |
| SEGALL BRYANT & HAMILL INTERNATIONAL FUND, LP | INVESTING IN & TRADING IN INTERNATIONAL INVESTMENTS | $0.0M | $0.3M | 0 |
| SEGALL BRYANT & HAMILL PRIVATE OPPORTUNITIES FUND 2020, LP | PURSUING STRATEGIES ACROSS PRIVATE EQUITY, PRIVATE DEBT, REAL ESTATE AND REAL ASSETS | $39.8M | $1.0M | 124 |
| SEGALL BRYANT & HAMILL PRIVATE OPPORTUNITIES FUND III, LP | PURSUING STRATEGIES ACROSS PRIVATE EQUITY, PRIVATE DEBT, REAL ESTATE AND REAL ASSETS | $14.8M | $1.0M | 61 |
| SEGALL BRYANT & HAMILL PRIVATE OPPORTUNITIES FUND, LP | PURSUING STRATEGIES ACROSS PRIVATE EQUITY, PRIVATE DEBT, REAL ESTATE AND REAL ASSETS | $20.3M | $1.0M | 60 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEGALL, RALPH, MARVIN | Individual | – | CHIEF INVESTMENT OFFICER | 07/1994 | < 5% |
| LYTHBERG, PAUL, ALAN | Individual | – | CHIEF OPERATIONS OFFICER | 01/2013 | < 5% |
| CI FINANCIAL CORP | Foreign Entity | CORIENT HOLDINGS INC | OWNER & PARENT COMPANY CORIENT HOLDINGS INC. | 04/2021 | > 75% |
| GOLDHABER, CAROLYN, B | Individual | – | PRESIDENT | 04/2021 | < 5% |
| CORIENT HOLDINGS INC | Domestic Entity | – | OWNER | 04/2021 | > 75% |
| FRONTZ, JASPER, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AAON INC COM PAR $0.004 | COM | 9M | 99K | New York Life Investment Management LLC |
| AAR CORP | COM | 28M | 383K | – |
| ACI WORLDWIDE INC | COM | 6M | 152K | – |
| ADAPTHEALTH CORP COMMON STOCK | COM | 32M | 3M | – |
| ADDUS HOMECARE CORP | COM | 4M | 36K | – |
| ADMA BIOLOGICS INC | COM | 5M | 451K | – |
| ADVANCED DRAIN SYS INC DEL COM | COM | 9M | 59K | – |
| ADVANCED ENERGY INDS | COM | 12M | 110K | – |
| AFC GAMMA INC | RE | 1M | 113K | – |
| AGILYSYS INC | COM | 21M | 205K | – |
| ALAMOS GOLD INC NEW COM CL A | COM | 23M | 1M | – |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 2M | 22K | – |
| ALKAMI TECHNOLOGY INC | COM | 7M | 233K | New York Life Investment Management LLC |
| ALKERMES PLC | COM | 29M | 1M | New York Life Investment Management LLC |
| ALLEGIANT TRAVEL CO COM | COM | 5M | 98K | – |
| ALLETE INC | COM | 23M | 365K | – |
| ALPHA METALLURGICAL RESOUR INC COM | COM | 5M | 17K | – |
| ALPHABET INC CL C | COM | 49M | 270K | – |
| AMAZON.COM INC. | COM | 17M | 88K | – |
| AMC NETWORKS INC | COM | 2M | 173K | – |
| AMERICAN EAGLE OUTFITTERS | COM | 971K | 49K | – |
| AMERICAN WOODMARK CORP | COM | 4M | 56K | – |
| AMERIS BANCORP | COM | 34M | 673K | – |
| AMKOR TECHNOLOGY INC COM | COM | 7M | 163K | – |
| AMNEAL PHARMACEUTICALS INC | COM | 3M | 482K | – |
| ANGIODYNAMICS INC | COM | 2M | 375K | – |
| ANI PHARMACEUTICALS INC COM | COM | 3M | 44K | – |
| ANIKA THERAPEUTICS INC | COM | 3M | 107K | – |
| APOGEE ENTERPRISES INC COM | COM | 42M | 671K | – |
| APPLE HOSPITALITY REIT | RE | 5M | 368K | – |
| APPLE INC. | COM | 30M | 142K | – |
| ARCADIUM LITHIUM PLC | COM | 4M | 1M | New York Life Investment Management LLC |
| ARCBEST CORP COM | COM | 29M | 272K | – |
| ARDMORE SHIPPING CORP | COM | 6M | 255K | – |
| ARES MANAGEMENT CORPORATION | COM | 27M | 202K | – |
| ARIS WATER SOLUTIONS INC CLASS A COM | COM | 5M | 344K | – |
| ASML HOLDING N V N Y REGISTRY SHS | COM | 17M | 16K | – |
| ASTEC INDUSTRIES INC | COM | 13M | 454K | – |
| ATKORE INTL GROUP INC | COM | 13M | 95K | New York Life Investment Management LLC |
| AURINIA PHARMACEUTICALS INC | COM | 3M | 554K | – |
| AVERY DENNISON CORP | COM | 24M | 109K | – |
| AXONICS INC COM | COM | 3M | 41K | – |
| AXOS FINL INC | COM | 6M | 105K | – |
| AZEK CO INC CL A | COM | 45M | 1M | New York Life Investment Management LLC |
| AZENTA INC COM | COM | 6M | 109K | New York Life Investment Management LLC |
| AZZ INC | COM | 56M | 721K | – |
| BADGER METER INC COM | COM | 8M | 44K | – |
| BALCHEM CORPORATION | COM | 7M | 48K | – |
| BANCORP INC DEL COM | COM | 6M | 167K | New York Life Investment Management LLC |
| BANDWIDTH INC COM CL A | COM | 1M | 89K | – |
| BECTON DICKINSON | COM | 13M | 56K | – |
| BELDEN INC | COM | 54M | 575K | – |
| BELLRING BRANDS INC | COM | 10M | 180K | New York Life Investment Management LLC |
| BERKLEY W R CORP | COM | 13M | 163K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | COM | 12M | 30K | – |
| BERRY GLOBAL GROUP INC | COM | 12M | 200K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 9M | 2M | – |
| BIO-TECHNE CORP | COM | 29M | 406K | – |
| BLUEPRINT MEDICINES CORP | COM | 14M | 127K | New York Life Investment Management LLC |
| BOISE CASCADE CO DEL COM | COM | 2M | 14K | – |
| BOOT BARN HLDGS INC COM | COM | 15M | 115K | New York Life Investment Management LLC |
| BOX INC CL A | COM | 11M | 400K | New York Life Investment Management LLC |
| BRIGHT HORIZONS FAM SOL IN DEL COM | COM | 9M | 79K | New York Life Investment Management LLC |
| BRIGHTSPIRE CAPITAL INC COM CL A | RE | 4M | 710K | – |
| BUILD-A-BEAR WORKSHOP INC | COM | 2M | 97K | – |
| C.H. ROBINSON WORLDWIDE INC. | COM | 8M | 94K | – |
| CACI INTERNATIONAL INC | COM | 28M | 65K | – |
| CACTUS INC A | COM | 10M | 192K | New York Life Investment Management LLC |
| CADENCE BANK | COM | 31M | 1M | – |
| CADENCE DESIGN SYSTEMS INC | COM | 14M | 46K | – |
| CAL MAINE FOODS INC | COM | 5M | 85K | – |
| CARLISLE COMPANIES INCORPORATED | COM | 17M | 43K | – |
| CASELLA WASTE SYS INC CL A | COM | 31M | 308K | New York Life Investment Management LLC |
| CASEYS GEN STORES INC COM | COM | 18M | 46K | – |
| CATO CORP - CLASS A | COM | 1M | 211K | – |
| CBIZ INC COM | COM | 10M | 129K | New York Life Investment Management LLC |
| CBRE GROUP | COM | 8M | 93K | – |
| CCC INTELLIGENT SOLUTIONS HLD COM | COM | 17M | 2M | – |
| CEMEX SAB DE CV SPON ADR NEW | ADR | 619K | 97K | – |
| CHEVRON CORP NEW COM | COM | 10M | 65K | – |
| CHORD ENERGY CORPORATION | COM | 13M | 78K | – |
| CHURCH & DWIGHT | COM | 13M | 125K | – |
| CHURCHILL DOWNS INC | COM | 33M | 233K | New York Life Investment Management LLC |
| CIENA CORP COM NEW | COM | 5M | 109K | – |
| CIVITAS RESOURCES INC | COM | 21M | 305K | – |
| CLEAN HARBORS INC | COM | 15M | 64K | – |
| CLEANSPARK INC | COM | 5M | 317K | – |
| CLEAR SECURE INC | COM | 5M | 241K | – |
| CLEARFIELD INC COM | COM | 9M | 222K | – |
| CLEARWATER ANALYTICS HLDGS INC | COM | 6M | 347K | New York Life Investment Management LLC |
| COLLEGIUM PHARMACEUTICAL INC COM | COM | 3M | 78K | – |
| COLUMBIA BKG SYS INC | COM | 27M | 1M | – |
| COLUMBUS MCKINNON CORP | COM | 11M | 320K | – |
| COMFORT SYS USA INC | COM | 11M | 35K | New York Life Investment Management LLC |
| COMMUNITY FINANCIAL SYSTEM INC | COM | 24M | 498K | – |
| COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD | ADR | 242K | 137K | – |
| CONOCOPHILLIPS | COM | 12M | 104K | – |
| CONSTELLATION BRANDS INC | COM | 12M | 49K | – |
| COOPER COS INC | COM | 8M | 88K | – |
| COSTAMARE INC SHS | COM | 7M | 407K | – |
| COTY INC COM CL A | COM | 15M | 2M | – |
| COUSINS PPTYS INC | RE | 6M | 274K | – |
| CRANE COMPANY | COM | 25M | 175K | – |
| CRANE NXT CO COM | COM | 18M | 293K | – |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | COM | 15M | 459K | New York Life Investment Management LLC |
| CRESCENT ENERGY COMPANY CL A COM | COM | 25M | 2M | – |
| CSW INDUSTRIALS INC. | COM | 6M | 22K | – |
| CYTOKINETICS INC COM NEW | COM | 4M | 75K | New York Life Investment Management LLC |
| DAKTRONICS INC COM | COM | 7M | 508K | – |
| DELUXE CORP COM | COM | 465K | 21K | – |
| DESCARTES SYS GROUP INC COM | COM | 42M | 433K | New York Life Investment Management LLC |
| DIAMONDBACK ENERGY INC | COM | 8M | 41K | – |
| DIGITALBRIDGE GROUP INC CL A COM | RE | 10M | 759K | – |
| DOVER CORP | COM | 10M | 57K | – |
| DRIL-QUIP INC | COM | 12M | 647K | – |
| DXP ENTERPRISES INC NEW COM NEW | COM | 4M | 96K | – |
| DYNATRACE INC COM NEW | COM | 106M | 2M | – |
| DYNAVAX TECHNOLOGIES CORP | COM | 3M | 263K | – |
| EAGLE MATERIALS INC | COM | 13M | 61K | – |
| ELEMENT SOLUTIONS INC COM | COM | 53M | 2M | – |
| EMCOR GROUP INC | COM | 23M | 63K | – |
| EMPIRE STATE REALTY TRUST-A | RE | 10M | 1M | – |
| ENACT HLDGS INC COM | COM | 514K | 17K | – |
| ENCOMPASS HEALTH CORP | COM | 12M | 142K | – |
| ENERGIZER HOLDINGS INC. NEW | COM | 3M | 90K | – |
| ENERPAC TOOL GROUP CORP CL A COM | COM | 14M | 355K | – |
| ENERSYS | COM | 38M | 371K | – |
| ENPRO INC. | COM | 20M | 136K | – |
| ENSIGN GROUP INC | COM | 35M | 282K | New York Life Investment Management LLC |
| EQUITY COMMONWEALTH | RE | 74M | 4M | – |
| EVERCORE INC CLASS A | COM | 10M | 48K | New York Life Investment Management LLC |
| FAIR ISAAC CORP COM | COM | 25M | 17K | – |
| FIDELIS INSURANCE HOLDINGS LTD | COM | 411K | 25K | – |
| FIRST BK WILLIAMSTOWN NEW JERS | COM | 908K | 71K | – |
| FIRST FINL CORP IND COM | COM | 2M | 44K | – |
| FIRST INDUSTRIAL REALTY TRUST, INC | RE | 14M | 294K | – |
| FIVE BELOW INC COM | COM | 6M | 53K | – |
| FIVE9 INC | COM | 8M | 183K | – |
| FOX FACTORY HOLDING CORP | COM | 9M | 191K | – |
| FRESHPET INC COM | COM | 9M | 68K | New York Life Investment Management LLC |
| FRESHWORKS INC | COM | 5M | 415K | New York Life Investment Management LLC |
| GALAPAGOS NV | ADR | 20M | 799K | – |
| GENTEX CORP | COM | 15M | 433K | – |
| GENTHERM INC | COM | 19M | 392K | – |
| GERON CORPORATION | COM | 17M | 4M | – |
| GILDAN ACTIVEWEAR | COM | 38M | 1M | – |
| GLACIER BANCORP INC | COM | 39M | 1M | – |
| GLAUKOS CORP COM | COM | 13M | 110K | New York Life Investment Management LLC |
| GLOBANT S A COM | COM | 5M | 26K | – |
| GLOBE LIFE INC COM | COM | 13M | 163K | – |
| GLOBUS MEDICAL INC | COM | 25M | 362K | New York Life Investment Management LLC |
| GMS INC COM | COM | 1M | 17K | – |
| GOODYEAR TIRE AND RUBBER CO | COM | 41M | 4M | – |
| GOOSEHEAD INS INC COM CL A | COM | 5M | 85K | New York Life Investment Management LLC |
| GRACO INC. | COM | 5M | 67K | – |
| GRAPHIC PACKAGING HLDG CO COM | COM | 10M | 375K | – |
| GREENBRIER COS INC | COM | 5M | 103K | – |
| GREENLIGHT CAPITAL RE LTD CLASS A | COM | 847K | 65K | – |
| GRIFFON CORP COM | COM | 13M | 201K | – |
| GUESS INC COM | COM | 2M | 111K | – |
| GUIDEWIRE SOFTWARE INC | COM | 17M | 124K | – |
| H & E EQUIPMENT SERVICES INC COM | COM | 4M | 100K | – |
| HAEMONETICS CORP | COM | 5M | 62K | – |
| HAIN CELESTIAL GROUP | COM | 12M | 2M | – |
| HALOZYME THERAPEUTICS, INC. | COM | 16M | 305K | – |
| HAMILTON INSURANCE GROUP LTD. | COM | 5M | 315K | – |
| HAMILTON LANE INC CL A | COM | 18M | 142K | New York Life Investment Management LLC |
| HANCOCK WHITNEY CO | COM | 30M | 637K | – |
| HARMONY GOLD MNG LTD SPONSORED ADR | ADR | 645K | 70K | – |
| HASHICORP INC CL A | COM | 12M | 360K | – |
| HEALTHEQUITY INC | COM | 6M | 70K | New York Life Investment Management LLC |
| HEALTHPEAK PROPERTIES INC | RE | 8M | 390K | – |
| HEALTHSTREAM INC COM | COM | 3M | 123K | – |
| HELMERICH & PAYNE INC COM | COM | 22M | 612K | – |
| HERC HLDGS INC | COM | 5M | 38K | – |
| HILTON GRAND VACATIONS INC | COM | 3M | 72K | – |
| HNI CORP | COM | 617K | 14K | – |
| HOME DEPOT INC | COM | 9M | 26K | – |
| HOULIHAN LOKEY INC | COM | 17M | 125K | New York Life Investment Management LLC |
| HUB GROUP INC CL A | COM | 15M | 353K | – |
| ICHOR HOLDINGS LTD | COM | 17M | 448K | – |
| ICU MEDICAL INC | COM | 53M | 450K | – |
| INGEVITY CORP | COM | 39M | 888K | – |
| INNOSPEC INC | COM | 11M | 88K | New York Life Investment Management LLC |
| INNOVATIVE INDL PPTYS INC COM | RE | 6M | 55K | – |
| INSIGHT ENTERPRISES INC COM | COM | 10M | 53K | – |
| INSMED INC COM PAR $.01 | COM | 10M | 147K | New York Life Investment Management LLC |
| INSTALLED BLDG PRODS INC | COM | 7M | 33K | – |
| INSULET CORP | COM | 10M | 47K | – |
| INTER PARFUMS INC | COM | 4M | 37K | – |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADR | ADR | 8M | 71K | – |
| INTERDIGITAL INC | COM | 6M | 54K | – |
| INTERFACE INC COM | COM | 5M | 323K | – |
| INTERNATIONAL SEAWAYS INC COM | COM | 6M | 95K | – |
| INVESCO MORTGAGE CAPITAL INC | RE | 5M | 520K | – |
| IRHYTHM TECHNOLOGIES INC COM | COM | 14M | 130K | – |
| ISHARES RUSSELL 2000 | ETF | 2M | 11K | – |
| ISHARES RUSSELL 2000 VALUE INDEX FUND | ETF | 4M | 25K | – |
| ITT INC | COM | 24M | 186K | – |
| ITURAN LOCATION AND CONTROL SHS | COM | 1M | 59K | – |
| J & J SNACK FOODS CORP | COM | 4M | 24K | – |
| JACKSON FINANCIAL INC COM CL A | COM | 6M | 86K | – |
| JACOBS SOLUTIONS INC | COM | 18M | 128K | – |
| JAMES RIVER GROUP LTD | COM | 279K | 36K | – |
| JFROG LTD | COM | 8M | 210K | New York Life Investment Management LLC |
| JOHN BEAN TECHNOLOGIES CORPORATION | COM | 12M | 123K | New York Life Investment Management LLC |
| JP MORGAN CHASE & CO | COM | 32M | 157K | – |
| KB HOME | COM | 6M | 81K | – |
| KBR INC | COM | 64M | 992K | – |
| KINSALE CAP GROUP INC COM | COM | 10M | 25K | – |
| KORN FERRY INTL COM NEW | COM | 6M | 90K | – |
| KRYSTAL BIOTECH INC COM | COM | 6M | 35K | – |
| KT CORP SPONSORED ADR | ADR | 674K | 49K | – |
| KURA SUSHI USA INC | COM | 4M | 58K | New York Life Investment Management LLC |
| LAKELAND FINANCIAL CORP | COM | 7M | 119K | – |
| LAMB WESTON HOLDINGS | COM | 7M | 78K | – |
| LANDSTAR SYS INC | COM | 6M | 33K | – |
| LAUREATE EDUCATION INC COMMON STOCK | COM | 4M | 300K | – |
| LIMBACH HLDGS INC COM | COM | 4M | 75K | New York Life Investment Management LLC |
| LITTELFUSE INC | COM | 41M | 162K | – |
| LKQ CORP | COM | 4M | 101K | – |
| LOUISIANA PAC CORP | COM | 25M | 304K | – |
| MACOM TECH SOLUTIONS HLDGS INC COM | COM | 12M | 107K | New York Life Investment Management LLC |
| MARSH & MCLENNAN | COM | 10M | 48K | – |
| MARVELL TECHNOLOGY INC | COM | 25M | 360K | – |
| MASCO CORP | COM | 5M | 80K | – |
| MATADOR RESOURCES CO | COM | 54M | 902K | New York Life Investment Management LLC |
| MATERION CORP COM | COM | 23M | 210K | New York Life Investment Management LLC |
| MAXIMUS INC | COM | 12M | 134K | – |
| MCKESSON CORPORATION | COM | 25M | 43K | – |
| MEDPACE HLDGS INC | COM | 25M | 61K | – |
| MERCANTILE BANK CORP | COM | 5M | 125K | – |
| MERCHANTS BANCORP IND | COM | 5M | 112K | – |
| MERCURY SYS INC COM | COM | 35M | 1M | – |
| MERITAGE HOMES CORP | COM | 5M | 34K | – |
| MESA LABS INC COM | COM | 2M | 27K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 10M | 111K | – |
| MICROSOFT CORP | COM | 62M | 138K | – |
| MILLER INDS INC TENN COM NEW | COM | 4M | 66K | – |
| MIMEDX GROUP INC. | COM | 3M | 455K | – |
| MIRION TECHNOLOGIES INC | COM | 4M | 354K | New York Life Investment Management LLC |
| MODINE MFG CO | COM | 21M | 209K | New York Life Investment Management LLC |
| MONDELEZ INTERNATIONAL INC | COM | 14M | 218K | – |
| MONOLITHIC PWR SYS INC | COM | 13M | 15K | – |
| MONTROSE ENVIRONMENTAL GROUP I COM | COM | 8M | 188K | New York Life Investment Management LLC |
| MORNINGSTAR INC | COM | 10M | 33K | – |
| MOTOROLA SOLUTIONS | COM | 13M | 34K | – |
| MP MATERIALS CORP COM CL A | COM | 12M | 939K | – |
| MURPHY OIL CORP | COM | 34M | 813K | – |
| NATERA INC COM | COM | 18M | 168K | New York Life Investment Management LLC |
| NATIONAL BANK HOLDINGS CORPORATION | COM | 37M | 956K | – |
| NATIONAL HEALTHCARE CORP COM | COM | 4M | 36K | – |
| NEOGENOMICS INC | COM | 16M | 1M | – |
| NEUROCRINE BIOSCIENCES INC COM | COM | 5M | 37K | – |
| NEW JERSEY RESOURCES CORP | COM | 17M | 404K | – |
| NEWMARK GROUP INC CL A | COM | 3M | 316K | – |
| NORTHEAST CMNTY BANCORP INC | COM | 2M | 90K | – |
| NOVANTA INC | COM | 16M | 100K | New York Life Investment Management LLC |
| NOVO-NORDISK A S ADR | ADR | 32M | 225K | – |
| OGE ENERGY CORP | COM | 22M | 604K | – |
| OLD NATL BANCORP IND | COM | 2M | 112K | – |
| ONESPAN INC | COM | 8M | 662K | – |
| ONTO INNOVATION INC | COM | 29M | 134K | New York Life Investment Management LLC |
| OPTION CARE HEALTH INC COM NEW | COM | 8M | 302K | New York Life Investment Management LLC |
| OREILLY AUTOMOTIVE INC | COM | 15M | 14K | – |
| ORRSTOWN FINL SERVICES INC | COM | 3M | 123K | – |
| OVERSEAS SHIPHOLDING GROUP INC | COM | 5M | 592K | – |
| OWENS & MINOR INC | COM | 2M | 134K | – |
| PACIFIC PREMIER BANCORP COM | COM | 14M | 607K | – |
| PAGAYA TECHNOLOGIES LTD | COM | 1M | 85K | – |
| PALO ALTO NETWORKS INC | COM | 30M | 89K | – |
| PAPA JOHNS INTL INC | COM | 12M | 263K | – |
| PATRICK INDUSTRIES INC | COM | 5M | 48K | – |
| PBF ENERGY INC CL A | COM | 1M | 25K | – |
| PDF SOLUTIONS INC COM | COM | 6M | 178K | New York Life Investment Management LLC |
| PEDIATRIX MEDICAL GROUP INC | COM | 10M | 1M | – |
| PERDOCEO ED CORP COM | COM | 5M | 232K | – |
| PETIQ INC COM CL A | COM | 4M | 191K | – |
| PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG | ADR | 1M | 82K | – |
| PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | ADR | 691K | 48K | – |
| PHIBRO ANIMAL HEALTH CORP CL A | COM | 3M | 172K | – |
| PHOTRONICS INC COM | COM | 3M | 114K | – |
| PLEXUS CORP | COM | 25M | 244K | – |
| PNM RESOURCES INC. | COM | 21M | 559K | – |
| POLARIS INDUSTRIES INC. | COM | 17M | 215K | – |
| PORTLAND GENERAL ELECTRIC COMPANY | COM | 6M | 133K | – |
| POWER INTEGRATIONS INC | COM | 6M | 83K | New York Life Investment Management LLC |
| POWERSCHOOL HOLDINGS INC COM CL A | COM | 312K | 14K | – |
| PREFERRED BK LOS ANGELES CA COM NEW | COM | 5M | 60K | – |
| PREMIER FINANCIAL CORP | COM | 5M | 232K | – |
| PRICESMART INC COM | COM | 3M | 37K | – |
| PRIMIS FINANCIAL CORP COM | COM | 2M | 179K | – |
| PROCORE TECHNOLOGIES INC | COM | 9M | 136K | New York Life Investment Management LLC |
| PROGRESS SOFTWARE CORP | COM | 18M | 339K | – |
| PROTAGONIST THERAPEUTICS INC COM | COM | 4M | 119K | – |
| PVH CORP | COM | 25M | 237K | – |
| Q2 HLDGS INC | COM | 15M | 256K | – |
| QIAGEN NV SHS NEW | COM | 6M | 139K | – |
| QUAD / GRAPHICS INC | COM | 2M | 444K | – |
| QUANEX BUILDING PRODUCTS CORP COM | COM | 33M | 1M | – |
| QUANTA SERVICES INC | COM | 31M | 124K | – |
| RADIUS RECYCLING INC | COM | 14M | 905K | – |
| RADNET INC COM | COM | 7M | 119K | New York Life Investment Management LLC |
| RAMACO RESOURCES INC A | COM | 4M | 306K | – |
| RAMBUS INC DEL COM | COM | 4M | 67K | – |
| RANGE RESOURCES CORP | COM | 33M | 992K | New York Life Investment Management LLC |
| RBC BEARINGS INC | COM | 6M | 21K | – |
| REGAL REXNORD CORP | COM | 45M | 330K | – |
| REINSURANCE GROUP OF AMERICA | COM | 35M | 173K | – |
| REPUBLIC SERVICES INC | COM | 13M | 65K | – |
| RESIDEO TECHNOLOGIES INC | COM | 238K | 12K | – |
| RESOURCES CONNECTION INC COM | COM | 309K | 28K | – |
| REV GROUP INC | COM | 92M | 4M | – |
| ROPER TECHNOLOGIES | COM | 12M | 22K | – |
| RTX CORPORATION | COM | 10M | 98K | – |
| RUSH ENTERPRISES INC CL A | COM | 12M | 287K | – |
| RYMAN HOSPITALITY PROPERTIES, INC. | RE | 2M | 18K | – |
| SAIA INC | COM | 10M | 21K | – |
| SANMINA CORPORATION | COM | 6M | 86K | – |
| SCORPIO TANKERS INC | COM | 963K | 12K | – |
| SEACOAST BANKING CORP OF FLORIDA | COM | 43M | 2M | – |
| SELECTIVE INS GROUP INC | COM | 7M | 77K | New York Life Investment Management LLC |
| SENSIENT TECHNOLOGIES CORP | COM | 32M | 429K | – |
| SERVICE CORP INTL | COM | 8M | 108K | – |
| SERVICENOW INC | COM | 30M | 38K | – |
| SHUTTERSTOCK INC | COM | 2M | 46K | – |
| SIGA TECHNOLOGIES INC COM | COM | 2M | 319K | – |
| SIGNET JEWELERS LTD | COM | 1M | 12K | – |
| SILGAN HOLDINGS INC | COM | 54M | 1M | – |
| SILICON LABORATORIES INC COM | COM | 11M | 97K | – |
| SIMPSON MANUFACTURING CO INC COM | COM | 8M | 50K | New York Life Investment Management LLC |
| SITEONE LANDSCAPE SUPPLY INC | COM | 11M | 89K | New York Life Investment Management LLC |
| SITIME CORP COM | COM | 10M | 78K | New York Life Investment Management LLC |
| SKYWEST INC | COM | 3M | 33K | – |
| SM ENERGY CO | COM | 5M | 120K | – |
| SMART GLOBAL HLDGS INC SHS | COM | 6M | 271K | – |
| SOFI TECHNOLOGIES INC COM | COM | 3M | 468K | New York Life Investment Management LLC |
| SOLARWINDS CORP COM | COM | 4M | 363K | – |
| SOUTHERN STS BANCSHARES INC | COM | 840K | 31K | – |
| SOUTHSTATE CORP | COM | 46M | 599K | – |
| SPIRE INC | COM | 5M | 89K | – |
| SPRINGWORKS THERAPEUTICS INC COM | COM | 5M | 140K | New York Life Investment Management LLC |
| SPROUT SOCIAL INC COM CL A | COM | 8M | 214K | New York Life Investment Management LLC |
| SPROUTS FMRS MKT INC | COM | 7M | 89K | New York Life Investment Management LLC |
| SPX TECHNOLOGIES INC | COM | 68M | 480K | – |
| STAG INDL INC COM | RE | 39M | 1M | – |
| STANDEX INTERNATIONAL CORPORATION | COM | 3M | 18K | – |
| STEPSTONE GROUP INC COM CL A | COM | 9M | 200K | New York Life Investment Management LLC |
| STERIS PLC | COM | 22M | 98K | – |
| STERLING INFRASTRUCTURE INC | COM | 8M | 69K | New York Life Investment Management LLC |
| STEVEN MADDEN LTD | COM | 24M | 571K | – |
| SUMMIT MATLS INC CL A | COM | 53M | 1M | – |
| SUNCOKE ENERGY | COM | 5M | 480K | – |
| SUNCOR ENERGY INC | COM | 13M | 328K | – |
| SUPER GROUP SGHC LIMITED | COM | 3M | 936K | – |
| SURGERY PARTNERS INC COM | COM | 8M | 316K | New York Life Investment Management LLC |
| SYLVAMO CORP COMMON STOCK | COM | 6M | 85K | – |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR | ADR | 14M | 81K | – |
| TAYLOR MORRISON HOME CORP | COM | 5M | 97K | – |
| TECHNIPFMC PLC | COM | 16M | 603K | New York Life Investment Management LLC |
| TEEKAY TANKERS LTD CL A | COM | 5M | 76K | – |
| TEGNA INC | COM | 5M | 351K | – |
| TENABLE HLDGS INC COM | COM | 2M | 50K | – |
| TEREX CORP | COM | 5M | 98K | – |
| TERRENO RLTY CORP | RE | 32M | 534K | New York Life Investment Management LLC |
| TETRA TECH INC | COM | 32M | 156K | New York Life Investment Management LLC |
| TEXAS CAPITAL BANCSHARES INC | COM | 25M | 415K | – |
| TEXAS ROADHOUSE INC | COM | 33M | 195K | New York Life Investment Management LLC |
| THE BANK OF N.T. BUTTERFIELD & SON | COM | 5M | 138K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 11M | 21K | – |
| TIM S A SPNDR ADR | ADR | 299K | 21K | – |
| TIMKEN CO | COM | 11M | 141K | – |
| TJX COMPANIES INC | COM | 29M | 260K | – |
| TOPBUILD CORP COM | COM | 6M | 17K | – |
| TRANSMEDICS GROUP INC COM | COM | 18M | 117K | New York Life Investment Management LLC |
| TREX COMPANY INC | COM | 6M | 83K | New York Life Investment Management LLC |
| TURNING PT BRANDS INC COM | COM | 2M | 62K | – |
| TURTLE BEACH CORP COM NEW | COM | 3M | 239K | – |
| TYLER TECHNOLOGIES, INC. | COM | 6M | 11K | – |
| UFP Industries Inc | COM | 13M | 113K | – |
| UNILEVER PLC | ADR | 20M | 369K | – |
| UNITED BANKSHARES INC | COM | 6M | 193K | – |
| UNITED CMNTY BANKS GA | COM | 19M | 765K | – |
| UNITEDHEALTH GROUP INCORPORATED | COM | 29M | 57K | – |
| UNITI GROUP INC | RE | 3M | 914K | – |
| UNIVERSAL CORP VA COM | COM | 2M | 37K | – |
| UNIVERSAL DISPLAY CORP | COM | 19M | 90K | – |
| UPBOUND GROUP INC COM | COM | 3M | 101K | – |
| VAIL RESORTS INC | COM | 8M | 43K | – |
| VALE S A ADR | ADR | 748K | 67K | – |
| VALMONT INDS INC COM | COM | 72M | 263K | – |
| VAXCYTE INC | COM | 12M | 162K | New York Life Investment Management LLC |
| VEECO INSTRS INC | COM | 7M | 140K | New York Life Investment Management LLC |
| VERACYTE INC | COM | 8M | 373K | – |
| VERICEL CORP | COM | 4M | 77K | – |
| VESTIS CORPORATION | COM | 4M | 293K | New York Life Investment Management LLC |
| VF CORPORATION | COM | 49M | 4M | – |
| VIANT TECHNOLOGY INC | COM | 4M | 445K | – |
| VICOR CORP COM | COM | 2M | 58K | – |
| VILLAGE SUPER MKT INC CL A NEW | COM | 347K | 13K | – |
| VIPSHOP HLDGS LTD SPONSORED ADS A | ADR | 1M | 96K | – |
| VISA INC CL A | COM | 34M | 131K | – |
| WASTE CONNECTIONS INC | COM | 10M | 59K | – |
| WESBANCO INC | COM | 18M | 635K | – |
| WNS HOLDINGS LTD | COM | 10M | 195K | – |
| XENIA HOTELS & RESORTS INC COM | COM | 5M | 366K | – |
| XEROX CORP COM NEW | COM | 4M | 367K | – |
| ZEBRA TECHNOLOGIES CORP CL A | COM | 10M | 34K | – |
| ZOETIS INC | COM | 12M | 71K | – |