PARADIGM CAPITAL MANAGEMENT, INC.
Adviser information for PARADIGM CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 13 |
---|---|
Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 5 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 71 | $2.0B |
Non-Discretionary | 0 | $0 |
Total | 71 | $2.0B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 62 | $1.1B |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 2 | $682.9M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $62.2M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | <5 | $53.2M |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $43.9M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 2 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Principal Office
NINE ELK STREETALBANY
NY
United States
Monday - Friday, 8:00 AM - 5:30 PM
Tel: 518-431-3500, Fax: 518-431-3550
Chief Compliance Officer
GREGG ALAN MILLER
CHIEF COMPLIANCE OFFICER
NINE ELK STREET
ALBANY
NY
United States
Tel:
518-431-3500
Fax:
518-431-3550
G******@******************M
(Full email address available in API data)
Regulatory Contact
ROBERT A. BENTON
CFO
NINE ELK STREET
ALBANY
NY
United States
Tel:
518-431-3500
Fax:
518-431-3550
R******@******************M
(Full email address available in API data)
Industry Affiliates
C. L. KING & ASSOCIATES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PARADIGM FUNDS ADVISOR LLC | Other investment adviser, including financial planners |
PCM VENTURES II, LLC | Sponsor, GP, manager of pooled investment vehicles |
PCM VENTURES INTERNATIONAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
PCM VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
PCM PARTNERS INTERNATIONAL LTD. | Hedge Fund | $69.8M | $0.2M | 6 |
PCM PARTNERS L.P. II | Hedge Fund | $614.7M | $0.2M | 84 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WEIR, CANDACE, KING | Individual | – | DIRECTOR/PORTFOLIO MANAGER/CEO/CIO | 09/1994 | < 5% |
WEIR, AMELIA, FARLEY | Individual | – | DIRECTOR/SENIOR VICE PRESIDENT/PORTFOLIO MANAGER | 09/2008 | < 5% |
BENTON, ROBERT, ALBERT | Individual | – | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | 01/2007 | < 5% |
FLORIO, CARL, ANTHONY | Individual | – | DIRECTOR AND VICE CHAIRMAN | 01/2008 | < 5% |
PARADIGM CAPITAL HOLDINGS, INC. | Domestic Entity | – | SHAREHOLDER | 01/2008 | > 75% |
WEIR, CANDACE, KING | Individual | PARADIGM CAPITAL HOLDINGS, INC. | SHAREHOLDER | 01/2008 | 50-75% |
MILLER, GREGG, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
A10 Networks, Inc. | COM | 1M | 104K | – |
A10 Networks, Inc. | COM | 4M | 324K | PARADIGM FUNDS ADVISOR LLC |
Abbott Laboratories | COM | 821K | 8K | – |
Addus homeCare Corporation | COM | 2M | 15K | – |
Addus homeCare Corporation | COM | 4M | 39K | PARADIGM FUNDS ADVISOR LLC |
Adtran Inc | COM | 10M | 2M | – |
Adtran Inc | COM | 3M | 600K | PARADIGM FUNDS ADVISOR LLC |
Air Transport Services Group | COM | 513K | 37K | PARADIGM FUNDS ADVISOR LLC |
Amer Eagle Outfitters | COM | 77K | 4K | – |
Amer Eagle Outfitters | COM | 3M | 143K | PARADIGM FUNDS ADVISOR LLC |
American Financial Group | COM | 793K | 6K | PARADIGM FUNDS ADVISOR LLC |
American Woodmark Corporation | COM | 707K | 9K | – |
American Woodmark Corporation | COM | 6M | 70K | PARADIGM FUNDS ADVISOR LLC |
AngioDynamics, Inc. | COM | 3M | 478K | – |
Applied Materials | COM | 472K | 2K | – |
Arlo Technologies, Inc. | COM | 1M | 114K | – |
Arlo Technologies, Inc. | COM | 2M | 138K | PARADIGM FUNDS ADVISOR LLC |
ATI Inc. | COM | 998K | 18K | PARADIGM FUNDS ADVISOR LLC |
Atricure Inc | COM | 1M | 46K | – |
Atricure Inc | COM | 1M | 61K | PARADIGM FUNDS ADVISOR LLC |
AVIAT NETWORKS INC COM NEW | COM | 24M | 830K | – |
AVIAT NETWORKS INC COM NEW | COM | 5M | 170K | PARADIGM FUNDS ADVISOR LLC |
Axcelis Technologies Inc. | COM | 42M | 293K | – |
Axcelis Technologies Inc. | COM | 8M | 56K | PARADIGM FUNDS ADVISOR LLC |
Azenta Inc | COM | 195K | 4K | – |
Azenta Inc | COM | 2M | 38K | PARADIGM FUNDS ADVISOR LLC |
Banner Corp New | COM | 447K | 9K | PARADIGM FUNDS ADVISOR LLC |
Best Buy Co | COM | 4M | 42K | PARADIGM FUNDS ADVISOR LLC |
Boise Cascade Company | COM | 164K | 1K | – |
Boise Cascade Company | COM | 5M | 42K | PARADIGM FUNDS ADVISOR LLC |
Bristol-Myers Squibb | COM | 419K | 10K | – |
Broadcom Ltd | COM | 130M | 81K | – |
Builders Firstsource Inc | COM | 6M | 43K | – |
Builders Firstsource Inc | COM | 6M | 43K | PARADIGM FUNDS ADVISOR LLC |
Caleres Inc | COM | 19M | 579K | – |
Caleres Inc | COM | 5M | 140K | PARADIGM FUNDS ADVISOR LLC |
Calix Inc | COM | 43M | 1M | – |
Calix Inc | COM | 4M | 120K | PARADIGM FUNDS ADVISOR LLC |
Cambium Networks Corporation | COM | 6M | 2M | – |
Cambium Networks Corporation | COM | 2M | 600K | PARADIGM FUNDS ADVISOR LLC |
Carpenter Technology Corp | COM | 2M | 16K | PARADIGM FUNDS ADVISOR LLC |
CDW Corporation | COM | 672K | 3K | – |
Cerence Inc. | COM | 5M | 2M | – |
Cerence Inc. | COM | 877K | 310K | PARADIGM FUNDS ADVISOR LLC |
Cigna Corp New | COM | 859K | 3K | – |
Citi Trends, Inc. | COM | 10M | 451K | – |
Codexis, Inc. | COM | 310K | 100K | – |
Codexis, Inc. | COM | 2M | 800K | PARADIGM FUNDS ADVISOR LLC |
Cohu Inc. | COM | 19M | 563K | – |
Cohu Inc. | COM | 1M | 33K | PARADIGM FUNDS ADVISOR LLC |
Colgate-Palmolive | COM | 2M | 20K | – |
Comtech Telecommunications Cor | COM | 3M | 1M | – |
Concentrix Corp | COM | 35M | 550K | – |
Concentrix Corp | COM | 5M | 74K | PARADIGM FUNDS ADVISOR LLC |
Conduent Inc | COM | 326K | 100K | PARADIGM FUNDS ADVISOR LLC |
Consensus Cloud Solutions, Inc | COM | 27K | 2K | – |
Consensus Cloud Solutions, Inc | COM | 305K | 18K | PARADIGM FUNDS ADVISOR LLC |
Cross Country Healthcare, Inc. | COM | 729K | 53K | – |
Cross Country Healthcare, Inc. | COM | 761K | 55K | PARADIGM FUNDS ADVISOR LLC |
Designer Brands Inc. CL A | COM | 208K | 30K | – |
Designer Brands Inc. CL A | COM | 348K | 51K | PARADIGM FUNDS ADVISOR LLC |
Ducommun Inc | COM | 60M | 1M | – |
Ducommun Inc | COM | 3M | 55K | PARADIGM FUNDS ADVISOR LLC |
Edwards Lifesciences Corporati | COM | 600K | 7K | – |
EMCOR Group, Inc. | COM | 319K | 875 | – |
EMCOR Group, Inc. | COM | 13M | 35K | PARADIGM FUNDS ADVISOR LLC |
EnerSys | COM | 41M | 394K | – |
EnerSys | COM | 2M | 18K | PARADIGM FUNDS ADVISOR LLC |
Ensign Group, Inc. | COM | 36M | 290K | – |
Ensign Group, Inc. | COM | 7M | 60K | PARADIGM FUNDS ADVISOR LLC |
Entegris Inc | COM | 71M | 524K | – |
Entegris Inc | COM | 1M | 10K | PARADIGM FUNDS ADVISOR LLC |
Enviri Corp | COM | 29M | 3M | – |
Enviri Corp | COM | 5M | 600K | PARADIGM FUNDS ADVISOR LLC |
Eton Pharmaceuticals, Inc. | COM | 987K | 300K | PARADIGM FUNDS ADVISOR LLC |
Extreme Networks | COM | 67M | 5M | – |
Extreme Networks | COM | 5M | 340K | PARADIGM FUNDS ADVISOR LLC |
Fabrinet | COM | 131M | 534K | – |
Fabrinet | COM | 979K | 4K | PARADIGM FUNDS ADVISOR LLC |
Federal Signal Corp | COM | 6M | 70K | – |
Fidelity National Financial | COM | 292K | 6K | PARADIGM FUNDS ADVISOR LLC |
First Merchants Corporation | COM | 1M | 32K | PARADIGM FUNDS ADVISOR LLC |
Formfactor Inc | COM | 2M | 28K | – |
Garmin LTD | COM | 3M | 19K | PARADIGM FUNDS ADVISOR LLC |
GATX Corp | COM | 99K | 750 | – |
GATX Corp | COM | 1M | 10K | PARADIGM FUNDS ADVISOR LLC |
Gen Digital Inc | COM | 2M | 66K | – |
Gentherm Inc | COM | 740K | 15K | – |
Globus Medical Inc Cl A new | COM | 61M | 895K | – |
Globus Medical Inc Cl A new | COM | 7M | 106K | PARADIGM FUNDS ADVISOR LLC |
Halozyme Therapeutics, Inc. | COM | 524K | 10K | – |
Harrow Inc. | COM | 2M | 108K | – |
Hewlett Packard Enterprises Co | COM | 423K | 20K | – |
Hillenbrand Inc | COM | 60K | 2K | – |
Hillenbrand Inc | COM | 872K | 22K | PARADIGM FUNDS ADVISOR LLC |
IAC/ InterActiveCorp | COM | 1M | 26K | PARADIGM FUNDS ADVISOR LLC |
Infinera Corp | COM | 26M | 4M | – |
Infinera Corp | COM | 5M | 800K | PARADIGM FUNDS ADVISOR LLC |
Insight Enterprises | COM | 108M | 542K | – |
Insight Enterprises | COM | 11M | 54K | PARADIGM FUNDS ADVISOR LLC |
Intl Business Machines | COM | 744K | 4K | – |
J Jill Group | COM | 7M | 197K | – |
J Jill Group | COM | 5M | 150K | PARADIGM FUNDS ADVISOR LLC |
Jabil Inc | COM | 59M | 545K | – |
Jabil Inc | COM | 4M | 36K | PARADIGM FUNDS ADVISOR LLC |
Johnson & Johnson | COM | 4M | 29K | – |
Kadant Inc. | COM | 4M | 15K | – |
Kadant Inc. | COM | 5M | 18K | PARADIGM FUNDS ADVISOR LLC |
Kelly Services Inc Class A | COM | 4M | 208K | PARADIGM FUNDS ADVISOR LLC |
Kforce, Inc. | COM | 99K | 2K | – |
Kforce, Inc. | COM | 7M | 105K | PARADIGM FUNDS ADVISOR LLC |
Kratos Defense & Security Solu | COM | 11M | 564K | – |
Kulicke & Soffa Industries Inc | COM | 632K | 13K | – |
Kulicke & Soffa Industries Inc | COM | 8M | 158K | PARADIGM FUNDS ADVISOR LLC |
Lumentum Holdings Inc. | COM | 458K | 9K | – |
Lumentum Holdings Inc. | COM | 1M | 25K | PARADIGM FUNDS ADVISOR LLC |
Marvell Technology Inc. | COM | 154K | 2K | – |
Marvell Technology Inc. | COM | 5M | 76K | PARADIGM FUNDS ADVISOR LLC |
Masimo Corp | COM | 145K | 1K | – |
Masimo Corp | COM | 1M | 10K | PARADIGM FUNDS ADVISOR LLC |
MaxLinear, Inc | COM | 3M | 127K | – |
Mid America Apartment Communit | COM | 116K | 815 | – |
Mid America Apartment Communit | COM | 3M | 21K | PARADIGM FUNDS ADVISOR LLC |
MiMedx | COM | 25M | 4M | – |
MiMedx | COM | 3M | 500K | PARADIGM FUNDS ADVISOR LLC |
Modine Manufacturing Co | COM | 152M | 2M | – |
Modine Manufacturing Co | COM | 13M | 130K | PARADIGM FUNDS ADVISOR LLC |
MYR Group Inc. | COM | 1M | 8K | – |
Natera, Inc. | COM | 3M | 31K | – |
Natera, Inc. | COM | 7M | 69K | PARADIGM FUNDS ADVISOR LLC |
National Bank Hldgs Corp Cl A | COM | 547K | 14K | PARADIGM FUNDS ADVISOR LLC |
Nature's Sunshine Products, In | COM | 8M | 548K | – |
Nature's Sunshine Products, In | COM | 2M | 147K | PARADIGM FUNDS ADVISOR LLC |
Neogen Corporation | COM | 813K | 52K | – |
Neogen Corporation | COM | 3M | 205K | PARADIGM FUNDS ADVISOR LLC |
NN, Inc. | COM | 432K | 144K | – |
NN, Inc. | COM | 600K | 200K | PARADIGM FUNDS ADVISOR LLC |
Nova Measuring Instruments Ltd | COM | 235K | 1K | – |
Ocular Therapeutix Inc. | COM | 2M | 300K | PARADIGM FUNDS ADVISOR LLC |
Onto Innovation Inc. | COM | 232M | 1M | – |
Onto Innovation Inc. | COM | 11M | 52K | PARADIGM FUNDS ADVISOR LLC |
Orthofix Medical INc. | COM | 28M | 2M | – |
Orthofix Medical INc. | COM | 6M | 420K | PARADIGM FUNDS ADVISOR LLC |
Orthopediatrics Corp | COM | 144K | 5K | – |
Orthopediatrics Corp | COM | 4M | 129K | PARADIGM FUNDS ADVISOR LLC |
Paramount Global CL B | COM | 104K | 10K | – |
Pennant Group Inc. | COM | 21M | 893K | – |
Pennant Group Inc. | COM | 5M | 200K | PARADIGM FUNDS ADVISOR LLC |
PepsiCo Inc | COM | 280K | 2K | – |
Pfizer, Inc | COM | 476K | 17K | – |
Primoris Services Corp | COM | 499K | 10K | PARADIGM FUNDS ADVISOR LLC |
Procter & Gamble | COM | 495K | 3K | – |
Progress Software Corp | COM | 125K | 2K | – |
Progress Software Corp | COM | 2M | 43K | PARADIGM FUNDS ADVISOR LLC |
PTC Inc | COM | 7M | 40K | – |
Pure Storage, Inc. Class A | COM | 2M | 27K | – |
Qorvo Inc. | COM | 160K | 1K | – |
Qorvo Inc. | COM | 3M | 25K | PARADIGM FUNDS ADVISOR LLC |
R1 RCM, Inc New | COM | 50M | 4M | – |
R1 RCM, Inc New | COM | 6M | 480K | PARADIGM FUNDS ADVISOR LLC |
Radnet Inc | COM | 1M | 22K | – |
Radnet Inc | COM | 2M | 29K | PARADIGM FUNDS ADVISOR LLC |
Regal Rexnord Corporation | COM | 2M | 12K | PARADIGM FUNDS ADVISOR LLC |
Renasant Corporation | COM | 489K | 16K | PARADIGM FUNDS ADVISOR LLC |
Revvity Inc. | COM | 100K | 950 | – |
Revvity Inc. | COM | 5M | 47K | PARADIGM FUNDS ADVISOR LLC |
Ribbon Communications Inc | COM | 31M | 9M | – |
Ribbon Communications Inc | COM | 4M | 1M | PARADIGM FUNDS ADVISOR LLC |
Semtech Corp | COM | 598K | 20K | – |
Sensient Technologies Corp | COM | 69K | 925 | – |
Sensient Technologies Corp | COM | 4M | 55K | PARADIGM FUNDS ADVISOR LLC |
SI-Bone, Inc. | COM | 14M | 1M | – |
SI-Bone, Inc. | COM | 4M | 280K | PARADIGM FUNDS ADVISOR LLC |
Skyworks Solutions, Inc. | COM | 1M | 12K | – |
Skyworks Solutions, Inc. | COM | 3M | 25K | PARADIGM FUNDS ADVISOR LLC |
Standard BioTools Inc. | COM | 440K | 248K | – |
Standard BioTools Inc. | COM | 534K | 302K | PARADIGM FUNDS ADVISOR LLC |
Summit Materials, Inc. Class a | COM | 25M | 684K | – |
Summit Materials, Inc. Class a | COM | 6M | 165K | PARADIGM FUNDS ADVISOR LLC |
Tactile Systems Technology | COM | 9M | 734K | – |
Tactile Systems Technology | COM | 5M | 450K | PARADIGM FUNDS ADVISOR LLC |
TD SYNNEX Corporation | COM | 8M | 67K | – |
TD SYNNEX Corporation | COM | 3M | 29K | PARADIGM FUNDS ADVISOR LLC |
TELA Bio, Inc. | COM | 4M | 956K | – |
TELA Bio, Inc. | COM | 1M | 300K | PARADIGM FUNDS ADVISOR LLC |
Teradyne Inc | COM | 2M | 15K | – |
Teradyne Inc | COM | 5M | 34K | PARADIGM FUNDS ADVISOR LLC |
TruBridge, Inc. | COM | 1M | 145K | – |
TruBridge, Inc. | COM | 2M | 180K | PARADIGM FUNDS ADVISOR LLC |
TTM Technologies, Inc. | COM | 845K | 44K | – |
Ultra Clean Holdings Inc | COM | 32M | 658K | – |
Veeco Instruments | COM | 82M | 2M | – |
Veeco Instruments | COM | 8M | 170K | PARADIGM FUNDS ADVISOR LLC |
Viemed Healthcare Inc. | COM | 3M | 400K | PARADIGM FUNDS ADVISOR LLC |
WESCO International, Inc. | COM | 5M | 30K | – |
Westrock Co | COM | 19M | 379K | – |
Xerox Corp | COM | 232K | 20K | – |
Ziff-Davis Inc | COM | 63K | 1K | – |
Ziff-Davis Inc | COM | 396K | 7K | PARADIGM FUNDS ADVISOR LLC |
Zumiez, Inc. | COM | 195K | 10K | PARADIGM FUNDS ADVISOR LLC |
Zurn Water Solutions Corp | COM | 3M | 102K | PARADIGM FUNDS ADVISOR LLC |