Hedge Fund Database

DAVID WENDELL ASSOCIATES, INC.

WENDELL DAVID ASSOCIATES INC Legal Name

Adviser information for DAVID WENDELL ASSOCIATES, INC. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New Hampshire, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 426 $1.1B
Non-Discretionary 61 $209.5M
Total 487 $1.3B

Clients

Type Number RAUM
Individuals 245 $92.7M
HNW Individuals 220 $962.8M
Banking or thrift institutions <5 $35.0M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $79.4M
Charitable organizations 16 $100.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $617,000
Other <5 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-47437
SEC ERA File Number 801-47437
SEC CIK Numbers 878228
SEC CRD Numbers 106664
Legal Entity Identifier None

Principal Office

1 NEW HAMPSHIRE AVENUE, SUITE 300
PORTSMOUTH
NH
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 603-427-0200, Fax: 603-433-3013

Websites

www.davidwendell.com

Chief Compliance Officer

KAREN WENDELL
CEO, TREASURER, PRESIDENT & CHIEF COMPLIANCE OFFICER
1 NEW HAMPSHIRE AVENUE, SUITE 300
PORTSMOUTH
NH
United States
Tel: 603-427-0200
Fax: 603-433-3013
(Full email address available in API data)

Regulatory Contact

ANNE F. FARRIS
SENIOR VICE PRESIDENT OPERATIONS
1 NEW HAMPSHIRE AVENUE, SUITE 300
PORTSMOUTH
NH
United States
Tel: 603-427-0200
Fax: 603-433-3013
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WENDELL, KAREN, "NMN" Individual – CEO, PRESIDENT, TREASURER & CHIEF COMPLIANCE OFFICER 07/2017 > 75%
MITCHELL, WILLIAM, HENRY LEDGER Individual – CHAIRMAN 07/2017 < 5%
BLEICKEN, NEIL, GERHARD Individual – SENIOR VICE PRESIDENT 07/2023 < 5%
FARRIS, ANNE, FLEMING Individual – SENIOR VICE PRESIDENT OPERATIONS AND SECRETARY 07/2023 < 5%
SMITH, REID, VAILE Individual – SENIOR VICE PRESIDENT 09/2023 < 5%

No. Employees, Historic

10502020202120222023202420256 on 3/3/20206 on 6/29/20206 on 11/3/20206 on 3/24/20216 on 3/24/20216 on 3/10/20226 on 7/18/20226 on 7/19/20226 on 3/9/20235 on 7/6/20235 on 9/21/20235 on 3/5/20245 on 3/5/2024

RAUM, Historic

2B1B0202020212022202320242025972580000 on 3/3/2020972580000 on 6/29/2020972580000 on 11/3/20201075611000 on 3/24/20211075611000 on 3/24/20211279596000 on 3/10/20221279596000 on 7/18/20221279596000 on 7/19/20221100371000 on 3/9/20231100371000 on 7/6/20231100371000 on 9/21/20231270956000 on 3/5/20241270956000 on 3/5/2024

No. Clients, Historic

5002500202020212022202320242025448 on 3/3/2020448 on 6/29/2020448 on 11/3/2020456 on 3/24/2021456 on 3/24/2021470 on 3/10/2022470 on 7/18/2022470 on 7/19/2022464 on 3/9/2023464 on 7/6/2023464 on 9/21/2023481 on 3/5/2024481 on 3/5/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M Company COMM 872 9K –
Abbott Labs COMM 23K 224K –
AbbVie COMM 18K 105K –
Accenture 'A' COMM 9K 29K –
Adobe COMM 244 440 –
Air Products & Chemicals COMM 4K 16K –
Alico COMM 463 18K –
Allstate COMM 319 2K –
Alphabet Class A COMM 20K 112K –
Alphabet Class C COMM 340 2K –
Altria COMM 294 6K –
Amazon.com COMM 8K 41K –
American Tower REIT COMM 8K 41K –
Ametek COMM 353 2K –
Amgen COMM 4K 11K –
Amphenol 'A' COMM 652 10K –
Analog Devices COMM 3K 15K –
Apple COMM 64K 302K –
AT&T COMM 426 22K –
Automatic Data Processing COMM 45K 189K –
Balchem COMM 3K 21K –
Bank of America COMM 811 20K –
Becton, Dickinson COMM 3K 14K –
Berkshire Hathaway 'A' COMM 612 1 –
Berkshire Hathaway 'B' COMM 6K 15K –
Bio-Techne COMM 330 5K –
Bristol-Myers Squibb COMM 819 20K –
Brite-Strike Tactical Illumina COMM 1 53K –
Broadcom COMM 215 134 –
Broadridge Financial Solutions COMM 21K 106K –
Brown-Forman 'B' COMM 6K 128K –
Carrier Global COMM 1K 18K –
Casey's General Stores COMM 2K 5K –
Caterpillar COMM 481 1K –
Chevron COMM 1K 8K –
Church & Dwight COMM 18K 176K –
CIGNA COMM 723 2K –
Cintas COMM 296 423 –
Cisco Systems COMM 3K 54K –
Coca-Cola COMM 11K 180K –
Colgate-Palmolive COMM 8K 82K –
ConocoPhillips COMM 501 4K –
Costco Wholesale COMM 15K 18K –
CSX COMM 591 18K –
Cummins COMM 316 1K –
CVS Health COMM 261 4K –
Danaher COMM 19K 76K –
Darden Restaurants COMM 378 3K –
Deere & Company COMM 3K 7K –
Disney, Walt COMM 863 9K –
Duke Energy COMM 515 5K –
DuPont de Nemours COMM 215 3K –
Eaton COMM 294 936 –
Ecolab COMM 18K 74K –
Edwards Lifesciences COMM 3K 31K –
Emerson Electric COMM 4K 36K –
EOG Resources COMM 586 5K –
Equifax COMM 294 1K –
Equinix REIT COMM 664 878 –
Estee Lauder COMM 723 7K –
Expeditors Int'l COMM 2K 16K –
ExxonMobil COMM 12K 102K –
FactSet Research Systems COMM 13K 31K –
Fastenal COMM 2K 39K –
Fiserv COMM 23K 155K –
Flowers Foods COMM 801 36K –
Fortive COMM 3K 45K –
Fortune Brands Home & Security COMM 672 10K –
Gallagher, Arthur J COMM 913 4K –
GE Aerospace COMM 395 2K –
General Dynamics COMM 214 737 –
General Mills COMM 321 5K –
Genuine Parts COMM 450 3K –
Gilead Sciences COMM 992 14K –
Grainger, W.W. COMM 4K 4K –
HEICO COMM 490 2K –
Henry Schein COMM 240 4K –
Hershey Company COMM 1K 6K –
Hewlett Packard Enterprise COMM 406 19K –
Home Depot COMM 10K 29K –
Honeywell Int'l COMM 3K 15K –
HP COMM 970 28K –
IBM COMM 1K 9K –
IDEXX Labs COMM 9K 19K –
Illinois Tool Works COMM 4K 18K –
Ingredion COMM 344 3K –
Intel COMM 651 21K –
Intuit COMM 26K 40K –
Intuitive Surgical COMM 3K 7K –
iShares S&P US Pfd ETF DEBT 3K 79K –
Jack Henry & Associates COMM 1K 8K –
Johnson & Johnson COMM 17K 114K –
JPMorgan Chase COMM 915 5K –
Kellanova COMM 813 14K –
Kimberly-Clark COMM 238 2K –
Kinder Morgan Delaware COMM 199 10K –
L3 Harris Technologies COMM 358 2K –
Lilly, Eli COMM 39K 43K –
Linde plc COMM 531 1K –
Lockheed Martin COMM 3K 6K –
Lowe's COMM 5K 23K –
Marathon Oil COMM 963 34K –
Marathon Petroleum COMM 13K 77K –
Mastercard COMM 54K 122K –
McCormick COMM 11K 157K –
McDonald's COMM 20K 77K –
Merck COMM 6K 51K –
Microchip Technology COMM 254 3K –
Microsoft COMM 62K 138K –
Mondelez Int'l COMM 474 7K –
NextEra Energy COMM 18K 247K –
NIKE 'B' COMM 14K 182K –
Norfolk Southern COMM 864 4K –
Northrop Grumman COMM 859 2K –
Novo Nordisk ADR COMM 11K 77K –
NVIDIA COMM 2K 15K –
Oracle COMM 623 4K –
O'Reilly Automotive COMM 5K 4K –
Otis Worldwide COMM 574 6K –
Palo Alto Networks COMM 629 2K –
Paychex COMM 4K 34K –
PepsiCo COMM 15K 94K –
Pfizer COMM 2K 58K –
Philip Morris Int'l COMM 1K 11K –
Pool COMM 371 1K –
PPG Industries COMM 2K 13K –
Procter & Gamble COMM 15K 93K –
Prudential Financial COMM 205 2K –
QUALCOMM COMM 9K 43K –
RBC Bearings COMM 362 1K –
Republic Services COMM 263 1K –
Roche Holding Ltd ADR COMM 440 13K –
Ross Stores COMM 946 7K –
RTX Corporation COMM 5K 46K –
Sherwin-Williams COMM 7K 24K –
Starbucks COMM 2K 25K –
Stryker COMM 41K 121K –
Sysco COMM 5K 68K –
T. Rowe Price COMM 247 2K –
Texas Instruments COMM 329 2K –
Thermo Fisher Scientific COMM 2K 4K –
TJX Companies COMM 44K 403K –
T-Mobile US COMM 318 2K –
Tractor Supply Company COMM 608 2K –
Trane Technologies plc COMM 203 616 –
Trimble COMM 521 9K –
Ulta Beauty COMM 1K 4K –
Union Pacific COMM 3K 14K –
UnitedHealth Group COMM 401 787 –
Veralto COMM 1K 14K –
Verizon Communications COMM 2K 43K –
Visa COMM 5K 20K –
Walgreens Boots Alliance COMM 311 26K –
Walmart COMM 6K 90K –
Waste Management COMM 299 1K –
Watsco COMM 15K 33K –
WEX COMM 211 1K –
Williams Sonoma COMM 540 2K –
Zoetis COMM 4K 20K –