BRIGHTHOUSE INVESTMENT ADVISERS, LLC
Adviser information for BRIGHTHOUSE INVESTMENT ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 73 | $136.2B |
| Non-Discretionary | 6,612 | $1.4B |
| Total | 6,685 | $137.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6,612 | $1.4B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 73 | $136.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers)ASSET ALLOCATION SERVICES FOLLOWING THE RECOMMENDATIONS OF AN INDEPENDENT THIRD-PARTY CONSULTANT. |
|---|---|
| Compensation | % of AUMFOR SERVICES DESCRIBED IN ITEM 5 (G)(12), THERE IS NO FEE. |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
11225 NORTH COMMUNITY HOUSE RDCHARLOTTE
NC
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 980-949-4301, Fax: None
Chief Compliance Officer
KATIE E HELLMANN
SENIOR VICE PRESIDENT, BRIGHTHOUSE INVESTMENT ADVISERS, LLC
BRIGHTHOUSE FINANCIAL, INC.
11225 NORTH COMMUNITY HOUSE ROAD
CHARLOTTE
NC
United States
Tel:
980-949-4614
K*************@***********************M
(Full email address available in API data)
Regulatory Contact
THOMAS H. WATTERSON
EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY AND MEMBER OF THE BOARD OF MANAGERS
11225 NORTH COMMUNITY HOUSE ROAD
CHARLOTTE
NC
United States
Tel:
980-949-4641
T***************@***********************M
(Full email address available in API data)
Industry Affiliates
| BRIGHTHOUSE FINANCIAL, INC. | Insurance company or agency |
| BRIGHTHOUSE HOLDINGS, LLC | Insurance company or agency |
| BRIGHTHOUSE LIFE INSURANCE COMPANY | Insurance company or agency |
| BRIGHTHOUSE LIFE INSURANCE COMPANY OF NEW YORK | Insurance company or agency |
| BRIGHTHOUSE SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BRIGHTHOUSE SERVICES, LLC | Insurance company or agency |
| NEW ENGLAND LIFE INSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SLAVIN, KRISTI, NMN | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIR OF THE BOARD OF MANAGERS | 05/2016 | < 5% |
| SANTRY, TERRENCE, TIMOTHY | Individual | – | SENIOR VICE PRESIDENT AND TREASURER | 08/2017 | < 5% |
| Otis, Alan, Ronald | Individual | – | EXECUTIVE VICE PRESIDENT AND MEMBER OF THE BOARD OF MANAGERS | 03/2021 | < 5% |
| BRIGHTHOUSE HOLDINGS, LLC | Domestic Entity | – | MEMBER OF THE BOARD OF MANAGERS | 08/2017 | > 75% |
| BRIGHTHOUSE FINANCIAL, INC. | Domestic Entity | BRIGHTHOUSE HOLDINGS, LLC | PARENT OF BRIGHTHOUSE HOLDINGS, LLC | 08/2017 | > 75% |
| KOSKA, ANNA, NMN | Individual | – | VICE PRESIDENT AND MEMBER OF THE BOARD OF MANAGERS | 06/2022 | < 5% |
| HELLMANN, KATIE, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | 03/2023 | < 5% |
| WATTERSON, THOMAS, HILARY | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY AND MEMBER OF THE BOARD OF MANAGERS | 12/2023 | < 5% |