MULLANEY KEATING & WRIGHT INC
Adviser information for MULLANEY KEATING & WRIGHT INC last updated from Form ADV on September 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 469 | $258.9M |
| Non-Discretionary | 11 | $39.6M |
| Total | 480 | $298.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 111 | $55.5M |
| HNW Individuals | 77 | $205.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | <5 | $32.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $669,336 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-47490 |
|---|---|
| SEC ERA File Number | 801-47490 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110743 |
| Legal Entity Identifier | None |
Principal Office
29 SOUTH MAIN STREETSUITE 212
WEST HARTFORD
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 860-521-9900, Fax: 860-521-9905
Websites
Chief Compliance Officer
FRANCIS C. CARPENTIER
PRINCIPAL
29 SOUTH MAIN STREET
SUITE 212
WEST HARTFORD
CT
United States
Tel:
860-521-9900
Fax:
866-594-1245
F**********@*********M
(Full email address available in API data)
Regulatory Contact
THOMAS F. MULLANEY, JR.
PRESIDENT
29 SOUTH MAIN STREET
SUITE 212
WEST HARTFORD
CT
United States
Tel:
860-521-9900
Fax:
860-521-9905
T********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LYNCH, ANTHONY, VINCENT | Individual | – | PRINCIPAL | 07/1998 | 25-50% |
| MULLANEY, THOMAS, FRANCIS | Individual | – | PRESIDENT, DIRECTOR | 01/1994 | 50-75% |
| CARPENTIER, FRANCIS, C. | Individual | – | PRINCIPAL & CHIEF COMPLIANCE OFFICER | 11/2003 | 25-50% |