NICHOLS & PRATT ADVISERS LLP
Adviser information for NICHOLS & PRATT ADVISERS LLP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 546 | $1.9B |
| Non-Discretionary | 95 | $255.0M |
| Total | 641 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $24.2M |
| HNW Individuals | 73 | $1.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $236.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesA PERCENTAGE OF INCOME COLLECTED |
Identifiers
| SEC RIA File Number | 801-47618 |
|---|---|
| SEC ERA File Number | 801-47618 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107113 |
| Legal Entity Identifier | None |
Principal Office
50 CONGRESS STREET, SUITE 832BOSTON
MA
United States
Monday - Friday, 9-5
Tel: 617-523-6800, Fax: 617-523-8949
Websites
Chief Compliance Officer
KIMBERLY H. LATIFI
PARTNER
50 CONGRESS STREET, SUITE 832
BOSTON
MA
United States
Tel:
617-523-6800
Fax:
617-523-8949
K*******@****************M
(Full email address available in API data)
Regulatory Contact
THOMAS E. BATOR
PARTNER
50 CONGRESS STREET, SUITE 832
BOSTON
MA
United States
Tel:
617-523-6800
Fax:
617-523-8949
T******@****************M
(Full email address available in API data)
Industry Affiliates
| PRATT, BATOR & POPOV, LLP | Lawyer or law firm |
| PRATT, BATOR & POPOV, LLP | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HERBERT, JOHN, KINGSTON | Individual | – | PARTNER | 01/2001 | 10-25% |
| NICHOLS, RICHARD, KILLIAN | Individual | – | PARTNER | 01/1997 | 10-25% |
| BATOR, THOMAS, EWING | Individual | – | PARTNER | 01/1997 | 10-25% |
| POPOV, PATRICIA, DEBENEDICTIS | Individual | – | PARTNER | 01/2002 | 10-25% |
| LATIFI, KIMBERLY, HAZARD | Individual | – | CHIEF COMPLIANCE OFFICER/PARTNER | 01/2003 | 10-25% |
| MELILLO, CRAIG, LONERGAN | Individual | – | PARTNER | 01/2022 | 10-25% |