KEENE & DORCHAK

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	317	$173.4M
Non-Discretionary	0	$0
Total	317	$173.4M

Clients

Type	Number	RAUM
Individuals	112	$35.8M
HNW Individuals	38	$124.1M
Banking or thrift institutions	<5	$2.3M
Investment companies	0	$0
Business development companies	2	$883,378
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$10.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-47662
SEC ERA File Number	801-47662
SEC CIK Numbers	1907874
SEC CRD Numbers	107961
Legal Entity Identifier	None

Principal Office

1701 RIVER RUN
SUITE 1012
FORT WORTH
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic