Hedge Fund Database

TOEWS CORPORATION

Adviser information for TOEWS CORPORATION last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 13
Registered State Investment Advisers 17
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 179 $998.9M
Non-Discretionary 0 $0
Total 179 $998.9M

Clients

Type Number RAUM
Individuals 157 $17.8M
HNW Individuals 10 $5.2M
Banking or thrift institutions 0 $0
Investment companies 8 $975.5M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $455,262
Other 0 $0
Type Number
No. of Non-RAUM Clients 14
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisorBEHAVIORAL INVESTING INSTITUTE (BII)

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 4.2M
Both for Same 0
Portfolio Manager to Program Sponsor
GUIDED PORTFOLIO SOLUTIONS MONEY CONCEPTS ADVISORY SERVICE

Identifiers

SEC RIA File Number 801-47765
SEC ERA File Number 801-47765
SEC CIK Numbers 932000
SEC CRD Numbers 106304
Legal Entity Identifier None

Principal Office

1750 ZION ROAD
SUITE 201
NORTHFIELD
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 877-863-9726, Fax: 800-511-8490

Websites

www.twitter.com/toewscorp www.toewscorp.com toewsetfs.com www.linkedin.com/company/behavioralinvestinginstitute www.linkedin.com/company/toews-corporation/ biicoaching.com www.linkedin.com/company/toews-agility-shares/ www.instagram.com/toewsam/ www.youtube.com/@toewsam www.tiktok.com/@toewsam www.reddit.com/user/toewsam

Chief Compliance Officer

YU JIN KIM
1750 ZION ROAD
SUITE 201
NORTHFIELD
NJ
United States
Tel: 800-258-5650
(Full email address available in API data)

Regulatory Contact

JASON GRAFFIUS
CHIEF FINANCIAL AND OPERATING OFFICER
1750 ZION ROAD
SUITE 201
NORTHFIELD
NJ
United States
Tel: 888-606-6446
Fax: 800-511-8490
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TOEWS, PHILLIP, RAY Individual – CEO, SOLE SHAREHOLDER AND SOLE DIRECTOR 10/1994 > 75%
GRAFFIUS, JASON, ANDREW Individual – CHIEF OPERATING AND FINANCIAL OFFICER 06/2021 < 5%
BURR, EBEN, TIMOTHY Individual – PRESIDENT 01/2019 < 5%
Kim, Yu Jin Individual – CHIEF COMPLIANCE OFFICER 02/2022 < 5%

No. Employees, Historic

30150201920202021202220232024202518 on 4/10/201918 on 12/18/201918 on 12/18/201918 on 1/15/202018 on 3/30/202018 on 6/19/202018 on 7/1/202018 on 12/17/202021 on 3/30/202121 on 6/29/202121 on 7/28/202121 on 3/28/202221 on 6/7/202221 on 9/26/202221 on 9/26/202222 on 3/23/202322 on 5/2/202322 on 8/28/202324 on 3/25/2024

RAUM, Historic

3B2B020192020202120222023202420251516824655 on 4/10/20191516824655 on 12/18/20191516824655 on 12/18/20191516824655 on 1/15/20201668788473 on 3/30/20201668788473 on 6/19/20201668788473 on 7/1/20201668788473 on 12/17/20202187469621 on 3/30/20212187469621 on 6/29/20212187469621 on 7/28/20211257119962 on 3/28/20221257119962 on 6/7/20221257119962 on 9/26/20221257119962 on 9/26/20221143381908 on 3/23/20231143381908 on 5/2/20231143381908 on 8/28/2023998895518 on 3/25/2024

No. Clients, Historic

40020002019202020212022202320242025381 on 4/10/2019381 on 12/18/2019381 on 12/18/2019381 on 1/15/2020328 on 3/30/2020328 on 6/19/2020328 on 7/1/2020328 on 12/17/2020313 on 3/30/2021313 on 6/29/2021313 on 7/28/2021278 on 3/28/2022278 on 6/7/2022278 on 9/26/2022278 on 9/26/2022246 on 3/23/2023246 on 5/2/2023246 on 8/28/2023179 on 3/25/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BLACKROCK ETF TRUST II AAA CLO ETF 2M 39K –
DBX ETF TR XTRACK USD HIGH 7M 197K –
ISHARES TR BROAD USD HIGH 155M 4M –
ISHARES TR FLTG RATE NT ETF 6M 117K –
ISHARES TR FALN ANGLS USD 7M 265K –
ISHARES TR CORE S&P500 ETF 16M 30K –
ISHARES TR CORE US AGGBD ET 5M 51K –
ISHARES TR IBOXX HI YD ETF 80M 1M –
JANUS DETROIT STR TR HENDRSON AAA CL 2M 39K –
NORTHERN LIGHTS FD TR TOEWS AGILTY SHS 612K 19K –
SPDR SER TR PORTFLI HIGH YLD 53M 2M –
SPDR SER TR BLOOMBERG HIGH Y 105M 1M –
VANGUARD BD INDEX FDS TOTAL BND MRKT 5M 69K –
VANGUARD INDEX FDS S&P 500 ETF SHS 112M 225K –
VANGUARD INDEX FDS VALUE ETF 383K 2K –
VANGUARD INDEX FDS GROWTH ETF 397K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 49M 982K –