WOODSTOCK CORPORATION
Adviser information for WOODSTOCK CORPORATION last updated from Form ADV on June 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 547 | $921.7M |
| Non-Discretionary | 0 | $0 |
| Total | 547 | $921.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 109 | $52.4M |
| HNW Individuals | 120 | $817.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $13.1M |
| Charitable organizations | 8 | $24.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $14.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
101 ARCH STREETSUITE 1000
BOSTON
MA
United States
Monday - Friday, 8:45 A.M TO 4:45 P.M.
Tel: 617-227-0600, Fax: 617-523-0229
Chief Compliance Officer
WILLIAM H. DARLING
CHAIRMAN, CEO
101 ARCH STREET
SUITE 1000
BOSTON
MA
United States
Tel:
617-227-0600
Fax:
617-523-0229
W*******@****************M
(Full email address available in API data)
Regulatory Contact
DAVID LEVESQUE
SR. VP, ADMINISTRATION
101 ARCH STREET
SUITE 1000
BOSTON
MA
United States
Tel:
617-227-0600
Fax:
617-523-0229
D********@****************M
(Full email address available in API data)
Industry Affiliates
| AGAWAM TRUST AND MANAGEMENT, LLC | Trust company |
| WILLIAM H. DARLING, CPA | Accountant or accounting firm |
| WOODSTOCK SERVICES COMPANY, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DARLING, WILLIAM, HENRY | Individual | – | CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER | 03/2003 | < 5% |
| PHIPPEN, HENRY, PAINE | Individual | – | SECRETARY | 06/1987 | < 5% |
| BENJAMIN, EDWARD, ALAN | Individual | – | DIRECTOR | 10/2003 | < 5% |
| DAVIES, ADRIAN, GREGORY | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER | 03/2020 | < 5% |
| SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC | Domestic Entity | – | STOCKHOLDER | 12/2016 | > 75% |
| DARLING, WILLIAM, HENRY | Individual | THE RUTH LACROIX DARLING 1992 APPOINTIVE PROPERTY TRUST | TRUSTEE | 01/1992 | |
| PHIPPEN, HENRY, PAINE | Individual | THE RUTH LACROIX DARLING 1992 APPOINTIVE PROPERTY TRUST | TRUSTEE | 01/1992 | |
| DARLING, THOMAS, WARD | Individual | THE RUTHLACROIX DARLING APPOINTIVE PROPERTY TRUST | TRUSTEE | 10/2001 | |
| PHIPPEN, HENRY, PAINE | Individual | THE SUSANNE LACROIX PHIPPEN 1985 APPOINTIVE PROPERTY TRUST | TRUSTEE | 05/1985 | |
| DARLING, WILLIAM, HENRY | Individual | THE SUSANNE LACROIX PHIPPEN 1985 APPOINTIVE PROPERTY TRUST | TRUSTEE | 10/2003 | |
| DARLING, WILLIAM, HENRY | Individual | SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC | ELECTED MANAGER | 12/2016 | |
| PHIPPEN, WILLIAM, LACROIX | Individual | THE SUZANNE LACROIX PHIPPEN 1985 APPOINTIVE PROPERTY TRUST | TRUSTEE | 06/2010 | |
| THE RUTH LACROIX DARLING 1992 APPOINTIVE PROPERTY TRUST | Domestic Entity | SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC | MEMBER | 12/2016 | 25-50% |
| THE SUSANNE LACROIX PHIPPEN 1985 APPOINTIVE PROPERTY TRUST | Domestic Entity | SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC | MEMBER | 12/2016 | 25-50% |
| PHIPPEN, HENRY, PAINE | Individual | SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC | ELECTED MANAGER | 12/2016 | |
| SIMPSON, PAUL, DUNLEIGH | Individual | SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC | ELECTED MANAGER | 12/2016 | |
| SIMPSON, PAUL, DUNLEIGH | Individual | – | VICE CHAIRMAN | 04/2013 | < 5% |
| LEVESQUE, DAVID, MARTIN | Individual | – | SVP, ADMINISTRATION, TREASURER | 06/2021 | < 5% |
| LEICH, CHRISTOPHER, M | Individual | – | DIRECTOR | 03/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co | COMMON STOCK | 5M | 46K | – |
| Abbott Laboratories | COMMON STOCK | 14M | 131K | – |
| Abbvie Inc | COMMON STOCK | 16M | 96K | – |
| Adobe Inc | COMMON STOCK | 517K | 931 | – |
| Aflac Inc | COMMON STOCK | 286K | 3K | – |
| Air Prods & Chems Inc | COMMON STOCK | 9M | 37K | – |
| Akamai Technologies Inc | COMMON STOCK | 927K | 10K | – |
| Aldeyra Therapeutics Inc | COMMON STOCK | 598K | 181K | – |
| Alibaba Group Holding Ltd SP A | COMMON STOCK | 274K | 4K | – |
| Alphabet Inc Class A | COMMON STOCK | 21M | 115K | – |
| Alphabet Inc Class C | COMMON STOCK | 30M | 165K | – |
| Amazon.com Inc | COMMON STOCK | 5M | 26K | – |
| American Express Co | COMMON STOCK | 1M | 6K | – |
| American Water Works Co Inc | COMMON STOCK | 378K | 3K | – |
| Amgen Inc | COMMON STOCK | 5M | 15K | – |
| Analog Devices Inc | COMMON STOCK | 5M | 22K | – |
| Apa Corporation | COMMON STOCK | 8M | 256K | – |
| Apple Inc | COMMON STOCK | 38M | 180K | – |
| Applied Materials Inc | COMMON STOCK | 7M | 28K | – |
| AT&T Inc | COMMON STOCK | 265K | 14K | – |
| Automatic Data Processing Inc | COMMON STOCK | 14M | 59K | – |
| Autozone Inc | COMMON STOCK | 486K | 164 | – |
| Bank America Corp | COMMON STOCK | 6M | 158K | – |
| Bank New York Mellon Corp | COMMON STOCK | 2M | 30K | – |
| Berkshire Hathaway Inc CL B | COMMON STOCK | 8M | 19K | – |
| Boeing Co | COMMON STOCK | 218K | 1K | – |
| BP PLC SP ADR | COMMON STOCK | 299K | 8K | – |
| Bristol-Myers Squibb Co | COMMON STOCK | 2M | 60K | – |
| Carrier Global Corporation | COMMON STOCK | 2M | 24K | – |
| Caterpillar Inc | COMMON STOCK | 793K | 2K | – |
| Chevron Corp | COMMON STOCK | 8M | 49K | – |
| Chubb Limited | COMMON STOCK | 7M | 28K | – |
| Cisco Systems Inc | COMMON STOCK | 9M | 181K | – |
| Coca-Cola Co | COMMON STOCK | 3M | 49K | – |
| Cognizant Technology Solutions | COMMON STOCK | 259K | 4K | – |
| Colgate Palmolive Co | COMMON STOCK | 2M | 21K | – |
| Comcast Corp CL A | COMMON STOCK | 6M | 155K | – |
| Comstock Resources Inc | COMMON STOCK | 104K | 10K | – |
| Confluent Inc Class A Com | COMMON STOCK | 471K | 16K | – |
| Costco Wholesale Corp | COMMON STOCK | 19M | 22K | – |
| CVS Health Corp | COMMON STOCK | 4M | 62K | – |
| Danaher Corp | COMMON STOCK | 538K | 2K | – |
| DexCom Inc | COMMON STOCK | 4M | 34K | – |
| Disney Walt Co | COMMON STOCK | 8M | 85K | – |
| Dominion Energy Inc | COMMON STOCK | 890K | 18K | – |
| Ecolab Inc | COMMON STOCK | 12M | 51K | – |
| Electronic Arts Inc | COMMON STOCK | 743K | 5K | – |
| Elevance Health Inc Com | COMMON STOCK | 247K | 456 | – |
| Elme Communities Sh Ben Int | COMMON STOCK | 328K | 21K | – |
| Emerson Electric Co | COMMON STOCK | 10M | 92K | – |
| Enbridge Inc | COMMON STOCK | 2M | 59K | – |
| EQT Corp Com | COMMON STOCK | 333K | 9K | – |
| Exxon Mobil Corp | COMMON STOCK | 13M | 113K | – |
| Eyepoint Pharmaceuticals Inc N | COMMON STOCK | 482K | 55K | – |
| Fedex Corp | COMMON STOCK | 8M | 25K | – |
| Fiserv Inc | COMMON STOCK | 10M | 70K | – |
| Flowserve Corp | COMMON STOCK | 4M | 90K | – |
| Fortinet Inc | COMMON STOCK | 18M | 305K | – |
| Freeport-Mcmoran Inc CL B | COMMON STOCK | 496K | 10K | – |
| GE Healthcare Technologies Inc | COMMON STOCK | 414K | 5K | – |
| GE Vernova Inc | COMMON STOCK | 717K | 4K | – |
| Generac Holdings Inc | COMMON STOCK | 3M | 22K | – |
| General Dynamics Corp | COMMON STOCK | 2M | 7K | – |
| General Electric Co New | COMMON STOCK | 3M | 17K | – |
| Hershey Co | COMMON STOCK | 674K | 4K | – |
| Home Depot Inc | COMMON STOCK | 20M | 59K | – |
| Honeywell Intl Inc | COMMON STOCK | 365K | 2K | – |
| Idexx Laboratories Inc | COMMON STOCK | 13M | 27K | – |
| Illinois Tool Works Inc | COMMON STOCK | 11M | 44K | – |
| Insperity Inc | COMMON STOCK | 755K | 8K | – |
| Intellia Therapeutics Inc | COMMON STOCK | 282K | 13K | – |
| Intl Business Machines | COMMON STOCK | 227K | 1K | – |
| Intuit | COMMON STOCK | 544K | 828 | – |
| Intuitive Surgical Inc | COMMON STOCK | 41M | 93K | – |
| Iron Mountain Inc | COMMON STOCK | 6M | 72K | – |
| Jason Industries Inc | COMMON STOCK | 192 | 11K | – |
| Johnson & Johnson | COMMON STOCK | 13M | 91K | – |
| JPMorgan Chase & Co | COMMON STOCK | 14M | 71K | – |
| Kimberly Clark Corp | COMMON STOCK | 2M | 14K | – |
| Ligand Pharmaceuticals Inc | COMMON STOCK | 2M | 29K | – |
| Lilly Eli & Co | COMMON STOCK | 7M | 8K | – |
| Lincoln Natl Corp Ind | COMMON STOCK | 2M | 70K | – |
| Linde PLC | COMMON STOCK | 348K | 793 | – |
| Lowes Cos Inc | COMMON STOCK | 3M | 14K | – |
| Marathon Petroleum Corp | COMMON STOCK | 826K | 5K | – |
| Marvell Technology Group Ltd | COMMON STOCK | 848K | 12K | – |
| Mastercard Inc | COMMON STOCK | 324K | 734 | – |
| McCormick & Co Inc | COMMON STOCK | 426K | 6K | – |
| McDonalds Corp | COMMON STOCK | 4M | 15K | – |
| Medtronic PLC | COMMON STOCK | 10M | 131K | – |
| Merck & Co Inc | COMMON STOCK | 16M | 127K | – |
| Microsoft Corp | COMMON STOCK | 74M | 165K | – |
| Neurocrine Biosciences Inc | COMMON STOCK | 1M | 8K | – |
| Nextera Energy Inc | COMMON STOCK | 9M | 132K | – |
| Nine Dragons Papers Holdings L | COMMON STOCK | 4K | 10K | – |
| Novartis AG SP ADR | COMMON STOCK | 349K | 3K | – |
| Nv5 Global Inc | COMMON STOCK | 3M | 30K | – |
| NVIDIA Corp | COMMON STOCK | 91M | 737K | – |
| O'Reilly Automotive Inc | COMMON STOCK | 43M | 41K | – |
| Occidental Petroleum Corp | COMMON STOCK | 263K | 4K | – |
| Omniab Inc | COMMON STOCK | 3M | 751K | – |
| Oracle Corp | COMMON STOCK | 17M | 118K | – |
| Otis Worldwide Corp | COMMON STOCK | 1M | 13K | – |
| Paychex Inc | COMMON STOCK | 448K | 4K | – |
| Pepsico Inc | COMMON STOCK | 14M | 88K | – |
| Pfizer Inc | COMMON STOCK | 3M | 117K | – |
| PNC Financial Services Group I | COMMON STOCK | 3M | 17K | – |
| Price T Rowe Group Inc | COMMON STOCK | 214K | 2K | – |
| Procter & Gamble Co | COMMON STOCK | 13M | 80K | – |
| Qualcomm Inc | COMMON STOCK | 11M | 54K | – |
| Regeneron Pharmaceuticals | COMMON STOCK | 5M | 5K | – |
| ResMed Inc | COMMON STOCK | 269K | 1K | – |
| Roper Technologies Inc | COMMON STOCK | 7M | 12K | – |
| Rtx Corporation Com | COMMON STOCK | 15M | 153K | – |
| S&P Global Inc | COMMON STOCK | 777K | 2K | – |
| Schlumberger Ltd | COMMON STOCK | 923K | 20K | – |
| Shell PLC Spon ADS | COMMON STOCK | 10M | 139K | – |
| Sherwin Williams Co | COMMON STOCK | 2M | 6K | – |
| Shopify Inc Cl A | COMMON STOCK | 779K | 12K | – |
| Southern Co | COMMON STOCK | 3M | 38K | – |
| Southwestern Energy Co | COMMON STOCK | 4M | 587K | – |
| State Street Corp | COMMON STOCK | 7M | 90K | – |
| Stryker Corp | COMMON STOCK | 5M | 16K | – |
| Sun Life Financial Inc Com | COMMON STOCK | 473K | 10K | – |
| Superior Drilling Prods Inc | COMMON STOCK | 101K | 78K | – |
| Sysco Corp | COMMON STOCK | 5M | 77K | – |
| TE Connectivity Ltd Reg | COMMON STOCK | 254K | 2K | – |
| Tesla Motors Inc | COMMON STOCK | 583K | 3K | – |
| Texas Instruments Inc | COMMON STOCK | 219K | 1K | – |
| Thermo Fisher Scientific Inc | COMMON STOCK | 8M | 15K | – |
| Tidewater Inc Com | COMMON STOCK | 476K | 5K | – |
| TJX Cos Inc | COMMON STOCK | 249K | 2K | – |
| Tractor Supply Co | COMMON STOCK | 8M | 31K | – |
| Uber Technologies Inc | COMMON STOCK | 939K | 13K | – |
| Ultragenyx Pharmaceutical Inc | COMMON STOCK | 570K | 14K | – |
| Union Pacific Corp | COMMON STOCK | 401K | 2K | – |
| United Parcel Service Inc CL B | COMMON STOCK | 5M | 37K | – |
| Unitedhealth Group Inc | COMMON STOCK | 306K | 600 | – |
| Valero Energy Corp | COMMON STOCK | 235K | 2K | – |
| Varonis Systems Inc | COMMON STOCK | 1M | 26K | – |
| Verizon Communications Inc | COMMON STOCK | 2M | 53K | – |
| Vertex Pharmaceuticals Inc | COMMON STOCK | 2M | 4K | – |
| Visa Inc CL A | COMMON STOCK | 10M | 36K | – |
| Wal-Mart Stores Inc | COMMON STOCK | 9M | 136K | – |
| Watsco Inc | COMMON STOCK | 313K | 675 | – |
| Wells Fargo & Co | COMMON STOCK | 239K | 4K | – |
| Bicycle Therapeutics PLC Sp AD | COMMON STOCK | 506K | 25K | – |
| Akita Drilling Ltd Cl A Non-Vt | COMMON STOCK | 23K | 23K | – |
| iShares Core High Dv ETF | OTHER | 2M | 16K | – |
| iShares Russell 2000 ETF | OTHER | 5M | 22K | – |
| iShares Russell Mid-Cap ETF | OTHER | 14M | 175K | – |
| iShares S&P Small Cap 600 ETF | OTHER | 2M | 15K | – |
| iShares TR MSCI Eafe Etf | OTHER | 2M | 30K | – |
| Select Sector SPDR Tr Technology | OTHER | 566K | 3K | – |
| SPDR S&P 500 ETF Tr Tr Unit | OTHER | 4M | 7K | – |
| SPDR S&P Midcap 400 ETF TR | OTHER | 3M | 5K | – |
| Vanguard FTSE Developed Mkt ETF | OTHER | 881K | 18K | – |
| Vanguard FTSE Emerging Mkt ETF | OTHER | 8M | 172K | – |
| Vanguard Index Fds Total Stk M | OTHER | 246K | 920 | – |
| BNY Mellon Family Of Funds Int | OTHER | 206K | 8K | – |
| Fidelity Tr 500 Index Ins Prem | OTHER | 849K | 4K | – |
| Growth Fund America Inc CL F-1 | OTHER | 402K | 5K | – |
| Vanguard Total Stock Index Adm | OTHER | 241K | 2K | – |
| American Tower Corp | OTHER | 477K | 2K | – |
| Energy Transfer LP Com UT Ltd | OTHER | 203K | 13K | – |