Hedge Fund Database

WEST CHESTER CAPITAL ADVISORS INC

Adviser information for WEST CHESTER CAPITAL ADVISORS INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,276 $1.1B
Non-Discretionary 0 $0
Total 1,276 $1.1B

Clients

Type Number RAUM
Individuals 46 $22.9M
HNW Individuals 18 $59.1M
Banking or thrift institutions <5 $1.0B
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $9.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $22.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation % of AUM

Identifiers

SEC RIA File Number 801-47835
SEC ERA File Number 801-47835
SEC CIK Numbers 1102062
SEC CRD Numbers 105846
Legal Entity Identifier None

Principal Office

216 FRANKLIN STREET
JOHNSTOWN
PA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 814-533-5338, Fax: 814-533-5128

Websites

www.wccadvisors.com www.ameriserv.com/investments

Chief Compliance Officer

CARA CAWOOD
FOSTER PLAZA 6
681 ANDERSEN DRIVE, SUITE 400
PITTSBURGH
PA
United States
Tel: 724-935-0171
(Full email address available in API data)

Regulatory Contact

FRANK LAPINSKY
PRESIDENT & CEO
216 FRANKLIN STREET
JOHNSTOWN
PA
United States
Tel: 814-533-5392
(Full email address available in API data)

Industry Affiliates

AMERISERV FINANCIAL BANK Banking or thrift institution
AMERISERV FINANCIAL, INC. Banking or thrift institution
AMERISERV TRUST AND FINANCIAL SERVICES COMPANY Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AMERISERV FINANCIAL BANK Domestic Entity – OWNER 03/2007 > 75%
ADAMS, JEROME, MICHAEL Individual – DIRECTOR (BOARD MEMBER) 03/2007 < 5%
STOPKO, JEFFREY, ALBERT Individual – DIRECTOR (BOARD MEMBER) 01/2015 < 5%
AMERISERV FINANCIAL, INC. Domestic Entity AMERISERV FINANCIAL BANK OWNER 05/2001 > 75%
KOHLEY, JAMES, DANIEL Individual – DIRECTOR (BOARD MEMBER) 02/2021 < 5%
Lynch, Michael, Daniel Individual – EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER & CHIEF RISK OFFICER OF AMERISERV FINANCIAL, INC. 01/2015 < 5%
CAWOOD, CARA, MARIE Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%
LAPINSKY, FRANK, JOSEPH Individual – PRESIDENT & CEO OF WCCA 10/2023 < 5%
BLOOMINGDALE, RICHARD, W Individual – DIRECTOR (BOARD MEMBER) 05/2023 < 5%

No. Employees, Historic

10502020202120222023202420255 on 3/24/20205 on 6/26/20205 on 9/9/20205 on 10/7/20205 on 10/22/20205 on 3/31/20215 on 9/9/20214 on 3/29/20224 on 6/23/20224 on 1/30/20234 on 2/27/20235 on 3/31/20235 on 5/30/20235 on 7/25/20235 on 8/25/20235 on 10/2/20234 on 3/28/2024

RAUM, Historic

2B1B0202020212022202320242025960091337 on 3/24/2020960091337 on 6/26/2020960091337 on 9/9/2020960091337 on 10/7/2020960091337 on 10/22/20201110658276 on 3/31/20211110658276 on 9/9/20211259530682 on 3/29/20221259530682 on 6/23/20221259530682 on 1/30/20231259530682 on 2/27/2023918335859 on 3/31/2023918335859 on 5/30/20231086672584 on 7/25/20231086672584 on 8/25/20231086672584 on 10/2/20231115288536 on 3/28/2024

No. Clients, Historic

8040020202021202220232024202542 on 3/24/202042 on 6/26/202042 on 9/9/202042 on 10/7/202042 on 10/22/202050 on 3/31/202150 on 9/9/202171 on 3/29/202271 on 6/23/202271 on 1/30/202371 on 2/27/202363 on 3/31/202363 on 5/30/202377 on 7/25/202377 on 8/25/202377 on 10/2/202377 on 3/28/2024

Holdings

From latest 13F, filed November 9th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ALTRIA GROUP INC COM 456K 11K –
AMERISERV FINL INC COM 2M 718K –
APPLE INC COM 2M 11K –
APPLE INC COM 296K 2K –
BP PLC SPONSORED ADR 1M 26K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BLACKROCK MUNIYIELD FD INC COM 205K 22K –
BRISTOL-MYERS SQUIBB CO COM 350K 6K –
CISCO SYS INC COM 499K 9K –
COSTCO WHSL CORP NEW COM 579K 1K –
DANAHER CORPORATION COM 660K 3K –
DUKE ENERGY CORP NEW COM NEW 371K 4K –
EXELON CORP COM 466K 12K –
EXXON MOBIL CORP COM 289K 2K –
F N B CORP COM 265K 25K –
FEDEX CORP COM 244K 922 –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 12K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 201K 5K –
ISHARES TR CORE S&P500 ETF 384K 895 –
ISHARES TR CORE S&P500 ETF 316K 737 –
ISHARES TR 7-10 YR TRSY BD 335K 4K –
ISHARES TR ISHS 1-5YR INVS 1M 21K –
ISHARES TR 3 7 YR TREAS BD 859K 8K –
ELI LILLY & CO COM 2M 3K –
LIVE OAK BANCSHARES INC COM 3M 112K –
MCDONALDS CORP COM 600K 2K –
MICROSOFT CORP COM 527K 2K –
NUCOR CORP COM 429K 3K –
NUVEEN QUALITY MUNCP INCOME COM 157K 16K –
NUVEEN PENNSYLVANIA QLT MUN COM 338K 33K –
PEPSICO INC COM 602K 4K –
PROSHARES TR PSHS ULT S&P 500 474K 9K –
PROSHARES TR PSHS ULTRA QQQ 495K 8K –
PRUDENTIAL FINL INC COM 229K 2K –
SPDR S&P 500 ETF TR TR UNIT 579K 1K –
SPDR S&P 500 ETF TR TR UNIT 357K 836 –
SELECT SECTOR SPDR TR INDL 324K 3K –
SELECT SECTOR SPDR TR SBI INT-UTILS 2M 29K –
UNITED STS NAT GAS FD LP UNIT PAR 273K 40K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 325K 2K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 815K 14K –
VANGUARD INDEX FDS S&P 500 ETF SHS 22M 55K –
VANGUARD INDEX FDS S&P 500 ETF SHS 365K 929 –
VANGUARD INDEX FDS VALUE ETF 213K 2K –
VISA INC COM CL A 486K 2K –
VISA INC COM CL A 304K 1K –
WALMART INC COM 229K 1K –
WISDOMTREE TR FLOATNG RAT TREA 2M 36K –