INVESCO HONG KONG LIMITED
Adviser information for INVESCO HONG KONG LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 218 |
|---|---|
| Investment Advisory/Research | 83 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 88 | $25.0B |
| Non-Discretionary | 7 | $933.6M |
| Total | 95 | $26.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 3 | $2.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $5.8B |
| Pension and profit sharing plans | 57 | $13.9B |
| Charitable organizations | <5 | $100.8M |
| State or municipal gov entities | 5 | $1.6B |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $870.5M |
| Sovereign wealth funds and foreign official institutions | <5 | $167.4M |
| Corporations or other businesses | 9 | $596.7M |
| Other | <5 | $61.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
45TH JARDINE HOUSE1 CONNAUGHT PLACE, CENTRAL HONG KONG
HONG KONG
China
Monday - Friday, 9:00 A.M.- 6:00 P.M.
Tel: 852 3128 6000, Fax: 852 3128 6001
Chief Compliance Officer
KWAN, CHE LEE ALLY
CHIEF COMPLIANCE OFFICER
45TH JARDINE HOUSE
1 CONNAUGHT PLACE, CENTRAL HONG KONG
HONG KONG
China
Tel:
852 3128 6546
Fax:
852 3128 6507
A********@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LO, ANDREW, TAK SHING | Individual | – | DIRECTOR & CHIEF EXECUTIVE, ASIA PACIFIC | 04/1997 | < 5% |
| SIMPSON, JEREMY, CHARLES | Individual | – | DIRECTOR & ASIA PACIFIC CONTROLLER | 02/2011 | < 5% |
| LEE, SIU MEI | Individual | – | DIRECTOR, HEAD OF FINANCE, GREATER CHINA | 03/2009 | < 5% |
| INVESCO ASSET MANAGEMENT PACIFIC LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 03/2003 | > 75% |
| Franc, Martin, Peter | Individual | – | DIRECTOR | 06/2018 | < 5% |
| INVESCO PACIFIC GROUP LIMITED | Foreign Entity | INVESCO ASSET MANAGEMENT PACIFIC LIMITED | SOLE SHAREHOLDER | 03/2003 | > 75% |
| PAN, SAN KONG, TERRY | Individual | – | DIRECTOR, CEO, GREATER CHINA, SINGAPORE & KOREA | 04/2015 | < 5% |
| INVESCO HOLDING COMPANY LIMITED | Foreign Entity | INVESCO PACIFIC GROUP LIMITED | SOLE SHAREHOLDER | 12/1994 | > 75% |
| INVESCO LTD | Foreign Entity | INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | 12/2007 | > 75% |
| KWAN, CHE LEE ALLY | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| KA SHING, WONG | Individual | – | DIRECTOR, HEAD OF ASIA PACIFIC - INVESCO FIXED INCOME | 06/2021 | < 5% |
| CHOW, WAI TAT RICHARD | Individual | – | DIRECTOR, REGIONAL HEAD OF INVESTMENTS, ASIA PACIFIC | 08/2023 | < 5% |